JOHN W. BALLANTINE

Corporate Board Profile

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DWS MUNICIPAL INCOME TRUST

Filing Date Source Excerpt
2001-04-06 John W. Ballantine (2/16/46),(1) Retired; formerly, First Chicago NBD Corporation/The First National Bank of Chicago: 1996-1998, Executive Vice President and Chief Risk Management Officer; 1995-1996, Executive Vice President and Head of International Banking; Director, First Oak Brook Bancshares, Inc., Oak Brook Bank and Tokheim Corporation.
2002-02-28 John W. Ballantine: Audit Committee (Chairman), Operations Committee (Chairman). Compensation: $1,300 from Scudder High Income Trust.
2003-04-25 JOHN W. BALLANTINE (57), Trustee; Retired; formerly, Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); 1995-1996, Executive Vice President and Head of International Banking; Director, Enron Corporation (energy trading firm)(effective May 30, 2002), First Oak Brook Bancshares, Inc., Oak Brook Bank and Tokheim Corporation (designer, manufacturer and servicer of electronic and mechanical petroleum marketing systems).
2004-05-24 JOHN W. BALLANTINE (58), Trustee; Retired; formerly, Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Director, Enron Corporation (energy trading firm) (effective May 30, 2002); First Oak Brook Bancshares, Inc.; Oak Brook Bank; American Healthways, Inc. (provider of disease and care management services); Portland General Electric (utility company). The members of the Audit Committee are Donald L. Dunaway (Chairman), Lewis A. Burnham and Robert B. Hoffman. The Valuation Committee members are John W. Ballantine and Richard T. Hale. The Operations Committee members are John W. Ballantine (Chairman), Paul K. Freeman, Fred B. Renwick and John G. Weithers. The table below shows aggregate compensation paid or accrued during 2003 calendar year: John W. Ballantine $218,350.
2005-04-25 JOHN W. BALLANTINE (59), Trustee; Retired; formerly, Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/ The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Director, First Oak Brook Bancshares, Inc.; Oak Brook Bank; American Healthways, Inc. (provider of disease and care management services); Portland General Electric (utility company) ... The current members of the Audit Committee are: Donald L. Dunaway (Chairman) Lewis A. Burnham Robert B. Hoffman William McClayton
2006-04-13 JOHN W. BALLANTINE Retired; formerly, Executive Vice 71 (1946) President and Chief Risk Management Trustee, 1999-present Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996). Directorships: First Oak Brook Bancshares, Inc.; Oak Brook Bank; Healthways Inc. (provider of disease and care management services); Portland General Electric (utility company)
2007-04-10 JOHN W. BALLANTINE (1946) Retired. Formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996). Directorships: Healthways Inc.; Portland General Electric; Stockwell Capital Investments PLC. Trustee, 1999-Present. Contract Review Committee member. Valuation Committee Chair. Operations Committee member. Aggregate compensation from DWS Fund Complex: $222,670.
2008-04-07 JOHN W. BALLANTINE Retired; formerly, Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996). Directorships: Healthways Inc.; Portland General Electric; Stockwell Capital Investments PLC. Former Directorships: First Oak Brook Bancshares, Inc. and Oak Brook Bank. Chicago Board; Term: Annual or as a Class I Board Member until 2011; and Member since 1999.
2009-04-16 John W. Ballantine (1946) Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Directorships: Healthways Inc. (provider of disease and care management services); Portland General Electric (utility company); Stockwell Capital Investments PLC (private equity); former Directorships: First Oak Brook Bancshares, Inc. and Oak Brook Bank Board Member since 1999; and Term: as a Class I or Class III Board Member until 2011. The current members of each Fund’s Audit Committee are: William McClayton (Chair), Kenneth C. Froewiss (Vice Chair), John W. Ballantine, Henry P. Becton, Jr., Keith R. Fox, William N. Searcy, Jr.
2011-04-28 John W. Ballantine (1946) Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Directorships: Healthways Inc. (provider of disease and care management services); Portland General Electric (utility company); Stockwell Capital Investments PLC (private equity); former Directorships: First Oak Brook Bancshares, Inc. and Oak Brook Bank; Prisma Energy International Board Member since 1999. Committees: Contract Committee, Operations Committee (Vice Chair), Valuation Sub-Committee, Audit Committee (Vice Chair). Total compensation from Fund Complex: $255,000.
2012-08-15 John W. Ballantine (1946) Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Directorships: Chairman of the Board, Healthways Inc. (provider of disease and care management services); Portland General Electric (utility company); Stockwell Capital Investments PLC (private equity); former Directorships: First Oak Brook Bancshares, Inc. and Oak Brook Bank; Prisma Energy International. Board Member since 1999. Committees: Contract Committee, Operations Committee. Compensation: $315 for DWS Strategic Income Trust.
2013-07-16 The current members of each Fund's Audit Committee are: Paul K. Freeman (Chair), William McClayton (Vice Chair), John W. Ballantine, Henry P. Becton, Jr., Richard J. Herring. ... The current members of each Fund's Fixed-Income and Asset Allocation Oversight Committee are John W. Ballantine (Chair), William N. Searcy, Jr. (Vice Chair), Dawn-Marie Driscoll, Paul K. Freeman and Richard J. Herring.
2014-07-21 The current members of each Funds Audit Committee are: Paul K. Freeman (Chair), William McClayton (Vice Chair), John W. Ballantine, Henry P. Becton, Jr., Richard J. Herring. The Nominating and Governance Committee current members are Rebecca W. Rimel (Chair), Henry P. Becton, Jr. (Vice Chair), John W. Ballantine and William McClayton. The Fixed-Income and Asset Allocation Oversight Committee current members are John W. Ballantine (Chair), William N. Searcy, Jr. (Vice Chair), Dawn-Marie Driscoll, Paul K. Freeman and Richard J. Herring. John W. Ballantine is a Board Member since 1999. Compensation for DWS High Income Trust is $1,025, for DWS Multi-Market Income Trust is $1,259, for DWS Municipal Income Trust is $2,075, for DWS Strategic Municipal Income Trust is $1,001, and for DWS Strategic Income Trust is $764.
2015-08-14 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2017 annual shareholder meeting for each Fund Length of Service: Since 1999 ... Audit Committee members include John W. Ballantine ... Nominating and Governance Committee members include John W. Ballantine ... Fixed-Income and Asset Allocation Oversight Committee members include John W. Ballantine (Chair) ... Compensation for Deutsche High Income Trust: $1,068; Deutsche Multi-Market Income Trust: $1,307; Total compensation from Fund Complex: $290,000.
2016-08-18 Mr. John W. Ballantine (1946) Board Member since 1999. Committees: Audit Committee, Nominating and Governance Committee, Investment Oversight Committee (Chair). Compensation: $1,098 (KHI) + $2,810 (KTF) + $1,275 (KSM) = $5,183.
2017-08-15 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2017 annual shareholder meeting for each Fund Length of Service: Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); former Directorships: Director and Chairman of the Board, Healthways Inc. (population well-being and wellness services) (2003-2014); Stockwell Capital Investments PLC (private equity); Enron Corporation; FNB Corporation; Tokheim Corporation; First Oak Brook Bancshares, Inc.; Oak Brook Bank; and Prisma Energy International. Not-for-Profit Director/ Trustee: Palm Beach Civic-Assn.; Public Radio International; Window to the World Communications (public media); and Harris Theater for Music and Dance (Chicago) Compensation: $1,291 (KMM) + $2,346 (KTF) + $813 (KST) + $1,102 (KSM) = $5,552
2018-08-06 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2020 annual shareholder meeting for each Fund Length of Service: Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice and Head of International Banking (1995-1996)
2019-08-05 The current members of each Funds Audit Committee are: William McClayton (Chair), Richard J. Herring (Vice Chair), John W. Ballantine, Henry P. Becton, Jr. ... The current members of each Funds Contract Committee are John W. Ballantine (Chair), Dawn-Marie Driscoll (Vice Chair), Richard J. Herring, William N. Searcy, Jr. and Jean Gleason Stromberg. ... The table below shows (i) the compensation paid to each current Independent Board Member by each Fund for its most recently completed fiscal year ... John W. Ballantine: $2,700 (KTF), $1,244 (KSM), Total Compensation from Fund Complex: $320,000.
2020-08-18 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2020 annual shareholder meeting for each Fund Length of Service: Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); former Directorships: Director and Chairman of the Board, Healthways Inc. (population well-being and wellness services) (2003-2014); Stockwell Capital Investments PLC (private equity); Enron Corporation; FNB Corporation; Tokheim Corporation; First Oak Brook Bancshares, Inc.; Oak Brook Bank; and Prisma Energy International. Not-for-Profit Director/Trustee: Palm Beach Civic Assn.; Window to the World Communications (public media); Life Director of Harris Theater for Music and Dance (Chicago); and Life Director of Hubbard Street Dance Chicago; former Not-for-Profit Directorships: Public Radio International. Current committees: Audit Committee, Nominating and Governance Committee. Compensation: $3,139 from DWS Municipal Income Trust and $1,447 from DWS Strategic Municipal Income Trust.
2021-08-16 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2023 annual shareholder meeting for each Fund Length of Service: Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); former Directorships: Director and Chairman of the Board, Healthways Inc. (population well-being and wellness services) (2003-2014); Stockwell Capital Investments PLC (private equity); Enron Corporation; FNB Corporation; Tokheim Corporation; First Oak Brook Bancshares, Inc.; Oak Brook Bank; and Prisma Energy International. Not-for-Profit Director/Trustee: Palm Beach Civic Assn.; Window to the World Communications (public media); Life Director of Harris Theater for Music and Dance (Chicago); and Life Director of Hubbard Street Dance Chicago; former Not-for-Profit Directorships: Public Radio International None Gender: male Compensation: $3,101 from DWS Municipal Income Trust and $1,592 from DWS Strategic Municipal Income Trust.
2022-08-15 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2023 annual shareholder meeting for each Fund Length of Service:Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996); Not-for-Profit Directorships: Window to the World Communications (public media); Life Director of Harris Theater for Music and Dance (Chicago); Life Director of Hubbard Street Dance Chicago; former Directorships: Director and Chairman of the Board, Healthways Inc. (population well-being and wellness services) (2003-2014); Stockwell Capital Investments PLC (private equity); Enron Corporation; FNB Corporation; Tokheim Corporation; First Oak Brook Bancshares, Inc.; Oak Brook Bank; and Prisma Energy International. Compensation: $2,949 from KTF and $1,555 from KSM.
2023-08-28 John W. Ballantine (1946) Board Member Term: Class III Board Member until 2023 annual shareholder meeting for each Fund Length of Service: Since 1999 Retired; formerly: Executive Vice President and Chief Risk Management Officer, First Chicago NBD Corporation/The First National Bank of Chicago (1996-1998); Executive Vice President and Head of International Banking (1995-1996). The current members of each Fund's Audit Committee are: John W. Ballantine. The current members of each Fund's Nominating and Governance Committee are: John W. Ballantine. Compensation paid to John W. Ballantine by each Fund for its most recently completed fiscal year: $2,518 for DWS Municipal Income Trust and $1,272 for DWS Strategic Municipal Income Trust.

PORTLAND GENERAL ELECTRIC CO /OR/

Filing Date Source Excerpt
2009-04-03 John W. Ballantine, age 63, director since February 2004. Mr. Ballantine is Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. 2008 Director Compensation total: $123,506.
2010-04-01 John W. Ballantine, age 64, director since February 2004. Mr. Ballantine is Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. 2009 Director Compensation: Total $117,470.
2011-03-31 Mr. Ballantine is Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. 2010 Director Compensation: Total $109,498.
2012-04-06 Mr. Ballantine is Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. 2011 Director Compensation table shows total compensation of $110,280.
2013-04-05 Mr. Ballantine is Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. 2012 Director Compensation table shows total $145,219.
2014-03-28 John W. Ballantine, age 68, director since February 2004; Chairman of the Finance Committee and a member of the Compensation and Human Resources Committee. ... 2013 Director Compensation: John W. Ballantine $135,687 total compensation.
2015-03-26 John W. Ballantine, age 69, director since February 2004; Chairman of the Finance Committee and member of the Compensation and Human Resources Committee. 2014 DIRECTOR COMPENSATION: $160,538 total compensation.
2016-03-17 John W. Ballantine, age 70, director since February 2004; Chairman of the Finance Committee and member of the Compensation and Human Resources Committee. ... 2015 DIRECTOR COMPENSATION ... John W. Ballantine $88,500 Fees Earned or Paid in Cash, $74,997 Stock Awards, $1,597 All Other Compensation, $165,094 Total.
2017-03-16 John W. Ballantine, age 71, director since February 2004; Chairman of the Finance Committee and member of the Compensation and Human Resources Committee. 2016 DIRECTOR COMPENSATION: Total $175,131.
2018-03-14 John W. Ballantine, age 72, director since February 2004; Chairman of the Finance Committee and member of the Compensation and Human Resources Committee. 2017 DIRECTOR COMPENSATION: Total $183,210.
2019-03-15 John W. Ballantine, age 73, director since February 2004; member of the Finance Committee and of the Compensation and Human Resources Committee ... 2018 DIRECTOR COMPENSATION ... John W. Ballantine $90,375 Fees Earned or Paid in Cash, $99,976 Stock Awards, $1,163 All Other Compensation, $191,514 Total.
2020-03-12 Mr. Ballantine has been an active, self-employed private investor since 1998, when he retired from First Chicago NBD Corporation, where he had most recently served as Executive Vice President and Chief Risk Management Officer. During his 28-year career with First Chicago, Mr. Ballantine was responsible for international banking operations, New York operations, Latin American banking, corporate planning, U.S. financial institutions business, and a variety of trust operations. Mr. Ballantine also currently serves as a director of DWS Funds, where he is Vice Chair of the Nominating and Governance Committee and a member of the Audit Committee. He is a past director of other public companies, including Healthways Inc., where he served as board chair from May 2011 to June 2014. Mr. Ballantine's qualifications to serve on our Board include his extensive experience in finance and risk management, his experience in various executive and leadership roles for First Chicago NBD Corporation, as well as his experience on the boards of other companies. Mr. Ballantine's expertise in finance and risk management is of great value to the Board, given our significant capital programs and focus on enterprise risk management.

Data sourced from SEC filings. Last updated: 2025-12-06