KAREN CALDWELL

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Saba Capital Income & Opportunities Fund

Filing Date Source Excerpt
2021-04-21 Independent Trustees: Karen Caldwell
2021-08-13 Karen Caldwell has served as the Chief Financial Officer of Reform Alliance since 2019... Ms. Caldwell currently serves as the Chairperson of the Audit Committee... For serving on the Board, each Trustee was paid between $6,970 and $10,435 for the fiscal year ended February 28, 2021. Appendix B details the compensation paid to the Trustees by the Fund. Appendix B: Trustee Compensation Table shows Karen Caldwell received $10,434.
2022-08-05 The Audit Committee currently consists of three (3) Independent Trustees. The following Trustees currently serve as members of the Audit Committee: Ms. Caldwell and Messrs. Bumbolow and Desai. Ms. Caldwell currently serves as the Chairperson of the Audit Committee. ... The Nominating Committee currently serves as members of the Nominating Committee: Ms. Caldwell and Messrs. Bumbolow, Goodwin and Desai. ... For serving on the Board, each Independent Trustee was paid between $3,750 and $5,625 for the fiscal year ended October 31, 2021. Appendix B details the compensation paid to the Trustees by the Fund. ... Appendix B: Trustee Compensation Table shows Karen Caldwell was paid $5,625 for the fiscal year ended October 31, 2021.
2023-04-25 Karen Caldwell has served as the Chief Financial Officer of Reform Alliance ... Ms. Caldwell has served on the board of trustees of Templeton Global Income Fund since February 2023, the board of trustees of Finite Solar Finance Fund since 2021, and Saba Capital Income & Opportunities Fund, including as Chairwoman of the Audit Committee, since 2020. ... The Audit Committee currently consists of three (3) Independent Trustees. The following Trustees currently serve as members of the Audit Committee: Ms. Caldwell and Messrs. Bumbolow and Desai. Ms. Caldwell currently serves as the Chairperson of the Audit Committee. ... The Nominating Committee currently serve as members of the Nominating Committee: Ms. Caldwell and Messrs. Bumbolow, Goodwin and Desai. ... Trustee Compensation Table: Karen Caldwell $5,625.
2024-05-21 Ms. Caldwell has served as an Independent Trustee on the Boards of Trustees of the Fund since 2020, including serving as Chairwoman of the Audit Committees of each of those funds. The Audit Committee currently consists of three (3) Independent Trustees. The following Trustees currently serve as members of the Audit Committee: Ms. Caldwell and Messrs. Bumbolow and Desai. Ms. Caldwell currently serves as the Chairperson of the Audit Committee. For serving on the Board, each Independent Trustee is paid a $15,000 annual retainer fee for the fiscal year ended October 31, 2023. Additionally, Ms. Caldwell receives an additional fee of $7,500 per year for her service as Audit Committee Chairperson.

Saba Capital Income & Opportunities Fund II

Filing Date Source Excerpt
2023-06-02 Karen Caldwell (1959) ... Trustee ... Since February 2023 ... Karen Caldwell, who serves as Chair of the Audit Committee of the Fund, receives an additional fee of $7,500 per year ... Compensation from the Fund: $0.
2023-09-20 Karen Caldwell Non-interested Trustee
2023-09-26 Karen Caldwell Non-interested Trustee Dollar Range of Equity Securities Beneficially Owned: None
2024-05-20 Karen Caldwell serves as a Trustee and Chairperson of the Audit Committee. For the fiscal year ended October 31, 2023, Ms. Caldwell received $22,500 in compensation.

Data sourced from SEC filings. Last updated: 2025-12-07