KENNETH I. DENOS - Corporate Board Profile

EQUUS TOTAL RETURN, INC.

Filing Date	Source Excerpt
2008-04-14	Kenneth I. Denos President and CEO Indefinite terms; President and CEO since 2007 No compensation from the Fund as an interested director 2007 Director Compensation Table: Fees Earned or Paid in Cash: $0, Total: $0
2009-04-02	Kenneth I. Denos Director President and CEO Term expires 2009; Director since July 2008. No cash compensation from the Fund. No committees listed.
2010-04-13	Kenneth I. Denos Age: 42 Director since July 2008 President and CEO since 2007 2009 Director Compensation Table: Kenneth I. Denos Fees Earned or Paid in Cash $7,000 No committee memberships listed for Kenneth I. Denos
2011-05-02	Kenneth I. Denos - Director and Secretary, 2010 Director Compensation Table: Fees Earned or Paid in Cash $15,000, Total $15,000
2012-04-30	Kenneth I. Denos 18,000
2014-04-30	Kenneth I. Denos 13,000 — 13,000
2015-04-16	Kenneth I. Denos 11,000 — 11,000; Interested Directors section shows he is Secretary, Chief Compliance Officer, and Director.
2016-05-02	Kenneth I. Denos Secretary of the Fund since 2010 and a Director of the Fund since 2008. Chief Compliance Officer of the Fund since July 2011. 2015 Director Compensation Table: Kenneth I. Denos Fees Earned or Paid in Cash ($) 10,000.
2017-05-01	In connection with services rendered by Kenneth I. Denos, Secretary and Chief Compliance Officer of the Company, the Company incurred $412,563 in such expenses in 2016.
2018-04-30	Kenneth I. Denos Secretary and Chief Compliance Officer, Director, paid $89,500 fees in cash in 2017, no stock awards.
2019-04-08	Kenneth I. Denos is Secretary and Chief Compliance Officer since 2010 and 2011 respectively, and Director since 2008. 2018 Director Compensation Table: Kenneth I. Denos Fees Earned or Paid in Cash $12,000, Stock Awards $0, Total $12,000.
2020-04-03	Kenneth I. Denos Age: 52 Secretary, Chief Compliance Officer, and Director Secretary of the Company since 2010. Chief Compliance Officer of the Company since July 2011. President of Kenneth I. Denos, P.C. since January 2000; General Counsel, director, and head of M&A for Tersus Energy plc (LSE: TER) in 2005-06; General Counsel, director, and head of M&A for Healthcare Enterprise Group (LSE: HEG) from 2003-2005; Non-executive director of AdHitch International, Inc. (mobile advertising) since January 2018; Principal of Outsize Capital, Inc. (investment and advisory) since July 2019. 2019 Director Compensation Table Kenneth I. Denos Fees Earned or Paid in Cash: $13,000 Stock Awards: $0 Total: $13,000
2021-05-07	Kenneth I. Denos 700 Louisiana Street 48th Floor Houston, Texas 77002 Age: 53 Secretary and CCO Term expires 2021; Director since 2008. Secretary of the Company since 2010. Chief Compliance Officer of the Company since July 2011. President of Kenneth I. Denos, P.C. since January 2000; General Counsel, director, and head of M&A for Tersus Energy plc (LSE: TER) in 2005-06; General Counsel, director, and head of M&A for Healthcare Enterprise Group (LSE: HEG) from 2003-2005; Principal of Outsize Capital Ltd. (investment and advisory) since July 2019. 2020 Director Compensation Table: Fees Earned or Paid in Cash $9,000, Stock Awards $0, Total $9,000.
2022-04-29	Kenneth I. Denos 700 Louisiana Street 48th Floor Houston, Texas 77002 Age: 54 Secretary and CCO Term expires 2022; Director since 2008. Secretary of the Company since 2010. Chief Compliance Officer of the Company since July 2011. President of Kenneth I. Denos, P.C. since January 2000; General Counsel, director, and head of M&A for Tersus Energy plc (LSE: TER) in 2005-06; General Counsel, director, and head of M&A for Healthcare Enterprise Group (LSE: HEG) from 2003-2005; Principal of Outsize Capital Ltd. (investment and advisory) since July 2019. Committee memberships: None listed. 2021 Director Compensation Table: Kenneth I. Denos Fees Earned or Paid in Cash $9,000, Total $9,000.
2023-04-24	Kenneth I. Denos Age: 55 Secretary, Chief Compliance Officer, and Director 2022 Director Compensation Table: Fees Earned or Paid in Cash: $7,000.
2024-04-29	Kenneth I. Denos Age: 56 Secretary, Chief Compliance Officer, and Director Director since 2008. 2023 Director Compensation Table: Fees Earned or Paid in Cash: $10,000.