JOHN E. NEAL

Corporate Board Profile

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CALAMOS CONVERTIBLE & HIGH INCOME FUND

Filing Date Source Excerpt
2004-05-25 John E. Neal, 53 Trustee (of CHI since 2002 and CHY since 2003) Managing Director, Bank One Capital Markets, Inc. (investment banking) (since 2000); Executive Vice President and Head of Real Estate Department, Bank One, prior thereto; Director, The Brickman Group, Ltd.
2005-03-09 Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000); Director, the Brickman Group, Ltd. (landscaping company)
2006-02-24 John E. Neal, 55 Trustee (of CHI since 2002, of CHY and CSQ since 2003 and of CGO since 2005) - Principal Occupation: Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000)
2007-05-25 Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company), Equity Residential (publicly-owned REIT), Ranir LLC (oral products company) and CBA Commercial (commercial mortgage securitization company); Partner, Private Perfumery LLC (private label perfume company and Linden LLC (health care private equity)
2008-05-12 Private investor; formerly Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company) and Equity Residential (publicly-owned REIT); Partner, Private Perfumery LLC (private label perfume company), Linden LLC (healthcare private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2009-05-18 John E. Neal, 59 - Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company), Equity Residential Trust (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Private Perfumery LLC (private label perfume company), Linden LLC (health care private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2011-05-25 Private investor; Director, Equity Residential (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Linden LLC (health care private equity)
2012-05-22 John E. Neal, 61 Trustee (of CHI since 2002, of CHY and CSQ since 2003, of CGO since 2004 and of CHW since 2007) Principal Occupation(s) During Past 5 Years: Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2013-05-22 Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2014-05-23 Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance company); Partner, Linden LLC (health care private equity)
2015-06-04 Private investor; Director, Equity Residential Trust and Creation Investment; Partner, Linden LLC (health care private equity)
2016-05-10 Private investor; Director, Equity Residential Trust (publicly-owned REIT) and Creation Investment (private international microfinance company); Partner, Linden LLC (health care private equity)
2017-05-04 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2018-05-14 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2019-05-24 Retired; Private investor; Director, Equity Residential Trust; Director, Creation Investments; Director, Centrust Bank; Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); Partner, Linden LLC (health care private equity) (until 2018); more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2020-05-14 Retired; Private investor; Director of various trusts and companies; served for multiple years as a trustee; earned a Masters of Business Administration degree
2021-05-12 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); formerly, Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2022-05-11 Retired; Private investor; Director, Equity Residential Trust; Director, Creation Investments; Director, Centrust Bank; formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); Partner, Linden LLC (health care private equity); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2023-05-08 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018)
2024-05-14 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018)

CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND

Filing Date Source Excerpt
2003-02-10 John E. Neal, 52 Trustee (May 2002) Managing Director, Bank One Capital Markets (investment banking) (since 1999); Private Investor prior thereto
2004-05-25 John E. Neal, 53 Trustee (of CHI since 2002 and CHY since 2003) Managing Director, Bank One Capital Markets, Inc. (investment banking) (since 2000); Executive Vice President and Head of Real Estate Department, Bank One, prior thereto; Director, The Brickman Group, Ltd.
2005-03-09 John E. Neal, 54 Trustee (of CHI since 2002 and of CHY and CSQ since 2003) - Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000); Director, the Brickman Group, Ltd. (landscaping company)
2006-02-24 John E. Neal, 55 Trustee (of CHI since 2002, of CHY and CSQ since 2003 and of CGO since 2005) ... Principal Occupation(s): Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000); Director, the Brickman Group, Ltd. (landscaping company)
2007-05-25 Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company), Equity Residential (publicly-owned REIT), Ranir LLC (oral products company) and CBA Commercial (commercial mortgage securitization company); Partner, Private Perfumery LLC (private label perfume company and Linden LLC (health care private equity)
2008-05-12 Private investor; formerly Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company) and Equity Residential (publicly-owned REIT); Partner, Private Perfumery LLC (private label perfume company), Linden LLC (healthcare private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company))
2009-05-18 John E. Neal, 59 - Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking); Director, Focused Health Services (private disease management company), Equity Residential Trust (publicly-owned REIT) and Creation Investments (private international microfinance company)
2010-05-10 Private investor; Managing Director, Banc One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company) and Equity Residential (publicly-owned REIT); Partner, Linden LLC (health care private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2011-05-25 Private investor; Director, Equity Residential (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Linden LLC (health care private equity)
2012-05-22 John E. Neal, 61 Trustee (of CHI since 2002, of CHY and CSQ since 2003, of CGO since 2004 and of CHW since 2007) Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2013-05-22 Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2014-05-23 Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance company); Partner, Linden LLC (health care private equity)
2015-06-04 Private investor; Director, Equity Residential Trust and Creation Investment; Partner, Linden LLC (health care private equity)
2016-05-10 Private investor; Director, Equity Residential Trust and Creation Investment; Partner, Linden LLC (health care private equity).
2017-05-04 Private investor; Director, Equity Residential Trust (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Linden LLC (health care private equity); Director, Centrust Bank (Northbrook, Illinois community bank); and earned a Masters of Business Administration degree
2018-05-14 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2019-05-24 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2020-05-14 Retired; Private investor; Director, Equity Residential Trust; Director, Creation Investments; Director, Centrust Bank; Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); earned a Masters of Business Administration degree.
2021-05-12 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); formerly, Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2022-05-11 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2023-05-08 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018)
2024-05-14 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018)

CALAMOS STRATEGIC TOTAL RETURN FUND

Filing Date Source Excerpt
2005-03-09 Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000); Director, the Brickman Group, Ltd. (landscaping company)
2006-02-24 John E. Neal, 55 Trustee (of CHI since 2002, of CHY and CSQ since 2003 and of CGO since 2005) Principal Occupation(s): Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Executive Vice President and Head of Real Estate Department, Bank One (1998-2000); Director, the Brickman Group, Ltd. (landscaping company)
2007-05-25 Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company), Equity Residential (publicly-owned REIT), Ranir LLC (oral products company) and CBA Commercial (commercial mortgage securitization company); Partner, Private Perfumery LLC (private label perfume company and Linden LLC (health care private equity)
2008-05-12 Private investor; formerly Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company) and Equity Residential (publicly-owned REIT); Partner, Private Perfumery LLC (private label perfume company), Linden LLC (healthcare private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2009-05-18 John E. Neal, 59 - Private investor; Managing Director, Bank One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company), Equity Residential Trust (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Private Perfumery LLC (private label perfume company), Linden LLC (health care private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2010-05-10 Private investor; Managing Director, Banc One Capital Markets, Inc. (investment banking) (2000-2004); Director, Focused Health Services (private disease management company) and Equity Residential (publicly-owned REIT); Partner, Linden LLC (health care private equity) and Greenspire Properties, LLC (private homebuilder and real estate development company)
2011-05-25 Private investor; Director, Equity Residential (publicly-owned REIT) and Creation Investments (private international microfinance company); Partner, Linden LLC (health care private equity)
2012-05-22 John E. Neal, 61 Trustee (of CHI since 2002, of CHY and CSQ since 2003, of CGO since 2004 and of CHW since 2007) Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2013-05-22 John E. Neal, 62 Trustee (of CHI since 2002, of CHY and CSQ since 2003, of CGO since 2004 and of CHW since 2007) Principal Occupation(s) During Past 5 Years: Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance Company); Partner, Linden LLC (health care private equity)
2014-05-23 Private investor; Director, Equity Residential Trust (publically-owned REIT) and Creation Investment (private international microfinance company); Partner, Linden LLC (health care private equity)
2015-06-04 Private investor; Director, Equity Residential Trust (publicly-owned REIT) and Creation Investment (private international microfinance company); Partner, Linden LLC (health care private equity)
2016-05-10 Private investor; Director, Equity Residential Trust and Creation Investment; Partner, Linden LLC (health care private equity).
2017-05-04 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2018-05-14 Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2021-05-12 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); Director, Neuro-ID (private company providing prescriptive analytics for the risk industry); formerly, Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2022-05-11 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree
2023-05-08 Retired; Private investor; Director, Equity Residential Trust (publicly-owned REIT); Director, Creation Investments (private international microfinance company); Director, Centrust Bank (Northbrook, Illinois community bank); formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018)
2024-05-14 Retired; Private investor; Director, Equity Residential Trust; Director, Creation Investments; Director, Centrust Bank; formerly, Director, Neuro-ID (private company providing prescriptive analytics for the risk industry) (until 2021); Partner, Linden LLC (health care private equity) (until 2018); Served for multiple years as a trustee of the Funds; more than 25 years of experience in the financial services industry; experience serving on boards of other entities, including other investment companies; and earned a Masters of Business Administration degree

EQUITY RESIDENTIAL

Filing Date Source Excerpt
2014-04-17 John E. Neal ... 92,000 49,949 50,046  191,995 ... John E. Neal is a partner of Linden LLC, a private equity firm. Mr. Neal has over 30 years of experience in executive positions in the financial services and banking industries with a primary focus on real estate finance.
2015-04-21 John E. Neal, 65, is a partner of Linden LLC... Compensation paid to Mr. Neal was $213,103.
2016-04-20 JOHN E. NEAL, 66... The following table shows the compensation paid to our Trustees for their service on the Board during the 2015 calendar year... John E. Neal $94,000 cash fees, $119,939 share awards, total $213,939.
2017-04-27 John E. Neal is a partner of Linden LLC... Audit Committee Chair. Trustee compensation table shows $237,069 total compensation for 2016.
2018-04-26 John E. Neal is a partner of Linden LLC... Committees Audit (Chair)... The following table shows the compensation paid to our non-employee Trustees for their service on the Board during the 2017 calendar year. John E. Neal Total $244,000.
2019-04-23 John E. Neal has over 30 years of experience in executive positions in the financial services and banking industries... Committees: Audit (Chair)... 2018 trustee compensation total $271,718.
2020-04-21 John E. Neal has over 30 years of experience in executive positions in the financial services and banking industries... Committees: Audit (Chair)... Trustee compensation table shows total compensation of $273,997.
2021-04-20 John E. Neal serves as Chair of the Audit Committee. His total 2020 compensation as a trustee was $273,998.
2022-04-18 John E. Neal has over 30 years of experience in executive positions in the financial services and banking industries... Independent... Committees: Audit (Chair)... Trustee Compensation table shows total compensation of $273,998 for 2021.
2023-04-18 John E. Neal has over 30 years of experience in executive positions in the financial services and banking industries... Committees: Audit (Chair)... Trustee compensation table shows total compensation of $317,527 for 2022.
2024-04-16 John E. Neal has over 30 years of experience in financial services and banking. ... Audit Committee member. Trustee compensation $312,762.

Data sourced from SEC filings. Last updated: 2026-02-03