MARTIN BRODY

Corporate Board Profile

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FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Filing Date Source Excerpt
2002-02-08 MARTIN BRODY Director Class I Director Retired. 2 Director, Jaclyn, Inc. Age: 80 ... Each Board of Directors has an Audit Committee composed entirely of each Fund's independent Directors: Messrs. Brody, Gale, Gust and Wulf. ... Each Board of Directors of the Funds has a Nominating Committee composed entirely of each Fund's independent Directors: Messrs. Brody, Gale, Gust and Wulf. ... MARTIN BRODY $12,800 - PFD $25,600 (2) Director $12,800 - PFO
2003-02-21 MARTIN BRODY Director Class I Director Retired 3 Director, Jaclyn, Inc. c/o HMK Associates PFD - since 1991 Director Emeritus, 30 Columbia Turnpike PFO - since 1992 Smith Barney Mutual Florham Park, NJ 07932 Funds (18 funds) Age: 81 Each Board of Directors has an Audit Committee composed entirely of each Fund's independent Directors: Messrs. Brody, Gale, Gust and Wulf. Each Board of Directors has a Nominating Committee composed entirely of each Fund's independent Directors: Messrs. Brody, Gale, Gust and Wulf. The following table sets forth certain information regarding the compensation of each Fund's Directors for the fiscal year ended November 30, 2002. MARTIN BRODY $13,300 - PFD $26,500 (2) Director $13,200 - PFO
2005-02-17 MARTIN BRODY Director Class I Director* Retired 4 Director, Jaclyn, Inc. (luggage and accessories); Director Emeritus, Smith Barney Mutual Funds (18 funds); Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of their affiliates receives a fee of $9,000 per annum plus $500 for each in-person meeting attended, and $150 for each telephone meeting attended. In addition, the Audit Committee Chairman receives an annual fee per Fund of $2,500. MARTIN BRODY $12,600 - PFD $49,650(4) Director $12,600 - PFO

Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

Filing Date Source Excerpt
2002-02-08 MARTIN BRODY Director Retired. Director, Jaclyn, Inc. (luggage and accessories); Director, Smith Barney Mutual Funds (18 funds).
2003-02-21 MARTIN BRODY Director Class I Director Retired 3 Director, Jaclyn, Inc. (luggage and accessories); Director Emeritus, Smith Barney Mutual Funds (18 funds)
2004-02-06 MARTIN BRODY Director Retired Director, Jaclyn, Inc. (luggage and accessories); Director Emeritus, Smith Barney Mutual Funds (18 funds); Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated
2005-02-17 Martin Brody - Retired; Director, Jaclyn, Inc. (luggage and accessories); Director Emeritus, Smith Barney Mutual Funds; Director, Flaherty & Crumrine/Claymore Preferred Securities Income Fund Incorporated and Flaherty & Crumrine/Claymore Total Return Fund Incorporated.

WESTERN ASSET MANAGED MUNICIPALS FUND INC.

Filing Date Source Excerpt
2001-08-10 Consultant, HMK Associates; retired Vice Chairman of the Board of Directors of Restaurant Associates Corp.; 80.

Data sourced from SEC filings. Last updated: 2025-12-06