KELLOGG CHAN - Corporate Board Profile

BROADWAY FINANCIAL CORP \DE\

Filing Date	Source Excerpt
2001-04-30	The Executive Committee consists of Messrs. Elbert T. Hudson (Chairperson), Paul C. Hudson and Kellogg Chan. The Loan Committee consists of Messrs. A. Odell Maddox (Chairperson), Paul C. Hudson, Kellogg Chan and Gerald W. Parker, Chief Loan Officer as a non-Board member. The Asset/Liability and Investment Committee consists of Messrs. Kellogg Chan (Chairperson), Daniel A. Medina, Paul C. Hudson and non-Board members.
2003-04-30	Kellogg Chan has been President of Asia Capital Group, Ltd., a biotechnology holding company since 2001. He has been a member of the Board of Directors since 1993. He was Chairman and Chief Executive Officer of Universal Bank, f.s.b. from 1994 to 1995 and a consultant to Seyen Investments from 1993 to 1994. He was President and Chief Executive Officer of East-West Bank from 1976 to 1992. Mr. Chan is a past trustee of the Greater Los Angeles Zoo Association, and past member of the Boards of Directors of the San Marino City Club, the Southern California Chinese Lawyers Association and the San Gabriel Valley Council of Boy Scouts. Mr. Chan is a member of the Chinese American Citizens Alliance, Central City Optimists, and the San Marino City Club. Mr. Chan is the Chairman of the Loan Committee of the Bank, a member of the Audit/CRA/Compliance Committee and Investment Committee of the Bank and a member of the Executive Committee of the Company.
2004-06-03	Kellogg Chan has been President of Asia Capital Group, Ltd., a biotechnology holding company since 2001. He has been a member of the Board of Directors of the Bank and the Company since 1993. He was Chairman and Chief Executive Officer of Universal Bank, f.s.b. from 1994 to 1995 and a consultant to Seyen Investments from 1993 to 1994. He was President and Chief Executive Officer of East-West Bank from 1976 to 1992. Mr. Chan is a past trustee of the Greater Los Angeles Zoo Association, and past member of the Boards of Directors of the San Marino City Club, the Southern California Chinese Lawyers Association and the San Gabriel Valley Council of Boy Scouts. Mr. Chan is a member of the Chinese American Citizens Alliance, Central City Optimists, and the San Marino City Club. Mr. Chan is a member of the Audit Committee of the Company, and is the Chairman of the Loan Committee of the Bank and a member of the Audit/CRA/Compliance and Investment Committees of the Bank.
2005-05-02	Mr. Chan is a member of the Audit Committee of the Company, and is the Chairman of the Loan Committee of the Bank and a member of the Audit/Compliance Committee of the Bank.
2006-05-01	Kellogg Chan has been a member of the Board of Directors since 1993. Mr. Chan is the Chairman of the Loan Committee of the Bank and a member of the Audit/CRA/Compliance Committee of the Bank, and is a member of the Audit Committee of the Company.
2007-04-30	Kellogg Chan has served as President of Asia Capital Group, Ltd... Audit Committee consists of Messrs Medina (Chairman), Chan, and Roberts... Director Compensation table shows Kellogg Chan total compensation $21,000.
2008-05-14	The Audit Committee consists of Messrs Medina (Chairman), Chan, and Williams. ... Director Compensation table shows Kellogg Chan received $23,000 in fees.
2009-05-22	Kellogg Chan has served as President of Asia Capital Group, Ltd., a biotechnology holding company since 2001. He has been a member of the Board of Directors since 1993. He was Chairman and Chief Executive Officer of Universal Bank, f.s.b from 1994 to 1995. Mr. Chan was President and Chief Executive Officer of East-West Bank from 1976 to 1992.
2010-08-16	Kellogg Chan is a Director. He serves on the Executive Committee and Special Capital Task Force Committee. His total compensation for 2009 was $15,994.
2011-08-16	Mr. Chan has extensive experience in the thrift industry. Serves on Executive Committee, Special Capital Task Force Committee, and Loan Committee. Director Compensation Table shows total $26,825.
2012-11-19	Kellogg Chan served as President of Asia Capital Group, Ltd., a biotechnology holding company, from 2001 to 2009. He has been a member of the Board since 1993. ... The Executive Committee consists of Messrs. Roberts (Chairman), Chan, Medina and Bradshaw. ... The Audit Committee consists of Messrs Maddox (Chairman), Chan and Medina. ... The Special Capital Task Force Committee consists of Messrs. Chan (Chairman), León, Medina and Roberts. ... The Loan Committee consists of Messrs. Chan (Chairman), Maddox, Roberts, Bradshaw and Bellefeuille, who is not a Board member but serves as the Bank's Chief Loan Officer. ... The following table summarizes the compensation paid to non-employee directors for the year ended December 31, 2011. Kellogg Chan $ 25,000
2013-10-31	Kellogg Chan served as the Chairman and Chief Executive Officer of Universal Bank, f.s.b from 1994 to 1995 and President and Chief Executive Officer of East-West Bank from 1976 to 1992. Mr. Chan is retired and has been a member of the Board since 1993. Mr. Chan has extensive experience in the thrift industry through a wide variety of economic and interest rate cycles. He has served in executive management positions in thrift institutions and has experienced a diversity of corporate cultures. His extensive executive management experience includes strategic planning and implementation, and the development, implementation and evaluation of internal control structures, particularly in the thrift industry. The Executive Committee consists of Messrs. Roberts (Chairman), Chan, Medina and Bradshaw. The Audit Committee consists of Messrs Maddox (Chairman), Chan and Medina. The Special Capital Task Force Committee consists of Messrs. Chan (Chairman), León, Medina and Roberts. The Loan Committee consists of Messrs. Chan (Chairman), Maddox, Roberts, Bradshaw and Bellefeuille, who is not a Board member but serves as the Bank's Chief Loan Officer. The following table summarizes the compensation paid to non-employee directors for the year ended December 31, 2012. Kellogg Chan: Fees Earned or Paid in Cash $23,000, All Other Compensation $0, Total $23,000.
2014-08-15	The Audit Committee consists of Messrs Maddox (Chairman), Chan and Hudson. This committee is responsible for the engagement and oversight of the Company's independent auditors. The Audit Committee, together with the corresponding committee of the Bank's Board of Directors, is also responsible for oversight of the internal audit function of the Company, assessment of accounting and internal control policies and monitoring of regulatory compliance. The Audit Committee held thirteen meetings during 2013. The Audit Committee has a written charter, which was included as Appendix A to the Company's 2013 annual meeting proxy statement. All of the members of the Audit Committee are independent directors as defined under the Nasdaq Stock Market listing standards. In addition, Mr. Chan meets the definition of "audit committee financial expert," as defined by the SEC. See "Audit Committee Report" on page 9. The following table summarizes the compensation paid to non-employee directors for the year ended December 31, 2013. Kellogg Chan: $24,000.
2015-09-28	The Audit Committee consists of Messrs. Maddox (Chairman) and Chan and Ms. Selleck. This committee is responsible for the engagement and oversight of the Company's independent registered public accounting firm.
2016-04-29	Kellogg Chan served as the Chairman and Chief Executive Officer of Universal Bank... Audit Committee consists of Ms. Selleck (Chairwoman) and Messrs. Maddox, Chan and upon election, Mr. Ross. Loan Committee consists of Messrs. Chan (Chairman), Maddox, Roberts, Ross and Bradshaw, Ms. Selleck, and Mr. Bellefeuille. Director compensation table shows Kellogg Chan $26,000.
2017-04-28	The Audit Committee consists of Ms. Selleck (Chairwoman) and Messrs. Maddox, Chan and Ross. This committee is responsible for the engagement and oversight of the Company's independent registered public accounting firm. The Audit Committee held 15 meetings during 2016. For the year ended December 31, 2016, each member of the Board of Broadway Financial Corporation received $1,000 per meeting for attending monthly and special board meetings. Committee members received an additional annual retainer of $8,000 and Committee Chairpersons received an additional annual retainer of $6,000 for such service, except for the Corporate Governance Committee Chair who received an additional annual retainer of $4,000. The following table summarizes the compensation paid to non-employee directors for the year ended December 31, 2016. Kellogg Chan $22,000