PATRICIA L. FRANCY - Corporate Board Profile

SIEBERT FINANCIAL CORP

Filing Date	Source Excerpt
2001-04-30	Patricia L. Francy (a)(d)(e) 20,000 (7) * (a) Chairwoman of the Audit Committee. (d) Member of Compensation Committee. (e) Member of Executive Committee. During 2000, our non-employee directors received compensation for service on our Board of $10,000.
2002-04-30	Patricia Francy is Treasurer and Controller of Columbia University. She previously served as the University's Director of Finance and Director of Budget Operations and has been associated with the University since 1969. Ms. Francy became a director on March 11, 1997. During 2001, our non-employee directors received compensation for service on our Board of $20,000. We do not compensate our employees or employees of our subsidiaries who serve as directors. The Audit Committee held five meetings during 2001. The Audit Committee of our Board of Directors currently consists of Ms. Macon, Ms. Peterson and Ms. Francy, Chairwoman. The Compensation Committee held nine meetings during 2001. The Compensation Committee of our Board of Directors currently consists of Ms. Francy, Ms. Peterson and Ms. Macon, Chairwoman.
2003-04-30	Patricia Francy is Treasurer and Controller of Columbia University. She previously served as the University's Director of Finance and Director of Budget Operations and has been associated with the University since 1968. Ms. Francy became a director on March 11, 1997. Ms. Francy is also a director of priceline.com Incorporated.
2004-06-02	Patricia Francy is Treasurer, Controller (retired) and Special Advisor for Alumni Relations of Columbia University. She previously served as the University's Director of Finance and Director of Budget Operations and has been associated with the University since 1968. Ms. Francy became a director on March 11, 1997.
2005-05-02	Patricia Francy has been Treasurer/ Controller (retired) and Special Advisor for Alumni Relations at Columbia University since January 1, 2004 and was Treasurer & Controller of Columbia University from 1989 until 2003. She has been affiliated with the University since 1968, and has served as a Director of Finance and Director of Budget Operations. Ms. Francy became a director on March 11, 1997.
2006-04-27	Patricia Francy retired as Special Advisor for Alumni Relations at Columbia University on December 31, 2005, she had served in such position since January 1, 2004 and was Treasurer & Controller of Columbia University from 1989 until 2003. Ms. Francy has been affiliated with Columbia University since 1968, and has served as a Director of Finance and Director of Budget Operations. Ms. Francy became a director on March 11, 1997.
2007-04-30	Patricia Francy retired as Special Advisor for Alumni Relations at Columbia University on December 31, 2005. She had served in such position since January 1, 2004 and was Treasurer & Controller of Columbia University from 1989 until 2003. Ms. Francy had been affiliated with Columbia University since 1968, and has served as a Director of Finance and Director of Budget Operations. Ms. Francy is also a director of Old Westbury Funds, Inc. Ms. Francy became a director on March 11, 1997. The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman, Mr. Mazzarella, and Ms. Peterson. The Board of Directors has determined that Ms. Francy, Mr. Mazzarella, and Ms. Peterson are independent within the meaning of Rule 4200(a)(15) of The Nasdaq Stock Market and within the meaning of the applicable rules and regulations of the Securities and Exchange Commission. Ms. Francy is the Chairwoman of the Audit Committee. The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy, Mr. Mazzarella and Ms. Peterson. The Nominating Committee of the Board of Directors currently consists of Ms. Siebert, Ms. Francy, Ms. Macon and Ms. Peterson.
2008-04-25	Patricia Francy retired as Special Advisor for Alumni Relations at Columbia University on December 31, 2005. She had served in such position since January 1, 2004 and was Treasurer and Controller of Columbia University from 1989 until 2003. Ms. Francy had been affiliated with Columbia University since 1968, and has served as a Director of Finance and Director of Budget Operations. Ms. Francy is also a director of Old Westbury Funds, Inc. Ms. Francy became a director on March 11, 1997. The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman, Mr. Mazzarella, and Ms. Peterson. The Board of Directors has determined that Ms. Francy, Mr. Mazzarella, and Ms. Peterson are "independent" within the meaning of Rule 4200(a)(15) of The Nasdaq Stock Market and within the meaning of the applicable rules and regulations of the Securities and Exchange Commission. The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy, Mr. Mazzarella and Ms. Peterson. The Nominating Committee of the Board of Directors currently consists of Ms. Peterson, Chairwoman, Ms. Siebert, Ms. Francy and Ms. Macon. Ms. Francy is the Chairwoman of the Audit Committee. During 2007, our non-employee directors received compensation for service on our Board of Directors. Ms. Francy is the Chairwoman of the Audit Committee. She received $40,000 in fees for 2007.
2009-04-24	Patricia Francy served as Treasurer and Controller of Columbia University from 1989 until 2003. Ms. Francy retired as Special Advisor for Alumni Relations at Columbia University on December 31, 2005. She had served in such position since January 1, 2004. Ms. Francy had been affiliated with Columbia University since 1968, and has served as a Director of Finance and Director of Budget Operations. Ms. Francy is also a director of Old Westbury Funds, Inc., director of the Matheson Foundation, the Siebert Foundation and the Children’s Tumor Foundation. She also serves on the Boards of Outward Bound Professional Custom Programs, the Metropolitan New York Library Council and Respect for Law Alliance. She is likewise governor of the Columbia University Club of New York and member of the Economic Club of New York. Ms. Francy became a director on March 11, 1997. She is Chairwoman of the Audit Committee. During 2008, she received $40,000 in cash compensation for her service as a director.
2010-04-28	Patricia Francy is the Chairwoman of the Audit Committee. The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman, Ms. Hearn and Mr. Mazzarella. The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy and Mr. Mazzarella. The Nominating Committee of the Board of Directors currently consists of Ms. Hearn, Chairwoman, Ms. Siebert, Ms. Francy and Ms. Macon. During 2009 our non-employee directors received cash compensation of $30,000 for service on our Board of Directors. The chairs of the Board of Directors Audit and Compensation Committees and the Audit Committee Financial Expert each receive an additional annual fee of $10,000. Ms. Francy is the Chairwoman of the Audit Committee and received $40,000 in fees.
2011-04-26	Patricia Francy is a director of Old Westbury Funds, Inc., the Matheson Foundation, the Siebert Foundation and the Respect for Law and Alliance. Ms. Francy is the Chairwoman of the Audit Committee. The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman, Ms. Hearn and Mr. Mazzarella. The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy and Mr. Mazzarella. The Nominating Committee of the Board of Directors currently consists of Ms. Hearn, Chairwoman, Ms. Siebert, Ms. Francy and Ms. Macon. During 2010, Ms. Francy received $40,000 in fees for her service as a director.
2012-04-24	Patricia Francy retired as Special Advisor for Alumni Relations and Treasurer & Controller, Columbia University, December 31, 2005. Ms. Francy is a director of Old Westbury Funds, Inc., the Matheson Foundation, the Siebert Foundation and the Respect for Law and Alliance. Ms. Francy is the Chairwoman of the Audit Committee. During 2011 our non-employee directors received cash compensation of $30,000 for service on our Board of Directors. The chairs of the Board of Directors Audit and Compensation Committees and the Audit Committee Financial Expert each receive an additional annual fee of $10,000. Ms. Francy received $40,000 in total director compensation.
2013-04-23	Patricia L. Francy Age 67 Patricia Francy retired as Special Advisor for Alumni Relations and Treasurer & Controller, Columbia University, December 31, 2005. ... Ms. Francy is the Chairwoman of the Audit Committee. ... The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman, Ms. Hearn and Mr. Mazzarella. ... The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy and Mr. Mazzarella. ... The Nominating Committee of the Board of Directors currently consists of Ms. Hearn, Chairwoman, Ms. Siebert, Ms. Francy and Ms. Macon. ... Patricia L. Francy 40,000 ... Ms. Francy is the Chairwoman of the Audit Committee.
2014-04-28	Patricia L. Francy Age 68 Patricia Francy retired as Special Advisor for Alumni Relations and Treasurer & Controller, Columbia University, December 31, 2005. Ms. Francy is a director of Old Westbury Funds, Inc., the Matheson Foundation, the Guttman Foundation, the Muriel F. Siebert Foundation and the Respect for Law and Alliance. Ms. Francy became a director on March 11, 1997. ... Ms. Francy is the Chairwoman of the Audit Committee. ... The Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy and Mr. Mazzarella. ... The Nominating Committee of the Board of Directors currently consists of Ms. Hearn, Chairwoman, Ms. Francy and Ms. Macon. ... Director Compensation Fees Cash ($) 45,000 ...
2015-11-09	Patricia L. Francy retired as Special Advisor for Alumni Relations and Treasurer & Controller, Columbia University, December 31, 2005. Ms. Francy is a director of Old Westbury Funds, Inc., the Matheson Foundation, the Guttman Foundation and the Muriel F. Siebert Foundation. Ms. Francy became a director on March 11, 1997. Ms. Francy is one of two executors of the Estate of Muriel F. Siebert, our former Chairwoman, President and Chief Executive Officer, although she does not possess the power in that capacity to control the voting of the shares of our common stock held by the Estate. Ms. Francy is the Chairwoman of the Audit Committee.
2016-11-28	Patricia L. Francy Age 71 Director... Ms. Francy is the Chairwoman of the Audit Committee... The Audit Committee of our Board of Directors currently consists of Ms. Francy, Chairwoman... Compensation Committee of our Board of Directors currently consists of Ms. Macon, Chairwoman, Ms. Francy and Mr. Mazzarella... The Nominating Committee of the Board of Directors currently consists of Ms. Hearn, Chairwoman, Ms. Francy and Ms. Macon... Patricia L. Francy Fees Earned or Paid in Cash ($) 60,000 Total ($) 60,000