JOHN J. NEUHAUSER

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LIBERTY ALL STAR EQUITY FUND

Filing Date Source Excerpt
2003-02-28 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999)
2004-04-02 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999) (1) All the Trustees/Directors are members of the Audit Committee except for Mr. Mayer. The following table shows, for the calendar year ended December 31, 2003, the compensation paid by each Fund to each Trustee/Director, and the total compensation paid by both Funds to each Trustee/Director for service on the Boards of Trustees/Directors of the Funds. John J. Neuhauser........ $18,077.55 $5,822.55 $23,900.00
2005-03-24 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999) (1) All the Trustees/Directors are members of the Audit Committee of each Fund except for Mr. Mayer. The following table shows, for the fiscal year ended December 31, 2004, the compensation paid by each Fund to each Trustee/Director, the total compensation paid by both Funds and the Fund Complex to each Trustee/Director. John J. Neuhauser(2).......... $19,024.33 $6,175.67 $193,109.00 (2) In addition to receiving compensation for their services as Trustees/Directors of the Funds, Messrs. Lowry, Mayer and Neuhauser received compensation for services as trustees/directors of several investment companies consisting of 104 portfolios.
2006-03-17 John J. Neuhauser (Born 1943) Trustee; 1998; 2007 University Professor ... All the Trustees/Directors are members of each Fund's Audit Committee except for Mr. Mayer ... Compensation Table ... John J. Neuhauser $26,927 (Growth Fund) + $8,406 (Equity Fund) = $137,833 total.
2006-09-29 John J. Neuhauser (Age 63) Trustee; 1998; 2007 University Professor, Boston College (since December 2005); Academic Vice President and Dean of Faculties, Boston College (from 1999 to 2005). Aggregate Compensation from the Equity Fund $26,927, Aggregate Compensation from the Growth Fund $8,406, Total Compensation from the Fund Complex $137,833.
2007-03-01 John J. Neuhauser (Age 63) Trustee Since 1998, Term Expires 2007; Director Since 1998; Term Expires 2009; All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Fund Complex $49,500.00
2008-02-29 John J. Neuhauser (Age 64) Trustee Since 1998, Term Expires 2010; Director Since 1998; Term Expires 2009; All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Fund Complex: $36,000.
2009-02-27 John J. Neuhauser (Age 65) Trustee Since 1998, Term Expires 2010 President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke. Aggregate Compensation from the Fund Complex: $36,000.00
2010-02-23 John J. Neuhauser (Age 66) Trustee Since 1998, Term Expires 2010; Director Since 1998; Term Expires 2012; President, St. Michael’s College (since August, 2007); Trustee, Columbia Funds Series Trust I (66 funds); All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from Fund Complex: $37,000.
2011-02-25 John J. Neuhauser (Age 67) - Trustee Since 1998, Term expires 2013. President, St. Michael's College. Member of the Audit Committee. Aggregate Compensation from the Equity Fund: $29,582.80.
2012-02-24 John J. Neuhauser (Age 68) - Trustee Since 1998, Term Expires 2013, Independent Trustee, Audit Committee Member. Compensation: $28,644 from the Equity Fund in 2011.
2012-11-09 The following table shows the dollar range and the number of shares of equity securities beneficially owned by each Trustee/Director and named executive officer as of December 31, 2011 of Growth Fund and of Equity Fund. John J. Neuhauser $1 - 10,000 shares in Growth Fund, $1 - 10,000 shares in Equity Fund.
2013-06-28 John J. Neuhauser (Age 70) Trustee Since 1998, Term Expires 2013; Director Since 1998; Term Expires 2015; President, St. Michael's College; Audit Committee member; Compensation from Equity Fund $30,600, Growth Fund $9,400, Total $40,000.
2014-06-25 John J. Neuhauser (Age 71) Trustee Since 1998, Term Expires 2016; Director Since 1998; Term Expires 2015; President, St. Michael's College; Audit Committee member; Compensation from Fund Complex $43,500.
2015-07-06 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2016 Director since 1998; Term expires 2015 President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College Members of the Audit Committees are John A. Benning, Thomas W. Brock, George R. Gaspari, Richard W. Lowry, John J. Neuhauser and Richard C. Rantzow (Committee Chairman) Compensation: $25,638 from Equity Fund, $7,862 from Growth Fund, total $33,500.
2015-10-09 To the knowledge of the Fund, on the Record Date for the Meeting, the following Trustees and executive officers were known to own the following shares of the Fund: Name of Trustees and Officers Independent Trustees John J. Neuhauser 156.32 Direct
2016-07-01 John J. Neuhauser: Dr. Neuhauser has extensive investment management experience as an investment company trustee and executive management experience in higher education as a university president, vice president, dean and professor and multiple years of service as a Trustee of the Equity Fund and Director of the Growth Fund. Members of the Audit Committees are Messrs. Benning, Brock, Gaspari, Neuhauser and Rantzow. Each Fund’s Nominating and Governance Committee is comprised of five independent Trustees/Directors namely Messrs. Benning (Chairman), Brock, Gaspari, Neuhauser and Rantzow. The following table shows, for the fiscal year ended December 31, 2015, the compensation received from each Fund by the Trustees/Directors and the aggregate compensation paid to the Trustees/Directors for service on the Boards of Funds within the Fund Complex. John J. Neuhauser: $32,489 from Equity Fund and $10,010 from Growth Fund, total $42,500.
2017-07-03 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Director since 1998; Audit Committee member; Nominating and Governance Committee member; Aggregate Compensation from Equity Fund $29,176, Growth Fund $8,824, Total $38,000.
2018-06-28 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2019 Director since 1998; Term expires 2018 Aggregate Compensation from the Equity Fund: $29,879 Aggregate Compensation from the Growth Fund: $9,121 Total Compensation from the Fund Complex: $39,000 Members of the Audit Committee and Nominating and Governance Committee.
2019-06-28 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2019 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College) Trustee, Columbia Funds Series Trust I (since 1985) Aggregate Compensation from the Equity Fund $30,506 Aggregate Compensation from the Growth Fund $10,494 Total Compensation $41,000 Audit Committee members: Messrs. Brock, Gaspari, Irvin, Neuhauser and Ms. Usifer (Committee Chairman) Nominating and Governance Committee members: Messrs. Brock, Gaspari, Irvin, Neuhauser (Committee Chairman) and Ms. Usifer.
2020-06-24 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2022 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) Trustee, Columbia Funds Series Trust I (since 1985) Audit Committee: Messrs. Brock, Gaspari, Irvin, Neuhauser and Ms. Usifer (Committee Chairman) are members of the Audit Committee of each Fund. Nominating and Governance Committee: Messrs. Brock, Gaspari, Irvin, Neuhauser (Committee Chairman) and Ms. Usifer.
2021-06-30 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2022 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) Audit Committee member, Nominating and Governance Committee member
2022-06-30 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2022 Director since 1998; Term expires 2024 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) Aggregate Compensation from the Fund Complex: $86,000
2023-06-20 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2025 Director since 1998; Term expires 2024 ... Dr. Neuhauser has extensive investment management experience ... Messrs. Brock, Burke, Irvin, Neuhauser, and Ms. Usifer (Committee Chairman) are members of the Audit Committee of each Fund ... The Nominating and Governance Committee is comprised of five independent Trustees/Directors namely Messrs. Brock, Burke, Irvin, Neuhauser (Committee Chairman), and Ms. Usifer.
2024-06-27 John J. Neuhauser, Trustee since 1998; Term expires 2025 (Equity Fund) and Director since 1998; Term expires 2024 (Growth Fund). Member of Audit Committee and Nominating and Governance Committee. Compensation: $64,720 from Equity Fund, $24,280 from Growth Fund, total $89,000.

LIBERTY ALL STAR GROWTH FUND INC.

Filing Date Source Excerpt
2003-02-28 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999)
2004-04-02 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999) ... All the Trustees/Directors are members of the Audit Committee except for Mr. Mayer ... John J. Neuhauser........ $18,077.55 $5,822.55 $23,900.00
2005-03-24 John J. Neuhauser April, 1998 April, 1998 Academic Vice President and 106 Saucony, Inc. (athletic (Age 61) 2007 2006 Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999) (1) All the Trustees/Directors are members of the Audit Committee of each Fund except for Mr. Mayer. The following table shows, for the fiscal year ended December 31, 2004, the compensation paid by each Fund to each Trustee/Director, the total compensation paid by both Funds and the Fund Complex to each Trustee/Director. John J. Neuhauser(2).......... $19,024.33 $6,175.67 $193,109.00 (2) In addition to receiving compensation for their services as Trustees/Directors of the Funds, Messrs. Lowry, Mayer and Neuhauser received compensation for services as trustees/directors of several investment companies consisting of 104 portfolios. Mr. Neuhauser also received compensation for his service a director of the Columbia Multi-Strategy Hedge Fund, LLC. Mr. Neuhauser resigned from the Columbia Multi-Strategy Hedge Fund, LLC on December 3, 2004.
2006-03-17 John J. Neuhauser (Born 1943) Trustee; 1998; 2007 University Professor ... All the Trustees/Directors are members of each Fund's Audit Committee except for Mr. Mayer ... Compensation Table ... John J. Neuhauser $26,927 (Growth Fund) + $8,406 (Equity Fund) = $137,833 total.
2006-09-29 John J. Neuhauser (Age 63) ... Trustee; 1998; 2007 ... Director; 1998; 2009 ... University Professor, Boston College (since December 2005); Academic Vice President and Dean of Faculties, Boston College (from 1999 to 2005). ... Aggregate Compensation from the Equity Fund $26,927, Growth Fund $8,406, Total Compensation from the Fund Complex $137,833.
2007-03-01 John J. Neuhauser (Age 63) Trustee Since 1998, Term Expires 2007; Director Since 1998, Term Expires 2009; University Professor since December 2005, Boston College; 2 portfolios overseen; Trustee, Columbia Fund Complex (81 portfolios); All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Equity Fund $37,713.79, from the Growth Fund $11,786.21, Total $49,500.00.
2008-02-29 John J. Neuhauser (Age 64) Trustee Since 1998, Term Expires 2010 Director Since 1998; Term Expires 2009 President, St.Michael’s College (since August 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College) 2 portfolios overseen; Trustee, Columbia Fund Complex (81 portfolios). All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke. Compensation: $29,892.94 from Equity Fund, $6,107.06 from Growth Fund, total $36,000.
2009-02-27 John J. Neuhauser (Age 65) Trustee Since 1998, Term Expires 2010 Director Since 1998; Term Expires 2009 President, St. Michael's College (since August, 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College); 2 portfolios overseen; Trustee, Columbia Fund Complex (81 portfolios). All the Trustees/Directors are members of each Fund's Audit Committee except for Mr. Burke. Compensation: $36,000 total.
2010-02-23 John J. Neuhauser (Age 66) Trustee Since 1998, Term Expires 2010; Director Since 1998; Term Expires 2012; President, St. Michael’s College (since August, 2007); All the Trustees/Directors are members of each Fund’s Audit Committee except for Mr. Burke; Aggregate Compensation from the Fund Complex: $37,000.
2011-04-15 John J. Neuhauser (Age 67) Director Since 1998; Term Expires 2012 President, St. Michael's College Audit Committee member Aggregate Compensation from the Growth Fund $9,471.20
2012-07-16 John J. Neuhauser (Age 68) Director Since 1998; Term Expires 2012 President, St. Michael's College (since August, 2007); University Professor (December 2005-2007), Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College) Trustee, Columbia Funds Series Trust I (66 funds); Trustee, Liberty All-Star Growth Fund (since 1998) The Fund has a separately designated Audit Committee. Messrs. Benning, Brock, Gaspari, Lowry, Neuhauser and Rantzow (Committee Chairman) are members of the Audit Committee of the Fund. The Fund's Audit Committee is composed only of members who are Independent Directors. Director Compensation The following table shows, for the fiscal year ended December 31, 2011, the compensation received from the Fund by the Directors, and the aggregate compensation paid to the Directors for service on the Boards of funds within the Fund Complex. John J. Neuhauser $10,355 Aggregate Compensation from the Growth Fund $39,000 Total Compensation from the Fund Complex.
2013-06-28 John J. Neuhauser (Age 70) Trustee Since 1998, Term Expires 2013 Director Since 1998; Term Expires 2015 President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College) 2 portfolios overseen Trustee, Columbia Funds Series Trust I (since 1985) Aggregate Compensation from Equity Fund $30,600, Growth Fund $9,400, Total $40,000
2014-06-25 John J. Neuhauser (Age 71) ... Director Since 1998; Term Expires 2015 ... Messrs. Benning, Brock, Gaspari, Lowry, Neuhauser and Rantzow (Committee Chairman) are members of the Audit Committee of each Fund ... Aggregate Compensation from the Growth Fund $9,468
2015-07-06 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2016 Director since 1998; Term expires 2015 President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College Members of the Audit Committees are John A. Benning, Thomas W. Brock, George R. Gaspari, Richard W. Lowry, John J. Neuhauser and Richard C. Rantzow (Committee Chairman) Compensation: $25,638 from Equity Fund, $7,862 from Growth Fund, total $33,500.
2016-07-01 John J. Neuhauser: Dr. Neuhauser has extensive investment management experience as an investment company trustee and executive management experience in higher education as a university president, vice president, dean and professor and multiple years of service as a Trustee of the Equity Fund and Director of the Growth Fund. The Funds have separately designated Audit Committees. Messrs. Benning, Brock, Gaspari, Neuhauser and Rantzow (Committee Chairman) are members of the Audit Committee of each Fund. The following table shows, for the fiscal year ended December 31, 2015, the compensation received from each Fund by the Trustees/Directors and the aggregate compensation paid to the Trustees/Directors for service on the Boards of Funds within the Fund Complex. Neither Fund has a bonus, profit sharing or retirement plan. John J. Neuhauser $32,489 $10,010 $42,500. Each Fund’s Nominating and Governance Committee of the Board of Trustees/Directors (“Nominating and Governance Committee” or the “Committee”) is comprised of five independent Trustees/Directors namely Messrs. Benning (Chairman), Brock, Gaspari, Neuhauser and Rantzow.
2017-04-28 To the knowledge of the Fund, on the Record Date for the Special Meeting, the following Directors and executive officers were known to own the following shares of the Fund: Name of Directors and Executive Officers Independent Directors John J. Neuhauser # of Shares Owned: 294.00 Type of Ownership: Direct
2017-07-03 John J. Neuhauser Year of Birth: 1943; Trustee since 1998; Director since 1998; Audit Committee member; Nominating and Governance Committee member; Compensation from Equity Fund $29,176, Growth Fund $8,824, Total $38,000.
2018-06-28 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Director since 1998 Audit Committee member Nominating and Governance Committee member Compensation: $29,879 from Equity Fund, $9,121 from Growth Fund, total $39,000.
2019-06-28 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2019 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College) Aggregate Compensation from the Equity Fund $30,506 Aggregate Compensation from the Growth Fund $10,494 Total Compensation $41,000 Audit Committee members: Messrs. Brock, Gaspari, Irvin, Neuhauser and Ms. Usifer (Committee Chairman) Nominating and Governance Committee members: Messrs. Brock, Gaspari, Irvin, Neuhauser (Committee Chairman) and Ms. Usifer.
2020-06-24 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2022 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) 2 portfolios overseen Trustee, Columbia Funds Series Trust I (since 1985) Audit Committee member, Nominating and Governance Committee member
2021-06-30 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2022 Director since 1998; Term expires 2021 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) 2 None Audit Committee The Funds have separately designated Audit Committees. Messrs. Brock, Gaspari, Irvin, Neuhauser and Ms. Usifer (Committee Chairman) are members of the Audit Committee of each Fund. Nomination Information Each Fund’s Nominating and Governance Committee of the Board of Trustees/Directors (“Nominating and Governance Committee” or the “Committee”) is comprised of five independent Trustees/Directors namely Messrs. Brock, Gaspari, Irvin, Neuhauser (Committee Chairman) and Ms. Usifer.
2022-06-30 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Director since 1998; Retired. Formerly, President, St. Michael’s College (2007-2018) Aggregate Compensation from the Equity Fund $61,198, from the Growth Fund $24,802, total $86,000. Member of Audit Committee and Nominating and Governance Committee.
2023-06-20 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2025 Director since 1998; Term expires 2024 Retired. Formerly, President, St. Michael’s College (2007-2018); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from 1999 - 2005, Boston College) The Funds have separately designated Audit Committees. Messrs. Brock, Burke, Irvin, Neuhauser, and Ms. Usifer (Committee Chairman) are members of the Audit Committee of each Fund. Each Fund’s Nominating and Governance Committee of the Board of Trustees/Directors is comprised of five independent Trustees/Directors namely Messrs. Brock, Burke, Irvin, Neuhauser (Committee Chairman), and Ms. Usifer.
2024-06-27 John J. Neuhauser Year of Birth: 1943 Trustee since 1998; Term expires 2025 (Equity Fund) and Director since 1998; Term expires 2024 (Growth Fund). Member of Audit Committee and Nominating and Governance Committee. Aggregate compensation from Equity Fund $64,720, Growth Fund $24,280, Total $89,000.

MFS HIGH INCOME MUNICIPAL TRUST

Filing Date Source Excerpt
2001-08-06 John J. Neuhauser 1985 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999). The Audit Committee now consists of Ms. Verville and Messrs. Hacker, Macera, Nelson and Neuhauser. For the fiscal years and calendar years noted, the Trustees received the following compensation for serving as Trustees: John J. Neuhauser: $8,000 annual retainer plus meeting fees.
2002-04-25 John J. Neuhauser Trustee CHIMT - 1985 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999).
2003-05-01 John J. Neuhauser Trustee CHIMT -- 1985 Academic Vice President and 94 (Age 60) CIGMT -- 1985 Dean of Faculties since August, CIITI -- 1989 1999, Boston College (formerly CCAIMF -- 1999 Dean, Boston College School of CIMF -- 1999 Management from September, 1977 CNYIMF -- 1999 to September, 1999). CMIT -- 1985 CIHIF -- 1985 John J. Neuhauser Saucony, Inc. (athletic (Age 60) footwear); SkillSoft Corp. 3. ADVISORY FEES & EXPENSES COMMITTEE Ms. Kelly and Messrs. Mayer, Neuhauser, Stitzel and Theobald are members of the Advisory Fees & Expenses Committee of each Fund. The Advisory Fees & Expenses Committee's functions include reviewing and making recommendations to the Board as to contracts requiring approval of a majority of the disinterested Trustees and as to any other contracts that may be referred to the committee by the Board. 1. AUDIT COMMITTEE The members of the Funds' Audit Committee members for 2002 were Ms. Verville and Messrs. Hacker, Macera(1), Nelson and Neuhauser. Each member of the Audit Committee meets the independence standards of the NYSE and AMEX listing standards. For the calendar year ended December 31, 2002, the Trustees received the following compensation for serving as Trustees: John J. Neuhauser N/A $124,974 For the fiscal year ended November 30, 2002 (October 31, 2002 for CIHIF), the Trustees received from each Fund the following compensation for serving as Trustees: John J. Neuhauser -------------- -------------- -------------- -------------- $1,249 $891 $626 $544
2004-04-29 John J. Neuhauser(2)(3) Trustee CHIMT -- 1985 Academic Vice President and 122 (Age 61) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to September, CMIT -- 1985 1999). CIHIF -- 1985 Ms. Kelly and Messrs. Mayer, Nelson and Neuhauser are members of the Advisory Fees & Expenses Committee of each Fund.
2005-04-26 John J. Neuhauser(2) Trustee CHIMT -- 1985 Academic Vice President and 106 (04/07/43) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to August, CMIT -- 1985 1999). DISINTERESTED TRUSTEES John J. Neuhauser N/A $158,284
2006-04-17 John J. Neuhauser (Born 1942) Trustee 1985 University Professor, Boston College since December, 2005; Academic Vice President and Dean of Faculties, Boston College from August, 1999 to December, 2005.
2007-05-02 John J. Neuhauser is a Trustee. He is a member of the Advisory Fees and Expenses Committee. His aggregate compensation from the Fund Complex was $223,000.

MFS HIGH YIELD MUNICIPAL TRUST

Filing Date Source Excerpt
2002-04-25 John J. Neuhauser Trustee CHIMT - 1985 Academic Vice President 105 Saucony, Inc. (Age 58) CIGMT - 1985 and Dean of Faculties (athletic CIITI - 1989 since August, 1999, footwear); CCAIMF - 1999 Boston College (formerly SkillSoft Corp. CIMF - 1999 Dean, Boston College CNYIMF - 1999 School of Management from CMIT - 1985 September, 1977 to CIHIF - 1985 September, 1999).
2003-05-01 John J. Neuhauser Trustee CHIMT -- 1985 Academic Vice President and 94 (Age 60) CIGMT -- 1985 Dean of Faculties since August, CIITI -- 1989 1999, Boston College (formerly CCAIMF -- 1999 Dean, Boston College School of CIMF -- 1999 Management from September, 1977 CNYIMF -- 1999 to September, 1999). CMIT -- 1985 CIHIF -- 1985
2004-04-29 John J. Neuhauser(2)(3) Trustee CHIMT -- 1985 Academic Vice President and 122 (Age 61) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to September, CMIT -- 1985 1999). CIHIF -- 1985 Ms. Kelly and Messrs. Mayer, Nelson and Neuhauser are members of the Advisory Fees & Expenses Committee of each Fund. For the calendar year ended December 31, 2003, the Trustees received the following compensation for serving as Trustees: John J. Neuhauser N/A $143,568
2005-04-26 John J. Neuhauser Trustee CHIMT -- 1985 Academic Vice President and Dean of Faculties since August, 1999, Boston College ... Messrs. Lowry, Mayer, Simpson and Theobald are members of the Governance Committee of each Fund. ... Ms. Kelly and Messrs. Mayer, Nelson and Neuhauser are members of the Advisory Fees & Expenses Committee of each Fund. ... John J. Neuhauser N/A $158,284
2006-04-17 John J. Neuhauser (Born 1942) Trustee 1985 University Professor, Boston College since December, 2005; Academic Vice President and Dean of Faculties, Boston College from August, 1999 to December, 2005.
2007-05-02 John J. Neuhauser is a Trustee. He serves on the Governance Committee and Advisory Fees and Expenses Committee. His aggregate compensation from the Fund Complex was $223,000.

MFS INTERMEDIATE HIGH INCOME FUND

Filing Date Source Excerpt
2001-08-06 John J. Neuhauser 1985 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999).
2002-04-25 John J. Neuhauser Trustee CHIMT - 1985 CIGMT - 1985 CIITI - 1989 CCAIMF - 1999 CIMF - 1999 CNYIMF - 1999 CMIT - 1985 CIHIF - 1985; Academic Vice President and Dean of Faculties since August, 1999, Boston College; Compensation $132,510
2003-05-01 John J. Neuhauser Trustee CHIMT -- 1985 Academic Vice President and 94 (Age 60) CIGMT -- 1985 Dean of Faculties since August, CIITI -- 1989 1999, Boston College (formerly CCAIMF -- 1999 Dean, Boston College School of CIMF -- 1999 Management from September, 1977 CNYIMF -- 1999 to September, 1999). CMIT -- 1985 CIHIF -- 1985 John J. Neuhauser Saucony, Inc. (athletic (Age 60) footwear); SkillSoft Corp. John J. Neuhauser N/A $124,974 John J. Neuhauser 1,249 891 626 544 John J. Neuhauser 641 462 1,096 553
2004-04-29 John J. Neuhauser(2)(3) Trustee CHIMT -- 1985 Academic Vice President and 122 (Age 61) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to September, CMIT -- 1985 1999). CIHIF -- 1985 Ms. Kelly and Messrs. Mayer, Nelson and Neuhauser are members of the Advisory Fees & Expenses Committee of each Fund.
2005-04-26 John J. Neuhauser(2) Trustee CHIMT -- 1985 Academic Vice President and 106 (04/07/43) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to August, CMIT -- 1985 1999).
2006-04-17 John J. Neuhauser (Born 1942) Trustee 1985 University Professor, Boston College since December, 2005; Academic Vice President and Dean of Faculties, Boston College from August, 1999 to December, 2005.

MFS INVESTMENT GRADE MUNICIPAL TRUST

Filing Date Source Excerpt
2001-08-06 John J. Neuhauser 1985 Academic Vice President and Dean of Faculties since August, 1999, Boston College (formerly Dean, Boston College School of Management from September, 1977 to September, 1999).
2002-04-25 John J. Neuhauser Trustee CHIMT - 1985 Academic Vice President 105 Saucony, Inc. (Age 58) CIGMT - 1985 and Dean of Faculties (athletic CIITI - 1989 since August, 1999, Boston College (formerly SkillSoft Corp. CCAIMF - 1999 Dean, Boston College School of Management from CIMF - 1999 September, 1977 to September, 1999). CNYIMF - 1999 CMIT - 1985 CIHIF - 1985
2003-05-01 John J. Neuhauser Trustee CHIMT -- 1985 Academic Vice President and 94 (Age 60) CIGMT -- 1985 Dean of Faculties since August, CIITI -- 1989 1999, Boston College (formerly CCAIMF -- 1999 Dean, Boston College School of CIMF -- 1999 Management from September, 1977 CNYIMF -- 1999 to September, 1999). CMIT -- 1985 CIHIF -- 1985 John J. Neuhauser Saucony, Inc. (athletic (Age 60) footwear); SkillSoft Corp. (E-learning) John J. Neuhauser N/A $124,974 For the calendar year ended December 31, 2002, the Trustees received the following compensation for serving as Trustees: For the fiscal year ended November 30, 2002 (October 31, 2002 for CIHIF), the Trustees received from each Fund the following compensation for serving as Trustees: John J. Neuhauser 1,249 891 626 544 John J. Neuhauser 641 462 1,096 553 1. AUDIT COMMITTEE The members of the Funds' Audit Committee members for 2002 were Ms. Verville and Messrs. Hacker, Macera(1), Nelson and Neuhauser. Each member of the Audit Committee meets the independence standards of the NYSE and AMEX listing standards. 3. ADVISORY FEES & EXPENSES COMMITTEE Ms. Kelly and Messrs. Mayer, Neuhauser, Stitzel and Theobald are members of the Advisory Fees & Expenses Committee of each Fund.
2004-04-29 John J. Neuhauser(2)(3) Trustee CHIMT -- 1985 Academic Vice President and 122 (Age 61) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to September, CMIT -- 1985 1999). CIHIF -- 1985
2005-04-26 John J. Neuhauser(2) Trustee CHIMT -- 1985 Academic Vice President and 106 (04/07/43) CIGMT -- 1985 Dean of Faculties since CIITI -- 1989 August, 1999, Boston College CCAIMF -- 1999 (formerly Dean, Boston College CIMF -- 1999 School of Management from CNYIMF -- 1999 September, 1977 to August, CMIT -- 1985 1999). DISINTERESTED TRUSTEES John J. Neuhauser N/A $158,284
2006-04-17 John J. Neuhauser (Born 1942) Trustee 1985 University Professor, Boston College since December, 2005; Academic Vice President and Dean of Faculties, Boston College from August, 1999 to December, 2005.
2007-05-02 John J. Neuhauser, Trustee; member of Governance Committee; compensation $934 from Colonial California Insured Municipal Fund for fiscal year ended November 30, 2006.

Data sourced from SEC filings. Last updated: 2025-12-06