KAREN H. HOGAN

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FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Filing Date Source Excerpt
2005-02-17 KAREN H. HOGAN (2) Director Director Nominee* Retired; Community Volunteer; From September 1985 to January 1997, Senior Vice President of Preferred Stock Origination at Lehman Brothers and, previously, Vice President of New Product Development As described earlier in the Joint Proxy Statement, as of April 21, 2005, Ms. Hogan has been nominated as a Class I Director nominee for PFD and a Class III Director nominee for PFO.
2006-02-21 KAREN H. HOGAN (1) Director Since 2005 Retired; 4 Flaherty & 301 E. Colorado Boulevard PFD - Class I Community Volunteer; Crumrine/Claymore Suite 720 PFO - Class III From September 1985 Preferred Securities Pasadena, CA 91101 to January 1997, Income Fund Age: 44 Senior Vice President Incorporated of Preferred Stock and Flaherty & Origination at Lehman Crumrine/Claymore Brothers and, previously, Total Return Fund Vice President of New Incorporated Product Development AUDIT COMMITTEE REPORT The members of the Audit Committee are not, and do not represent themselves to be, professionally engaged in the practice of auditing or accounting and are not employed by each Fund for accounting, financial management or internal control. Moreover, the Audit Committee relies on and makes no independent verification of the facts presented to it or representations made by management or the independent accountants. Accordingly, the Audit Committee's oversight does not provide an independent basis to determine that management has maintained appropriate accounting and financial reporting principles and policies, or internal controls and procedures, designed to assure compliance with accounting standards and applicable laws and regulations. Furthermore, the Audit Committee's considerations and discussions referred to above do not provide assurance that the audit of each Fund's financial statements has been carried out in accordance with generally accepted accounting standards or that the financial statements are presented in accordance with generally accepted accounting principles. Based on its consideration of the audited financial statements and the discussions referred to above with management and the independent accountants, and subject to the limitations on the responsibilities and role of the Audit Committee set forth in the Charter and those discussed above, the Audit Committee of each Fund recommended to the Board of Directors of each Fund that the audited financial statements be included in each Fund's Annual Report for the fiscal year ended November 30, 2005. THIS REPORT WAS SUBMITTED BY THE AUDIT COMMITTEE OF EACH FUND'S BOARD OF DIRECTORS David Gale Morgan Gust Karen H. Hogan Robert Wulf (Chairman) January 27, 2006 Each Audit Committee met four times in connection with its Board of Directors regularly scheduled meetings during the fiscal year ended November 30, 2005. Each Audit Committee is composed entirely of each Fund's independent (as such term is defined by the New York Stock Exchange, Inc.'s listing standards applicable to closed-end funds (the "NYSE Listing Standards")) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. NOMINATING COMMITTEE Each Board of Directors has a Nominating Committee composed entirely of each Fund's independent (as such term is defined by the NYSE Listing Standards) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. The Nominating Committee of each Fund met twice during the fiscal year ended November 30, 2005. The Nominating Committee is responsible for identifying individuals believed to be qualified to become Board members and for recommending to the Board of Directors such nominees to stand for election as directors at each Fund's annual meeting of shareholders, and to fill any vacancies on the Board. Each Fund's Nominating Committee has a charter which is available on the Funds' website (www.preferredincome.com).
2007-02-16 KAREN H. HOGAN (1) Director Class I Director Retired; 4 Flaherty & 301 E. Colorado Boulevard PFD - since 2005 Community Volunteer; Crumrine/Claymore Suite 720 Class III Director From September 1985 Preferred Securities Pasadena, CA 91101 PFO - since 2005 to January 1997, Income Fund Age: 45 Senior Vice President and Flaherty & of Preferred Stock Crumrine/Claymore Origination at Lehman Total Return Fund Brothers and, previously, Incorporated Vice President of New Product Development Each Fund's Audit Committee is composed entirely of each Fund's independent (as such term is defined by the New York Stock Exchange, Inc.'s listing standards applicable to closed-end funds, as may be modified or supplemented (the "NYSE Listing Standards")) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. NOMINATING COMMITTEE Each Board of Directors has a Nominating Committee composed entirely of each Fund's independent (as such term is defined by the NYSE Listing Standards) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. The following table sets forth certain information regarding the compensation of each Fund's Directors for the fiscal year ended November 30, 2006. No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2006 in excess of $120,000. Directors and executive officers of the Funds do not receive pension or retirement benefits from the Funds. COMPENSATION TABLE NAME OF AGGREGATE TOTAL COMPENSATION FROM PERSON AND FROM EACH FUND THE FUNDS AND FUND POSITION COMPLEX PAID TO DIRECTORS* -------- -------------- -------------------------- DONALD F. CRUMRINE $0 $0 (4) Director, Chairman of the Board and Chief Executive Officer DAVID GALE $14,900 - PFD $59,600(4) Director $14,900 - PFO MORGAN GUST $14,750 - PFD $58,700(4) Director $14,750 - PFO KAREN H. HOGAN $14,900 - PFD $59,300(4) Director $14,900 - PFO
2009-02-24 KAREN H. HOGAN (1) Director CLASS I DIRECTOR Active Committee 4 None 301 E. Colorado Boulevard PFD - since 2005 member and volunteer Suite 720 CLASS III DIRECTOR of several non-profit Pasadena, CA 91101 PFO - since 2005 organizations. Age: 47 CLASS II DIRECTOR From September 1985 FFC - since 2005 to January 1997, FLC - since 2005 Senior Vice President of Preferred Stock Origination at Lehman Brothers and previously, Vice President of New Product Development ... Karen H. Hogan $ 16,150 - PFD $ 64,300 (4) Director $ 16,300 - PFO $ 16,000 - FFC $ 15,850 - FLC
2010-02-25 Karen H. Hogan Age: 48 Director Active Committee Member and Volunteer to several non-profit organizations Audit Committee Report lists Ms. Hogan as member Nominating Committee composed of Ms. Hogan and Messrs. Gale, Gust and Wulf Compensation Table: $14,750 PFD, $14,900 PFO, $14,750 FFC, $14,900 FLC, total $59,300
2011-02-24 Karen H. Hogan 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 49 Director Class I Director PFD since 2005 Class III Director PFO since 2005 Class II Director FFC since 2005 FLC since 2005 Active Committee Member and Volunteer to several non-profit organizations; from September 1985 to January 1997, Senior Vice President of Preferred Stock Origination at Lehman Brothers and Previously, Vice President of New Product Development Compensation Table: $16,350 PFD, $16,350 PFO, $16,200 FFC, $16,200 FLC, Total $65,100 Audit Committee Report: Karen H. Hogan is a member of the Audit Committee. Nominating and Governance Committee: Karen H. Hogan is a member.
2012-03-06 Karen H. Hogan - In addition to her tenure as a Director of the Funds, Ms. Hogan has served as a board member and committee member of charitable and non-profit organizations. From September 1985 to January 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also serves as a board member of a non-profit organization. The members of each Audit Committee are not, and do not represent themselves to be, professionally engaged in the practice of auditing or accounting and are not employed by the Fund for accounting, financial management or internal control. Moreover, the Audit Committee relies on and makes no independent verification of the facts presented to it or representations made by management or the independent accountants. Accordingly, the Audit Committee’s oversight does not provide an independent basis to determine that management has maintained appropriate accounting and financial reporting principles and policies, or internal controls and procedures, designed to assure compliance with accounting standards and applicable laws and regulations. Furthermore, the Audit Committee’s considerations and discussions referred to above do not provide assurance that the audit of each Fund’s financial statements has been carried out in accordance with generally accepted accounting standards or that the financial statements are presented in accordance with generally accepted accounting principles. Based on its consideration of the audited financial statements and the discussions referred to above with management and the independent accountants, and subject to the limitations on the responsibilities and role of the Audit Committee set forth in the Charter and those discussed above, the Audit Committee of each Fund recommended to that Fund’s Board that the audited financial statements be included in the Fund’s Annual Report for the fiscal year ended November 30, 2011. This report was submitted by the Audit Committee of each Fund’s Board of Directors David Gale Morgan Gust Karen H. Hogan Robert F. Wulf (Chairman) January 24, 2012 Each Audit Committee was established in accordance with Section 3(a)(58)(A) of the 1934 Act. Each Audit Committee met four times in connection with its Board of Directors’ regularly scheduled meetings during the fiscal year ended November 30, 2011. Each Audit Committee is composed entirely of each Fund’s Independent (as such term is defined by the New York Stock Exchange (the “NYSE”) listing standards applicable to closed-end funds, as may be modified or supplemented (the “NYSE Listing Standards”)) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. Each Board of Directors has a Nominating and Governance Committee composed entirely of each Fund’s Independent (as such term is defined by the NYSE Listing Standards) Directors, namely Ms. Hogan and Messrs. Gale, Gust and Wulf. The Nominating and Governance Committee of each Fund met twice during the fiscal year ended November 30, 2011.
2013-03-07 Karen H. Hogan - Director. Age: 51. Board Member and Committee Member of several charitable and non-profit organizations. Director of the Funds since 2005. Member of Audit Committee and Nominating and Governance Committee. Total compensation from the Funds and Fund Complex: $66,000.
2014-03-21 Karen H. Hogan - Director, Class I and Class II Director - Age: 52 - Board Co-Chair and Member of several non-profit organizations - Audit and Nominating and Governance Committees - Total compensation $77,351
2015-03-09 Karen H. Hogan - In addition to her tenure as a Director of the Funds, Ms. Hogan serves as the Board Chair of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also served as a director and audit committee member of New World Coffee, Inc.
2016-03-08 Karen H. Hogan Director Class I Director Board Chair and Audit Committee Chairperson PFD since 2005 Age: 54
2017-03-10 Karen H. Hogan - Director, Audit Committee Chair - Age: 55 - Director of PFD, PFO, FFC, FLC, DFP - Compensation: $19,500 per Fund, total $97,500
2018-03-06 Karen H. Hogan – Director, Audit Committee Chair, Class I Director (DFP), Class II Director (PFD, PFO, FFC, FLC), age 56. Compensation: $19,500 per Fund for fiscal year ended November 30, 2017.
2019-03-12 Karen H. Hogan, Age: 57, Director and Audit Committee Chair, Board Member of IKAR, a non-profit organization. Compensation: $19,500 per Fund (PFD, PFO, FFC, FLC, DFP) totaling $97,500. Committees: Chair of Audit Committee, member of Nominating Committee.
2021-03-04 Karen H. Hogan, Age: 59, Director and Audit Committee Chair, Class I Director DFP – since 2016, Class II Director PFD – since 2016, PFO – since 2016, Class III Director FFC – since 2016, FLC – since 2016. Board Member, IKAR, a non-profit organization. Compensation: $19,500 – PFD, $19,500 – PFO, $19,500 – FFC, $19,500 – FLC, $19,500 – DFP.
2022-03-03 Karen H. Hogan 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 60 Director and Audit Committee Chair Class I Director DFP – since 2016 Class II Director PFD – since 2016 PFO – since 2016 Class III Director FFC – since 2016 FLC – since 2016 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. 5 None ... Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of its affiliates receives from each Fund a fee of $9,000 per annum plus $750 for each in person Board or Audit Committee meeting attended, $500 for each in person Nominating Committee meeting attended, and $250 for each telephone meeting attended. In addition, the Audit Committee Chair receives from each Fund an annual fee of $3,000. ... The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2021 is set forth below: ... Karen H. Hogan Director, Audit Committee Chair $19,500 – PFD $19,500 – PFO $19,500 – FFC $19,500 – FLC $19,500 – DFP $97,500 (5)
2023-03-02 Karen H. Hogan 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 61 Director and Audit Committee Chair Class I Director DFP – since 2016 Class II Director PFD – since 2016 PFO – since 2016 Class III Director FFC – since 2016 FLC – since 2016 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. 5 None
2024-03-04 Karen H. Hogan 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 62 Director and Audit Committee Chair Class I Director† DFP – since 2016 Class II Director† PFD – since 2016 PFO – since 2016 Class III Director† FFC – since 2016 FLC – since 2016 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. 5 None The members of each Audit Committee are Ms. Hogan and Messrs. Dalmaso and Gale. The Nominating Committee of each Fund is composed entirely of each Fund’s Independent Directors who are also “independent” (as such term is defined by the NYSE Listing Standards), The Nominating Committee of each Fund met two times during the fiscal year ended November 30, 2023. As of the date of this Joint Proxy Statement, the current members of the Nominating Committee are Ms. Hogan and Messrs. Dalmaso and Gale. $19,500 – PFD $19,500 – PFO $19,500 – FFC $19,500 – FLC $19,500 – DFP $97,500 (5)
2025-03-17 Karen H. Hogan 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 63 Director and Audit Committee Chair Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. 5 None

Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

Filing Date Source Excerpt
2005-02-17 Karen H. Hogan - Retired; Community Volunteer; From September 1985 to January 1997, Senior Vice President of Preferred Stock Origination at Lehman Brothers and, previously, Vice President of New Product Development.
2006-02-21 Karen H. Hogan - Retired; previously Senior Vice President of Preferred Stock Origination at Lehman Brothers and Vice President of New Product Development; no indication of software or programming background.
2007-02-16 Karen H. Hogan - Retired; Community Volunteer; From September 1985 to January 1997, Senior Vice President of Preferred Stock Origination at Lehman Brothers
2008-02-19 Karen H. Hogan - Retired; Community Volunteer; Senior Vice President of Preferred Stock Origination at Lehman Brothers and previously, Vice President of New Product Development
2009-02-25 Karen H. Hogan - From September 1985 to January 1997, Senior Vice President of Preferred Stock Origination at Lehman Brothers and previously, Vice President of New Product Development
2010-02-25 Senior Vice President of Preferred Stock Origination at Lehman Brothers and previously, Vice President of New Product Development
2011-02-24 Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2012-03-06 Ms. Hogan has served as a board member and committee member of charitable and non-profit organizations. From September 1985 to January 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2013-03-07 Ms. Hogan serves as a board member and committee member of several charitable and non-profit organizations. From September 1985 to January 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2014-03-21 Ms. Hogan serves as a board member and committee member of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2015-03-09 Ms. Hogan serves as the Board Chair of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2016-03-08 Ms. Hogan serves as the Board Chair of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2017-03-10 Ms. Hogan serves on the Board of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also served as a director and audit committee member of New World Coffee, Inc.
2018-03-06 Ms. Hogan serves on the Board of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2019-03-12 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2020-03-05 Karen H. Hogan serves on the Board of IKAR, a non-profit organization, and as a committee member and active volunteer of several charitable and non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also served as a director and audit committee member of New World Coffee, Inc.
2021-03-04 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc.
2022-03-03 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations. From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also served as a director, member and chair of the audit committee of New World Coffee, Inc.
2023-03-02 From 1985 to 1997, Ms. Hogan served as Senior Vice President of Preferred Stock Origination, and previously Vice President of New Product Development, at Lehman Brothers Holdings Inc. Ms. Hogan also served as a director, member and chair of the audit committee of New World Coffee, Inc. Ms. Hogan currently serves as Chair of the Audit Committee of each Fund’s Board.
2024-03-04 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations.
2025-03-17 Board Member, IKAR, a non-profit organization; Active Committee Member and Volunteer to several non-profit organizations.

Data sourced from SEC filings. Last updated: 2025-12-07