Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | OLEG M. POHOTSKY (54), Senior Vice President (since 1991) of FAC/Equities, a division of First Albany Corporation (investment bank); and Trustee (since 2000) of HQH and of HQL. |
| 2002-05-17 | OLEG M. POHOTSKY (55), Most recently, Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank); General Partner (1989-1991) of Strategic Capital Associates (financial advisory firm); General Partner (1986-1987) of Capital Growth Partners (private mezzanine capital institutional investment partnership); and Trustee (since 2000) of HQH and of HQL. |
| 2003-05-12 | OLEG M. POHOTSKY** (56), Most recently, Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank); General Partner (1989-1991) of Strategic Capital Associates (financial advisory firm); General Partner (1986-1987) of Capital Growth Partners (private mezzanine capital institutional investment partnership); and Trustee (since 2000) of HQH and of HQL. |
| 2004-05-24 | OLEG M. POHOTSKY**#+ (57), 30 ROWES WHARF, BOSTON, MA 02110 Trustee of HQH and of HQL (since 2000), Financial Consultant (since 2002); Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank). ** Member of each Fund's Audit Committee. # Member of each Fund's Valuation Committee. + Member of each Fund's Qualified Legal Compliance Committee. The members of each Fund's Audit Committee are Messrs. Oddleifson, Pohotsky and Reinhardt. Mr. Pohotsky is the Chairman of each Fund's Audit Committee. The members of each Fund's Valuation Committee are Messrs. Oddleifson and Pohotsky and Dr. Mack. The members of each Fund's QLCC are Messrs. Lewin, Oddleifson and Pohotsky. For the fiscal year ended September 30, 2003, the Independent Trustees as a group received $136,980 from HQH and $134,714 from HQL for fees and reimbursed expenses. The following table sets forth information regarding compensation of Trustees by the Funds for the fiscal year ended September 30, 2003, but does not include expenses. Oleg M. Pohotsky $24,000 from each Fund, total $48,000. |
| 2005-05-10 | OLEG M. POHOTSKY**#+ (58), 30 ROWES WHARF, BOSTON, MA 02110 Trustee of HQH and of HQL (since 2000); ... ** Member of each Fund's Audit Committee. + Member of each Fund's Qualified Legal Compliance Committee. ... COMPENSATION TABLE ... Oleg M. Pohotsky $32,050 from each fund, total $64,100. |
| 2006-05-08 | Oleg M. Pohotsky (59), Trustee of HQH and of HQL (since 2000); Self-employed Financial Consultant... Chairman of each Fund's Audit Committee and Qualified Legal Compliance Committee... Compensation Table: $62,000 total compensation. |
| 2007-05-10 | Oleg M. Pohotsky (59), 30 Rowes Wharf, Boston, MA 02110 Trustee of HQH and of HQL (since 2000); Self-employed Financial Consultant (since 2002); Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank). |
| 2008-05-05 | Oleg M. Pohotsky (61), Trustee of HQH and HQL; Member of each Fund's Audit Committee; Chairman of each Fund's Qualified Legal Compliance Committee; Member of each Fund's Valuation Committee; Total Compensation from both Funds and Fund Complex Paid to Trustees: $62,500. |
| 2009-05-01 | Oleg M. Pohotsky (62), Trustee of HQH and HQL; Member of each Fund's Audit Committee; Chairman of each Fund's Valuation Committee; Member of each Fund's Qualified Legal Compliance Committee; Compensation: $62,500 total from both Funds. |
| 2010-04-27 | Oleg M. Pohotsky (63), Trustee, HQH and HQL; Member of each Fund's Audit Committee; Chairman of each Fund's Audit Committee; Member of each Fund's Valuation Committee; Chairman of each Fund's Valuation Committee; Member of each Fund's Qualified Legal Compliance Committee; Compensation: $61,500 total from both Funds. |
| 2011-06-08 | Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. He serves as Chairman of the Fund's Audit Committee and Valuation Committee. ... The members of the Fund's Audit Committee are Mr. Oddleifson, Mr. Pohotsky, Dr. Reinhardt and Ms. Stebbins. Mr. Pohotsky is the Chairman of the Fund's Audit Committee. ... The members of the Fund's Valuation Committee are Mr. Oddleifson, Mr. Pohotsky and Mr. Reardon. Mr. Pohotsky is the Chairman of each Funds' Valuation Committee. ... The members of the Fund's QLCC are Messrs. Lewin, Oddleifson and Pohotsky. Mr. Pohotsky is the Chairman of the Fund's QLCC. ... Compensation Table ... Oleg M. Pohotsky ... Total Compensation ... $62,000 |
| 2012-04-30 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. He serves as Chairman of the Fund's Audit Committee and Valuation Committee. |
| 2013-04-25 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of the Fund and also serves as Chairman of the Fund's Valuation Committee and serves on the Fund's Audit Committee. ... Compensation Table For the fiscal year ended September 30, 2012 ... Oleg M. Pohotsky $34,250 + $34,250 = $68,500 total compensation. |
| 2014-04-30 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of the Fund and also serves as Chairman of the Fund's Valuation Committee and serves on the Fund's Audit Committee. ... The members of the Fund's Audit Committee are Mr. Pohotsky, Mr. Reardon, Dr. Reinhardt and Ms. Stebbins. ... The members of the Fund's Valuation Committee are Mr. Bonney, Dr. Omstead, Mr. Pohotsky and Mr. Reardon. Mr. Pohotsky is the Chairman of the Fund's Valuation Committee. ... The members of the Fund's QLCC are Dr. Jain, Mr. Pohotsky and Mr. Reardon. Mr. Reardon is the Chairman of the Fund's QLCC. ... Compensation Table ... Oleg M. Pohotsky ... Total Compensation ... $69,000. |
| 2015-04-20 | Oleg M. Pohotsky (68) 100 Federal Street, 19th Floor, Boston MA 02110 Trustee, HQH, HQL and THQ; Chairman, HQH, HQL (since 2012); Chairman, THQ (since 2014); Member of each Fund's Audit, Valuation and Qualified Legal Compliance Committees. Compensation Table: Total Compensation from All Funds in Fund Complex Paid to Trustees $102,250. |
| 2016-04-18 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of each Fund and also serves as Chairman of each Fund's Valuation Committee and serves on each Fund's Audit Committee. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-05-15 | OLEG M. POHOTSKY (54), Senior Vice President (since 1991) of FAC/Equities, a division of First Albany Corporation (investment bank); and Trustee (since 2000) of HQH and of HQL. |
| 2002-05-17 | OLEG M. POHOTSKY (55), Most recently, Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank); General Partner (1989-1991) of Strategic Capital Associates (financial advisory firm); General Partner (1986-1987) of Capital Growth Partners (private mezzanine capital institutional investment partnership); and Trustee (since 2000) of HQH and of HQL. |
| 2004-05-24 | OLEG M. POHOTSKY**#+ (57), 30 ROWES WHARF, BOSTON, MA 02110 Trustee of HQH and of HQL (since 2000), Financial Consultant (since 2002); Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank). * Trustee considered to be an "interested person" within the meaning of the Investment Company Act of 1940, as amended (the "1940 Act"), through position or affiliation with Hambrecht & Quist Capital Management LLC (the "Adviser"). ** Member of each Fund's Audit Committee. # Member of each Fund's Valuation Committee. ^ Member of each Fund's Corporate Governance and Nominating Committee. + Member of each Fund's Qualified Legal Compliance Committee. The members of each Fund's Audit Committee are Messrs. Oddleifson, Pohotsky and Reinhardt. Mr. Pohotsky is the Chairman of each Fund's Audit Committee. The members of each Fund's Valuation Committee are Messrs. Oddleifson and Pohotsky and Dr. Mack. The members of each Fund's QLCC are Messrs. Lewin, Oddleifson and Pohotsky. Mr. Pohotsky is the Chairman of each Fund's QLCC. For the fiscal year ended September 30, 2003, the annual fee was $15,000. Trustees of each Fund are also paid $1,000 for each Board and Committee meeting attended in person and $500 for each Board and Committee meeting attended by telephone. The Chairman of the Board of Trustees of each Fund receives an additional annual fee of $2,500, the Chairman of each Committee receives an additional annual fee of $1,500 and each Committee member receives an additional annual fee of $500. Independent Trustees as a group received $136,980 from HQH and $134,714 from HQL for fees and reimbursed expenses. The following table sets forth information regarding compensation of Trustees by the Funds for the fiscal year ended September 30, 2003, but does not include expenses. Oleg M. Pohotsky $24,000 from each Fund, total $48,000. |
| 2005-05-10 | OLEG M. POHOTSKY**#+ (58), 30 ROWES WHARF, BOSTON, MA 02110 Trustee of HQH and of HQL (since 2000); Financial Consultant (since 2002); Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank). * Trustee considered to be an "interested person" within the meaning of the Investment Company Act of 1940, as amended (the "1940 Act"), through position or affiliation with Hambrecht & Quist Capital Management LLC (the "Adviser"). ** Member of each Fund's Audit Committee. ^ Member of each Fund's Governance Committee. ~ Member of each Fund's Nominating Committee. # Member of each Fund's Valuation Committee. + Member of each Fund's Qualified Legal Compliance Committee. For the fiscal year ended September 30, 2004 each Fund paid its Independent Trustees an annual fee of $20,000. Each Fund currently pays each Independent Trustee $500 for each Board and Committee meeting attended in person and $250 for each Board and Committee meeting attended by telephone. For the fiscal year ended September 30, 2004 Independent Trustees of each Fund were paid $1,000 for each Board and Committee meeting attended in person and $500 for each Board and Committee meeting attended by telephone. Currently, the Chairman of the Board of Trustees, the Chairman of the Audit Committee and the Chairman of the Valuation Committee of each Fund receives an additional annual fee of $2,500. Currently, the Chairman of the Nominating Committee and the Chairman of the Governance Committee of each Fund receives an additional fee of $1,500. During the fiscal year ended September 30, 2004 the Chairman of each Committee received an additional fee of $1,500. Independent Trustees are also reimbursed for travel expenses incurred in connection with attending such meetings. For the fiscal year ended September 30, 2004, the Independent Trustees as a group received $169,608 from HQH and $167,490 from HQL for fees and reimbursed expenses. Neither of the Funds directly paid any additional compensation to the Trustees for the fiscal year ended September 30, 2004. Neither of the Funds directly paid any compensation to any officer in excess of $60,000 for the fiscal year ended September 30, 2004. Trustees and officers of the Funds who hold positions with the Adviser receive indirect compensation from the Funds in the form of the investment advisory fee paid to the Adviser. The following table sets forth information regarding compensation of Trustees by the Funds for the fiscal year ended September 30, 2004, but does not include expenses. COMPENSATION TABLE For the fiscal year ended September 30, 2004 NAME OF TRUSTEE FROM EACH FUND TOTAL COMPENSATION FROM BOTH FUNDS AND FUND COMPLEX Oleg M. Pohotsky $32,050 $64,100 |
| 2006-05-08 | Oleg M. Pohotsky (59), Trustee of HQH and of HQL (since 2000); Self-employed Financial Consultant... The members of each Fund's Audit Committee are Messrs. Oddleifson, and Pohotsky and Dr. Reinhardt. Mr. Pohotsky is the Chairman of each Fund's Audit Committee... The members of each Fund's Valuation Committee are Messrs. Oddleifson and Pohotsky and Dr. Mack... The members of each Fund's QLCC are Messrs. Lewin, Oddleifson and Pohotsky. Mr. Pohotsky is the Chairman of each Fund's QLCC... Compensation Table: Oleg M. Pohotsky $62,000 total compensation. |
| 2007-05-10 | Oleg M. Pohotsky (59), 30 Rowes Wharf, Boston, MA 02110 Trustee of HQH and of HQL (since 2000); Self-employed Financial Consultant (since 2002); Senior Vice President (from 1991-2001) of FAC/Equities, a division of First Albany Corporation (investment bank). Member of each Fund's Audit Committee. Member of each Fund's Valuation Committee. Member of each Fund's Qualified Legal Compliance Committee. |
| 2008-05-05 | Oleg M. Pohotsky (61), Trustee of HQH and HQL; Member of each Fund's Audit Committee; Member of each Fund's Qualified Legal Compliance Committee; Member of each Fund's Valuation Committee; Total Compensation from both Funds and Fund Complex Paid to Trustees: $62,500. |
| 2009-05-01 | Oleg M. Pohotsky (62), Trustee of HQH and HQL; Chairman of each Fund's Audit Committee; Chairman of each Fund's Valuation Committee; Chairman of each Fund's Qualified Legal Compliance Committee; Compensation: $62,500 total from both Funds. |
| 2010-04-27 | Oleg M. Pohotsky (63), Trustee, HQH and HQL (since 2000); Member of each Fund's Audit Committee; Chairman of each Fund's Audit Committee; Member of each Fund's Valuation Committee; Chairman of each Fund's Valuation Committee; Member of each Fund's Qualified Legal Compliance Committee; Compensation: $61,500 total from both Funds. |
| 2011-03-30 | The undersigned hereby appoints Daniel R. Omstead, Ph.D., Lucinda H. Stebbins, CPA and Oleg M. Pohotsky, and each of them, proxies of the undersigned, with full powers of substitution, to vote at the Special Meeting of Shareholders of H&Q LIFE SCIENCES INVESTORS. |
| 2011-06-08 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. He serves as Chairman of the Fund's Audit Committee and Valuation Committee. |
| 2012-04-30 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. He serves as Chairman of the Fund's Audit Committee and Valuation Committee. |
| 2013-04-25 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of the Fund and also serves as Chairman of the Fund's Valuation Committee and serves on the Fund's Audit Committee. ... Compensation Table ... Oleg M. Pohotsky ... Total Compensation from both Funds in Fund Complex Paid to Trustees $68,500. |
| 2014-04-30 | Oleg M. Pohotsky (67) 2 Liberty Square, 9th Floor, Boston MA 02109 Trustee, HQH and HQL; Chairman, HQH and HQL (since 2012); Member of each Fund's Audit, Valuation and Qualified Legal Compliance Committees. ... The members of the Fund's Audit Committee are Mr. Pohotsky ... The members of the Fund's Valuation Committee are ... Mr. Pohotsky is the Chairman of the Fund's Valuation Committee. ... The members of the Fund's QLCC are ... Mr. Pohotsky ... For the fiscal year ended September 30, 2013 ... Oleg M. Pohotsky ... Total Compensation from both Funds in Fund Complex Paid to Trustees $69,000. |
| 2015-04-20 | Oleg M. Pohotsky (68) 100 Federal Street, 19th Floor, Boston MA 02110 Trustee, HQH, HQL and THQ; Chairman, HQH, HQL (since 2012); Chairman, THQ (since 2014); Member of each Fund's Audit, Valuation and Qualified Legal Compliance Committees. Compensation: $102,250 |
| 2016-04-18 | Oleg M. Pohotsky: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of each Fund and also serves as Chairman of each Fund's Valuation Committee and serves on each Fund's Audit Committee. He has over 45 years of cumulative board experience in the full range of organization types: publicly-traded, privately-held, venture-backed and non-profit. He has also served as a director of a healthcare services company listed on the Nasdaq NMS where he was a member of the audit committee. In his various directorships he has also served on investment, compensation, personnel and executive committees. His career spanned over twenty years in the investment industry, both as an investment banker and as a venture capital and private equity investor, and included serving as chairman of the valuation and fairness opinion committee of a NYSE-member firm. Mr. Pohotsky also currently serves on the Board of Directors of Avangardco Investments Holdings, an LSE-listed agribusiness enterprise based in Ukraine, on the board of directors of the New America High Income Fund, Inc., a closed end fund investing in high yield securities on a leveraged basis and on the Board of Advisors of Kaufman & Co., LLC, a Boston-based boutique investment banking firm, and is affiliated with GovernanceMetrics International, Inc. as a Senior Advisor. He provides each Fund with valuable experience in valuation and the financial industry. Oleg M. Pohotsky (69) 100 Federal Street, 19th Floor, Boston MA 02110: Trustee, HQH, HQL, THQ and THW; Chairman, HQH, HQL (since 2012); Chairman, THQ (since 2014); Member of each Fund's Audit, Valuation and Qualified Legal Compliance Committees. Compensation: $126,210. |
| 2017-04-18 | Oleg M. Pohotsky, MBA, JD: Mr. Pohotsky is a corporate finance and investment professional with over forty years of diversified experience gained both in industry and in financial markets. Mr. Pohotsky serves as Chairman of the Board of Trustees of the Fund and also serves as Chairman of the Fund's Valuation Committee and serves on the Fund's Audit Committee. He has over 45 years of cumulative board experience in the full range of organization types: publicly-traded, privately-held, venture-backed and non-profit. He has also served as a director of a healthcare services company listed on the Nasdaq NMS where he was a member of the audit committee. In his various directorships he has also served on investment, compensation, personnel and executive committees. His career spanned over twenty years in the investment industry, both as an investment banker and as a venture capital and private equity investor, and included serving as chairman of the valuation and fairness opinion committee of a NYSE-member firm. Mr. Pohotsky also currently serves on the Board of Directors of Avangardco Investments Holdings, an LSE-listed agribusiness enterprise based in Ukraine, on the board of directors of the New America High Income Fund, Inc., a closed-end fund investing in high yield securities on a leveraged basis and on the Board of Advisors of Kaufman & Co., LLC, a Boston-based boutique investment banking firm, and is affiliated with GovernanceMetrics International, Inc. as a Senior Advisor. He provides the Fund with valuable experience in valuation and the financial industry. Mr. Pohotsky holds a BSChE degree from Clarkson University, a JD degree from the University of Miami and MBA from the Harvard Business School. He has also been awarded an honorary doctorate by Clarkson University. |
Data sourced from SEC filings. Last updated: 2026-02-03