Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2019-04-30 | Joan L. Gulley (71) Class III Director of DSMB (2017) Class III Director of DSM (2017) Independent Director Annual compensation DSMB $4,842, DSM $7,086 Audit Committee Member |
| 2020-05-01 | Joan L. Gulley (72) ... Class III Director of BNYMSMB (2017) ... Class III Director of BNYMSM (2017) ... Ms. Gulley currently serves as the Chair of the Board of Trustees of the Nantucket Atheneum. ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2019, and by BNYMSM for its fiscal year ended September 30, 2019 ... Joan L. Gulley $8,673 from BNYMSMB and $10,508 from BNYMSM ... audit committee member. |
| 2021-05-03 | JOAN L. GULLEY (73) Class III Director of BNYMSMB (2017) Class III Director of BNYMSM (2017) ... Annual retainer fees and meeting attendance fees ... Compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2020, and by BNYMSM for its fiscal year ended September 30, 2020 ... Joan L. Gulley $374,000 |
| 2022-05-02 | JOAN L. GULLEY (74)Class II Director of BNYMSMB(2017)Class II Director of BNYMSM (2017) ... The amount of compensation paid by each Fund to each Continuing Director who is not standing for election at the Meeting in any capacity ... Joan L. Gulley $346,000 (43) BNYMSMB $7,741 BNYMSM $9,071 |
| 2023-05-01 | Joan L. Gulley (75) Class III Director of BNYMSMB (2017) Class III Director of BNYMSM (2017) ... Annual retainer fees and meeting attendance fees ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Joan L. Gulley $346,000 ... Audit Committee Member |
| 2024-05-01 | Joan L. Gulley (76) Class III Director (2017) ... The amount of compensation paid to each Nominee by the Fund for its fiscal year ended November 30, 2023 ... Joan L. Gulley $8,049 ... The Board's Audit Committee (which consists of all Directors) ... Joan L. Gulley, Audit Committee Member ... |
| Filing Date | Source Excerpt |
|---|---|
| 2019-04-30 | Joan L. Gulley (71) Class III Director of DSMB (2017) Class III Director of DSM (2017) ... Ms. Gulley served in various senior roles at PNC Financial Services Group ... The audit committee oversees the Fund’s financial reporting process ... Joan L. Gulley, Audit Committee Member |
| 2020-05-01 | Joan L. Gulley (72) Class III Director of BNYMSMB (2017) Class III Director of BNYMSM (2017) ... Ms. Gulley currently serves as the Chair of the Board of Trustees of the Nantucket Atheneum. ... Audit Committee Member ... BNYMSMB $8,673 BNYMSM $10,508 |
| 2021-05-03 | JOAN L. GULLEY (73) Class III Director of BNYMSMB (2017) Class III Director of BNYMSM (2017) ... Annual retainer fees and meeting attendance fees ... Compensation from BNYMSMB $6,296 |
| 2022-05-02 | JOAN L. GULLEY (74)Class II Director of BNYMSMB(2017)Class II Director of BNYMSM (2017) ... Ms. Gulley served in various senior roles at PNC Financial Services Group, Inc. from 1993 until her retirement in 2014. |
| 2023-05-01 | Joan L. Gulley (75) Class III Director of BNYMSMB (2017) Class III Director of BNYMSM (2017) ... Annual retainer fees and meeting attendance fees ... The amount of compensation paid to each Nominee by BNYMSMB for its fiscal year ended November 30, 2022 ... Joan L. Gulley $346,000 ... The Audit Committee includes Joan L. Gulley. |
| 2024-05-01 | JOAN L. GULLEY (76) Class III Director (2017) Nantucket Atheneum, public library, Chair (June 2018 – June 2021) and Director (2015 – June 2021) Orchard Island Club, golf and beach club, Governor (2016 – Present) and President (February 2023 – Present) The amount of compensation paid to each Nominee by the Fund for its fiscal year ended September 30, 2023, and the aggregate amount of compensation paid to each Nominee by all funds in the fund complex (which comprises registered investment companies for which the Investment Adviser serves as investment adviser) for which the Nominee was a board member during 2023, was as follows*: Joan L. Gulley $9,510 $349,500 (39) The Board also receives periodic presentations from senior personnel of the Investment Adviser, the Sub-Adviser or their affiliates regarding risk management generally, as well as periodic presentations regarding specific operational, compliance or investment areas, such as cybersecurity, business continuity, personal trading, valuation, credit and investment research. The Board has adopted policies and procedures designed to address certain risks to the Fund. In addition, the Investment Adviser, the Sub-Adviser and other service providers to the Fund have adopted a variety of policies, procedures and controls designed to address particular risks to the Fund. |
Data sourced from SEC filings. Last updated: 2025-12-07