MARK S. CASADY

Corporate Board Profile

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DWS MUNICIPAL INCOME TRUST

Filing Date Source Excerpt
2001-04-06 Mark S. Casady (9/12/60),* Managing Director, ZSI; formerly, Institutional Sales Manager of an unaffiliated mutual fund distributor.
2002-02-28 MARK S. CASADY (41) Trustee and President; Managing Director, Scudder.

HORACE MANN EDUCATORS CORP /DE/

Filing Date Source Excerpt
2019-04-05 Mark S. Casady Age: 58 Board Nominee Mr. Casady was Chairman and Chief Executive Officer of LPL Financial Holdings, Inc. ("LPL Financial"), an independent broker dealer, until his retirement in 2017. ... Horace Mann anticipates the Board will nominate Mark Casady to this role following the Annual Meeting of Shareholders.
2020-04-06 Mark S. Casady Age: 59 Director Since: 2019 Horace Mann Committees: Investment & Finance Executive Mr. Casady was Chairman and Chief Executive Officer of LPL Financial Holdings, Inc. ... The following table sets forth information regarding compensation earned by, or paid to, the non-employee Directors during 2019: Mark S. Casady Fees Earned or Paid in Cash ($) 80,000 Stock Awards ($) 110,000 All Other Compensation ($) 51 Total ($) 190,051
2021-04-08 Mark S. Casady Age: 60 Director Since: 2019 Horace Mann Committees: Investment & Finance Executive Mr. Casady was Chairman and Chief Executive Officer of LPL Financial Holdings, Inc. ... The following table sets forth information regarding compensation earned by, or paid to, the non-employee Directors during 2020: Mark S. Casady 80,000 110,000 51 190,051
2022-04-06 Mark S. Casady Age: 61 Director Since: 2019 Horace Mann Committees: Executive Investment & Finance Mr. Casady was Chairman and Chief Executive Officer of LPL Financial Holdings, Inc. (LPL Financial), an independent broker dealer, until his retirement in 2017. He joined LPL Financial as Chief Operating Officer in 2002, became President in 2003 and Chairman and Chief Executive Officer at the end of 2005. Before joining LPL Financial, Mr. Casady was managing director of the mutual fund group for Deutsche Asset Management, Americas - formerly Scudder Investments, which he joined in 1994. In 2016, he co-founded Vestigo Ventures, a venture capital firm, which focuses on financing FinTech start-ups. He is General Partner and Chairman of the Advisory Board of Vestigo Ventures. He co-founded Lefteris Acquisition Corp., a special purpose acquisition company, in October 2020 and serves as its Executive Chairman. Mr. Casady previously served on the Board of Governors of the Financial Industry Regulatory Authority (FINRA) and as the former Chairman of the Insured Retirement Institute. Mr. Casady’s in-depth knowledge of data management and technology, including cybersecurity, brings a unique perspective and assists the Board with its oversight responsibilities related to these matters.

Data sourced from SEC filings. Last updated: 2025-12-07