JOHN F. WALLACE

Corporate Board Profile

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JAPAN SMALLER CAPITALIZATION FUND INC

Filing Date Source Excerpt
2001-09-06 John F. Wallace(3).............. Vice President of the Fund from 1997 to 2000 and Secretary and Treasurer of the Fund from 1993 to 1997; Senior Vice President of NAM-U.S.A. from 1981 to 2000, Secretary from 1976 to 2000, Treasurer from 1984 to 2000 and Director from 1986 to 2000. (3) "Interested person" of the Fund as defined in the Investment Company Act because of the positions they hold or have held with the Fund, NAM-U.S.A. and NAM, as applicable. The following table sets forth for the periods indicated compensation paid by the Fund to its Directors and the aggregate compensation paid to the Directors by all U.S. registered investment companies managed by NAM-U.S.A. or advised by NAM: Name of Director* Aggregate Compensation from Fund For its Fiscal Year Ended February 28, 2001 John F. Wallace.................... $8,000
2002-09-30 John F. Wallace (74)**** Director Director Vice President of the Fund 2 registered None 17 Rhoda Street since 1990 from 1997 to 2000 and investment West Hempstead, Secretary and Treasurer of the companies New York 11552 Fund from 1990 to 1997; Senior consisting of Vice President of NAM-U.S.A. 2 portfolios from 1981 to 2000, Secretary from 1976 to 2000, Treasurer from 1984 to 2000 and Director from 1986 to 2000. The following table sets forth for the periods indicated compensation paid by the Fund to its Directors and the aggregate compensation paid to the Directors by all U.S. registered investment companies managed by NAM-U.S.A. or advised by NAM: Aggregate Pension or Retirement Aggregate Compensation from Compensation Benefit Accrued as Part of Fund Complex Paid to from Fund For Fund Expenses for its Directors During the its Fiscal Year Ended Fiscal Year Ended Calendar Year Ended Name of Director February 28, 2002 February 28, 2002 December 31, 2001* ---------------- ----------------- ----------------- ------------------ John F. Wallace.................... $8,500 None $27,500
2003-10-01 John F. Wallace ............. $7,500 None None $14,500 ...Mr. Wallace is a former Vice President, Treasurer and Secretary of the Fund and a former Senior Vice President, Secretary, Treasurer and Director of NAM-U.S.A.
2004-07-14 John F. Wallace (75)*** Class I Director Retired since 2000; Vice 2 registered None Director since 1990 President of the Fund from investment West Hempstead, New York 1997 to 2000 and Secretary companies 11552 and Treasurer of the Fund consisting of from 1993 to 1997; Senior 2 portfolios Vice President of NAM-U.S.A. from 1981 to 2000, Secretary from 1976 to 2000, Treasurer from 1984 to 2000 and Director from 1986 to 2000.
2005-10-07 John F. Wallace (76)** Class I Director Retired since 2000; Vice 2 registered investment Mr. Wallace is a member of the Audit and Nominating Committees of the Fund. The following table sets forth for the periods indicated compensation paid by the Fund to its Directors and the aggregate compensation paid to the Directors by all U.S. registered investment companies managed by NAM-U.S.A. or advised by NAM: John F. Wallace.............. 17,500 None 30,500
2007-10-03 John F. Wallace (79) ... Class I Director ... Director since 1990 ... Each Class I Director nominee is also a member of the Audit and Nominating Committees of the Fund ... Aggregate Compensation from Fund for its Fiscal Year Ended February 28, 2007: $22,000.

Data sourced from SEC filings. Last updated: 2025-12-07