Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2008-04-02 | Marie D. Fairchild, CPA/ABV Age 54 Class III Director Current term expires 2008; Director since 2008 The Fund has a standing Audit Committee of the Board comprised of all Directors who are not interested persons of the Fund... Currently, Messrs. Herlihy and Ormerod and Ms. Fairchild serve as members of the Audit Committee... The Fund also has a standing Nominating Committee of the Board... The Nominating Committee currently consists of Messrs. Herlihy and Ormerod and Ms. Fairchild. |
| 2009-03-13 | Marie D. Fairchild, CPA/ABV Age 55 Class III Director Current Term expires 2011; Director since 2008 1 Fund Shareholder, Ragone, Lacatena, Fairchild & Beppel, P.C. (certified public accounting firm) (since 1991). The Fund has a standing Audit Committee of the Board comprised of all Directors who are not interested persons of the Fund, the Fund's investment adviser or their affiliates within the meaning of the Investment Company Act of 1940, as amended (the 1940 Act), and who are independent as defined in the New York Stock Exchange applicable listing standards. Currently, Messrs. Herlihy and Ormerod and Ms. Fairchild serve as members of the Audit Committee. The Audit Committee held two meetings during the fiscal year ended November 30, 2008. The Fund also has a standing Nominating Committee of the Board that acts pursuant to a written charter. The Nominating Committee currently consists of Messrs. Herlihy and Ormerod and Ms. Fairchild. The Nominating Committee met once during the fiscal year ended November 30, 2008. The following table provides information concerning the compensation paid by the Fund to Directors for services rendered during the Fund's fiscal year ended November 30, 2008. Marie D. Fairchild $ 6,750 Total Compensation. |
| 2010-03-10 | Marie D. Fairchild, CPA/ABV Age 56 Class III Director Current Term expires 2011; Director since 2008 Shareholder, Ragone, Lacatena, Fairchild & Beppel, P.C. (certified public accounting firm) (since 1991). The Fund has a standing Audit Committee of the Board comprised of all Directors who are not "interested persons" of the Fund, the Fund's investment adviser or their affiliates within the meaning of the Investment Company Act of 1940, as amended (the "1940 Act"), and who are "independent" as defined in the New York Stock Exchange applicable listing standards. Currently, Messrs. Herlihy and Ormerod and Ms. Fairchild serve as members of the Audit Committee. The Audit Committee held two meetings during the fiscal year ended November 30, 2009. The Fund also has a standing Nominating Committee of the Board that acts pursuant to a written charter. The Nominating Committee currently consists of Messrs. Herlihy and Ormerod and Ms. Fairchild. The Nominating Committee did not meet during the fiscal year ended November 30, 2009. The following table provides information concerning the compensation paid by the Fund to Directors for services rendered during the Fund's fiscal year ended November 30, 2009. Marie D. Fairchild $ 9,000. |
| 2011-01-04 | Marie D. Fairchild $10,500 Independent Directors of the Fund taken as a group were either paid or had accrued Directors fees during the fiscal year ended November 30, 2010 in the aggregate amount of $31,500. Currently, the basis of compensation for the Independent Directors is a fee of $2,000 for each regular Board meeting attended, $750 for each special meeting attended, plus $1,000 per year for audit committee members. |
Data sourced from SEC filings. Last updated: 2026-03-09