NIEL B. NIELSON

Software Technology Evidence

28 mention(s) identify NIEL B. NIELSON as having software/technology expertise.

Company	Filing Date	Evidence	Reason
FIRST TRUST ENHANCED EQUITY INCOME FUND	2011-03-25	Formerly served as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company; trader and manager at CRT in Chicago; director of CRT Europe, Inc.	Niel B. Nielson has experience as a trader of options and futures contracts, and held administrative management positions at a proprietary derivatives trading company, indicating technical and quantitative skills adjacent to software programming.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2013-03-19	Niel B. Nielson Trustee Class III President and Chief Executive Officer (July 2012 to Present), Dew Learning LLC (Educational Products and Services); President (June 2002 to June 2012), Covenant College; partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a partner and trader for Ritchie Capital Markets Group, where he held an administrative management position at a proprietary derivatives trading company, and was a trader and manager at Chicago Research and Trading Group, Ltd. He also served as a director of CRT Europe, Inc. His background includes roles that imply technical and quantitative skills relevant to software or programming.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2014-03-12	President and Chief Executive Officer (July 2012 to Present), Dew Learning LLC (Educational Products and Services); Partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997); Director of CRT Europe, Inc.; Trader and manager at CRT in Chicago	He has experience as a trader and manager of options and futures contracts, and held an administrative management position at a proprietary derivatives trading company. He also served as a director of CRT Europe, Inc., a trading company, and was a trader and manager at CRT in Chicago, indicating technical and quantitative skills likely including programming.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2015-03-09	President and Chief Executive Officer (June 2012 to September 2014), Servant Interactive LLC (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Dew Learning LLC (Educational Products and Services)	He served as President and CEO of Servant Interactive LLC and Dew Learning LLC, both providing educational products and services, including digital and online educational products, indicating software-related technical skills.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2016-03-09	Niel B. Nielson Trustee Class III Managing Director and Chief Operating Officer (January 2015 to present), Pelita Harapan Education Foundation; President and Chief Executive Officer (June 2012 to September 2014), Servant Interactive LLC (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Dew Learning LLC (Educational Products and Services); partner and trader for Ritchie Capital Markets Group (1996 - 1997), held an administrative management position at this proprietary derivatives trading company; held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank and Chicago Research and Trading Group, Ltd. (CRT); director of CRT Europe, Inc.	He has served as CEO of companies providing educational products and services, including digital and online educational products, and has experience as a trader and manager at a proprietary derivatives trading company with administrative management roles, indicating technical and software-related skills.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2017-03-09	Niel B. Nielson, Ph.D., has been the Managing Director and Chief Operating Officer (January 2015 to present), Pelita Harapan Educational Foundation (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Servant Interactive LLC (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Dew Learning LLC (Educational Products and Services); ... and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company.	He has served as President and CEO of companies providing educational products and services, and was a partner and trader for a proprietary derivatives trading company, with experience in options and futures contracts, indicating technical and quantitative skills related to programming.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2018-03-12	Niel B. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services); he also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	Niel B. Nielson has experience as a trader and manager at Chicago Research and Trading Group, Ltd. (CRT), including roles involving options and futures contracts, and has held positions in new business development and personnel. His background in trading and managing derivatives and his leadership roles in educational products and services suggest technical skills adjacent to software and programming.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2019-03-04	Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as President and CEO of Servant Interactive LLC and Dew Learning LLC, both providing educational products and services, indicating involvement in software-related activities. Also held management roles in a proprietary derivatives trading company and its European subsidiary, which suggests technical skills.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2020-03-11	Mr. Nielson formerly served as President of Covenant College (2002 - 2012), and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader and manager of options and futures contracts, and held administrative management positions at a proprietary derivatives trading company, and served as director of CRT Europe, Inc., a trading subsidiary. This indicates technical skills related to programming and software.
FIRST TRUST ENHANCED EQUITY INCOME FUND	2021-03-18	Niel B. Nielson, Ph.D., has been the Senior Advisor of Pelita Harapan Educational Foundation, a global provider of educational products and services, since August 2018. Prior thereto, Mr. Nielson served as the Managing Director and Chief Operating Officer of Pelita Harapan Educational Foundation for three years. Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. Mr. Nielson formerly served as President of Covenant College (2002 - 2012), and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as President and CEO of Servant Interactive LLC and Dew Learning LLC, which provide educational products and services, and has held administrative management and trading positions at Chicago Research and Trading Group, Ltd. (CRT), including director of CRT Europe, indicating technical and software-related skills.
FIRST TRUST MORTGAGE INCOME FUND	2013-03-19	Niel B. Nielson Trustee Class III President and Chief Executive Officer (July 2012 to Present), Dew Learning LLC (Educational Products and Services); President (June 2002 to June 2012), Covenant College; partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a partner and trader for Ritchie Capital Markets Group, where he held an administrative management position at a proprietary derivatives trading company, and was a trader and manager at Chicago Research and Trading Group, Ltd. He also served as a director of CRT Europe, Inc. His background includes technical and trading roles indicating familiarity with software or programming.
FIRST TRUST MORTGAGE INCOME FUND	2014-03-12	Niel B. Nielson... partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997)... He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc.... Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader of options and futures contracts, held administrative management positions at a proprietary derivatives trading company, and was a trader and manager at Chicago Research and Trading Group, Ltd. (CRT). This indicates technical and quantitative skills related to programming and software.
FIRST TRUST MORTGAGE INCOME FUND	2015-03-09	Niel B. Nielson, Ph.D., has served as President and CEO of Servant Interactive LLC (educational products and services), Dew Learning LLC (digital and on-line educational products and services); he was a trader and manager at CRT, a proprietary derivatives trading company.	He has served as CEO of companies providing educational products and services, including digital and online educational products, and has experience as a trader and manager at a proprietary derivatives trading company, indicating technical and programming skills.
FIRST TRUST MORTGAGE INCOME FUND	2016-03-09	Niel B. Nielson, Ph.D., has served as Managing Director and Chief Operating Officer of Pelita Harapan Education Foundation (providing educational products and services) since January 2015. Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing education products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC (a global provider of digital and on-line educational products and services) from June 2012 to September 2014. ... He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has served as President and CEO of companies providing educational products and services, including digital and online educational products, and has prior experience as a trader and manager at a proprietary derivatives trading company, with administrative management roles. He also served as director of CRT Europe, Inc., a U.K. and European subsidiary of a trading group.
FIRST TRUST MORTGAGE INCOME FUND	2017-03-09	Niel B. Nielson, Ph.D., has been the Managing Director and Chief Operating Officer (January 2015 to present), Pelita Harapan Educational Foundation (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Servant Interactive LLC (Educational Products and Services); President and Chief Executive Officer (June 2012 to September 2014), Dew Learning LLC (Educational Products and Services); ... and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company.	He served as President and CEO of companies providing educational products and services, and was a partner and trader for a proprietary derivatives trading company, indicating technical skills including trading options and futures, which often involves programming and quantitative skills.
FIRST TRUST MORTGAGE INCOME FUND	2019-03-04	Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014.	He has experience as President and CEO of companies providing educational products and services, including Servant Interactive LLC and Dew Learning LLC, which are related to educational products and services, indicating technical skills related to software.
FIRST TRUST MORTGAGE INCOME FUND	2020-03-11	Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader and manager at a proprietary derivatives trading company, served as a director of its European subsidiary, and held roles in educational products and services companies, indicating technical and quantitative skills relevant to programming.
FIRST TRUST MORTGAGE INCOME FUND	2021-03-18	Niel B. Nielson, Ph.D., has been the Senior Advisor of Pelita Harapan Educational Foundation, a global provider of educational products and services, since August 2018. Prior thereto, Mr. Nielson served as the Managing Director and Chief Operating Officer of Pelita Harapan Educational Foundation for three years. Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. Mr. Nielson formerly served as President of Covenant College (2002 - 2012), and as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997), where he held an administrative management position at this proprietary derivatives trading company. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has served as President and CEO of companies providing educational products and services, and has experience as a trader and manager at a proprietary derivatives trading company, including administrative management and international business development, indicating technical and analytical skills relevant to programming.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2011-08-10	Formerly served as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 - 1997)... Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader of options and futures contracts for hedging options at Ritchie Capital Markets Group and was a trader and manager at Chicago Research and Trading Group, Ltd., indicating technical and quantitative skills related to software and programming.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2012-08-02	President and Chief Executive Officer (July 2012 to Present), Dew Learning LLC; partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 -1997); trader and manager at CRT in Chicago.	He has served as President and CEO of Dew Learning LLC, a global provider of digital and online educational products and services, and has experience as a trader and manager at CRT, a proprietary derivatives trading company, indicating technical and software-related skills.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2014-08-12	Niel B. Nielson has served as President and Chief Executive Officer of Dew Learning LLC (a global provider of digital and on-line educational products and services) since 2012. ... He was a partner and trader for Ritchie Capital Markets Group, a proprietary derivatives trading company, and a trader and manager at Chicago Research and Trading Group, Ltd.	He has experience as a partner and trader for a proprietary derivatives trading company, held administrative management positions, and was a trader and manager at Chicago Research and Trading Group, Ltd., which involved technical and trading systems knowledge. He also served as President and CEO of Dew Learning LLC, a provider of digital and online educational products and services.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2015-08-10	Niel B. Nielson has served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services)... President and Chief Executive Officer of Dew Learning LLC (educational products and services)... He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc.... Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has served as President and CEO of Servant Interactive LLC and Dew Learning LLC, both providing educational products and services, and has prior experience as a trader and manager at Chicago Research and Trading Group, Ltd., including directing business aspects of a UK and European subsidiary. His background includes roles in new business development and personnel, indicating technical and managerial experience in software-related educational products.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2016-08-08	President and Chief Executive Officer, Dew Learning LLC (Educational Products and Services); trader and manager at CRT, a proprietary derivatives trading company	He has served as President and CEO of companies providing educational products and services, including digital and online educational products, and has prior experience as a trader and manager at a proprietary derivatives trading company, indicating technical and software-related skills.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2017-08-08	Managing Director and Chief Operating Officer, Pelita Harapan Educational Foundation (Educational Products and Services); President and Chief Executive Officer, Servant Interactive LLC (Educational Products and Services); President and Chief Executive Officer, Dew Learning LLC (Educational Products and Services)	He has served as Managing Director and COO of an educational products and services foundation, and was President and CEO of companies providing educational products and services, indicating involvement in educational technology which may include software development.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2018-08-07	Niel B. Nielson, Ph.D., has been the Managing Director and Chief Operating Officer of Pelita Harapan Educational Foundation, a global provider of educational products and services, since January 2015. Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as President and CEO of companies providing educational products and services, and was a trader and manager at a proprietary derivatives trading company, indicating technical and programming skills relevant to software.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2019-08-05	Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader and manager at a proprietary derivatives trading company, served as director of a trading company in Europe, and held CEO roles in educational products and services companies, indicating technical and software-related skills relevant to programming.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2020-08-10	Mr. Nielson formerly served as President and Chief Executive Officer of Servant Interactive LLC (providing educational products and services) from June 2012 to September 2014, and he served as President and Chief Executive Officer of Dew Learning LLC from June 2012 to September 2014. He also held prior positions in new business development for ServiceMaster Management Services Company, and in personnel and human resources for NationsBank of North Carolina, N.A. and Chicago Research and Trading Group, Ltd. ("CRT"). His international experience includes serving as a director of CRT Europe, Inc. for two years, directing out of London all aspects of business conducted by the U.K. and European subsidiary of CRT. Prior to that, Mr. Nielson was a trader and manager at CRT in Chicago.	He has experience as a trader and manager at Chicago Research and Trading Group, Ltd. (CRT), including international experience directing business operations, and has held positions involving derivatives trading and educational products and services, indicating technical and quantitative skills relevant to programming.
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II	2023-08-03	Niel B. Nielson, Ph.D., has been the Senior Advisor of Pelita Harapan Educational Foundation... formerly served as a partner and trader (of options and futures contracts for hedging options) for Ritchie Capital Markets Group (1996 – 1997), where he held an administrative management position at this proprietary derivatives trading company.	Niel B. Nielson has a Ph.D. and experience as a partner and trader at a proprietary derivatives trading company, indicating technical and quantitative skills relevant to software or programming.