Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2002-06-04 | Patrick C. Haden(49) Term: Until General Partner, Riordan, Lewis & 29 Elkay Plastics Co., Inc., 300 South Grand 2003. Served Haden (venture capital firm). Indy Mac Mortgage Avenue since 2001. Holdings (mortgage Los Angeles, CA banking), Tetra Tech, 90071 Inc. (environmental Director consulting), Bradshaw International, Inc., TCW Galileo Funds, Inc. The Board of Directors has not designated a nominating committee of the Board. Each Independent Director is a member of the Audit Committee. The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. The following table illustrates the compensation paid to the Fund's Independent Directors by the Fund for the fiscal year ended December 31, 2001. Patrick C. Haden....... $5,250 |
| 2003-06-04 | Patrick C. Haden (50) ... Director ... Independent Directors ... The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 ... The following table illustrates the compensation paid to the Funds Independent Directors for the calendar year ended December 31, 2002 ... Patrick C. Haden $10,500 ... Each Independent Director is a member of the Audit Committee. |
| 2004-06-07 | Patrick C. Haden (51) 300 South Grand Avenue Los Angeles, CA. 90071 Director Term: Until 2004 Served since 2001 General Partner, Riordan, Lewis & Haden (private equity firm). The members of the Funds Nominating Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker. The members of the Funds Audit Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker. The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. The following table illustrates the compensation paid to the Funds Independent Directors for the calendar year ended December 31, 2003 by the Fund and the aggregate compensation paid to the Funds Independent Directors by the Fund and TCW Galileo Funds, Inc. for the same period. Patrick C. Haden $ 12,750 |
| 2005-07-26 | Patrick C. Haden (52) ... Chairman of the Board ... Independent Directors ... The members of the Funds Nominating Committee are Messrs. Patrick C. Haden ... The members of the Funds Audit Committee are Messrs. Patrick C. Haden ... The members of the Funds Executive Committee are Messrs. Patrick C. Haden ... The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 ... The following table illustrates the compensation paid to the Funds Independent Directors for the calendar year ended December 31, 2004 ... Patrick C. Haden $11,750. |
| 2006-08-18 | Patrick C. Haden (53) ... Chairman of the Board ... The members of the Funds Nominating Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker. ... The members of the Audit Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker. ... The members of the Executive Committee are currently Messrs. Richard W. Call, Ernest O. Ellison and Patrick C. Haden ... The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. ... The following table sets forth the compensation paid to the Funds Independent Directors for the fiscal year ended December 31, 2005 by the Fund ... Patrick C. Haden $12,750 ... |
| 2007-07-24 | Patrick C. Haden (54) ... Chairman of the Board ... The members of the Funds Nominating Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. ... The members of the Audit Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. ... The members of the Executive Committee are currently Messrs. Richard W. Call, Patrick C. Haden and William C. Sonneborn. ... The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. ... The following table sets forth the compensation paid to the Funds Independent Directors for the fiscal year ended December 31, 2006 by the Fund ... Patrick C. Haden $11,750. |
| 2008-08-07 | Patrick C. Haden (55) Chairman of the Board Term: Until 2008 Served since 2001 General Partner, Riordan, Lewis & Haden (private equity firm). The members of the Fund6s Nominating Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. The members of the Audit Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. The members of the Executive Committee are currently Messrs. Richard W. Call and Patrick C. Haden, with one vacancy. The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. The following table sets forth the compensation paid to the Fund6s Independent Directors for the fiscal year ended December 31, 2007 by the Fund. Patrick C. Haden $ 13,250. |
| 2009-08-03 | Patrick C. Haden (56) Chairman of the Board Term: Until 2009 Served since 2001 General Partner, Riordan, Lewis & Haden (private equity firm). The members of the Fund's Nominating Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. The members of the Audit Committee are Messrs. Samuel P. Bell, Richard W. Call, Matthew K. Fong, John A. Gavin, Patrick C. Haden, and Charles A. Parker, each of whom is an Independent Director. The members of the Executive Committee are currently Messrs. Richard W. Call, David S. DeVito and Patrick C. Haden. The Fund pays each Independent Director an annual fee of $7,500 plus a per meeting fee of $750 for meetings of the Board of Directors or Committees of the Board of Directors attended by the Director. The following table sets forth the compensation paid to the Fund's Independent Directors for the fiscal year ended December 31, 2008 by the Fund and the aggregate compensation paid to the Fund's Independent Directors by the Fund and TCW Funds, Inc. for the same period. Patrick C. Haden $14,500 $98,250. |
| 2010-08-10 | Patrick C. Haden (57) Chairman of the Board Term: Until 2011 Served since 2001 Athletic Director, the University of Southern California; prior to August 2010, General Partner, Riordan, Lewis & Haden (private equity firm). The Audit Committee’s current members are Messrs. Bell, Call, Fong, Gavin, Haden, McMillan and Parker and Ms. Kerr. The Executive Committee’s current members are Messrs. DeVito, Call and Haden. The Nominating Committee’s current members are Messrs. Bell, Call, Fong, Gavin, Haden, McMillan and Parker and Ms. Kerr. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2009. Patrick C. Haden $14,500. |
| 2011-08-01 | Patrick C. Haden, the Independent Chairman of the Board of the Company, is the Athletic Director of the University of Southern California. The Audit Committee's current members include Mr. Haden. The Executive Committee's current members include Mr. Haden. The Nominating Committee's current members include Mr. Haden. The Company pays each Independent Director an annual fee of $7,500 plus a joint meeting fee of $750 for each meeting of the Board of Directors or Committees of the Board of Directors attended by the Director. Patrick C. Haden received $13,750 for the fiscal year ended December 31, 2010. |
| 2012-08-07 | Patrick C. Haden (59) Chairman of the Board Term: Until 2013 Served since 2001 Athletic Director, the University of Southern California. The Audit Committee's current members are Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica and Mses. Kerr and Rogers. The Executive Committee's current members are Messrs. DeVito, Bell and Haden. The Nominating Committee's current members are Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica and Mses. Kerr and Rogers. The Company pays each Independent Director an annual fee of $7,500 plus a joint meeting fee of $750 for each meeting of the Board of Directors or Committees of the Board of Directors attended by the Director. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2011. Patrick C. Haden $15,000. |
| 2012-10-10 | Patrick C. Haden Director* since 2001 and Chairman since 2005 None. |
| 2013-08-09 | Patrick C. Haden (60) Chairman of the Board Term: Until 2014 Served since 2001 Athletic Director, the University of Southern California. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2012. Patrick C. Haden $15,000 Aggregate Compensation From the Company. The Audit Committee's current members are Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica and Mses. Kerr and Rogers. The Executive Committee's current members are Messrs. DeVito, Bell and Haden. The Nominating Committee's current members are Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica and Mses. Kerr and Rogers. |
| 2014-08-08 | Patrick C. Haden. Mr. Haden, the Independent Chairman of TSI, is the Athletic Director of the University of Southern California. Previously, he was a General Partner in Riordan, Lewis & Haden, a private equity firm, and serves on the boards of Tetra Tech, Inc., an environmental consulting company, MWF, a mutual fund complex managed by an affiliate of the Advisor, and TFI, a mutual fund complex managed by the Advisor, of which he is also the Independent Chairman. |
| 2015-08-05 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the Athletic Director of the University of Southern California. He also serves on the board of directors of two charitable organizations, The Rose Hills Foundation and The Unihealth Foundation. Previously, he was a General Partner in Riordan, Lewis & Haden, a private equity firm, and serves on the boards of Tetra Tech, Inc., an environmental consulting company, MWF, a mutual fund complex managed by an affiliate of the Advisor, and TFI and TCW Alternative Funds, mutual fund complexes managed by the Advisor, of which he is also the Independent Chairman. Mr. Haden is a Rhodes Scholar and prior to August 2010 was a member of the board of trustees of the University of Southern California. The Audit Committee's current members are Mses. Kerr and Rogers and Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica. Each Audit Committee member is an Independent Director. The Nominating Committee's current members are Mses. Kerr and Rogers and Messrs. Bell, Gavin, Haden, McMillan, Parker and Tarica. Each Nominating Committee member is an Independent Director. The Executive Committee's current members are Messrs. DeVito, Bell and Haden. Messrs. Bell and Haden are Independent Directors and Mr. DeVito is an Interested Director. The Company pays each Independent Director an annual fee of $7,500 plus a joint meeting fee of $750 for each meeting of the Board of Directors or Committees of the Board of Directors attended by the Director and, as of June 8, 2015, $250 for telephonic attendance at each meeting or special meeting of the Board of Directors attended by the Director. Directors are also reimbursed for travel and other out-of-pocket expenses incurred by them in connection with attending such meetings. Directors and officers who are employed by the Advisor or an affiliated company thereof receive no compensation or expense reimbursement from the Company. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2014. The table also indicates the compensation paid to the Independent Directors for the calendar year ended December 31, 2014 by the Fund Complex. Patrick C. Haden $14,250 0 0 $150,500 |
| 2016-08-05 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the Senior Advisor to the President of the University of Southern California. He also serves on the boards of the following charitable foundations, including The Rose Hills Foundation, Unihealth Foundation, Fletcher Jones Foundation and Mayr Foundation. Previously, he was the Athletic Director of the University of Southern California and a General Partner in Riordan, Lewis & Haden, a private equity firm. |
| 2017-08-03 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the Senior Advisor to the President of the University of Southern California. He also serves on the boards of the following charitable foundations, including The Rose Hills Foundation, Unihealth Foundation, Fletcher Jones Foundation and Mayr Foundation. Previously, he was the Athletic Director of the University of Southern California. He serves on the boards of Tetra Tech, Inc., an environmental consulting company, First Beverage, a beverage consulting firm, Auto Club, an affiliate of AAA, MWF, a mutual fund complex managed by an affiliate of the Advisor, and TFI and TAF, mutual fund complexes managed by the Advisor, of which he is also the Independent Chairman. |
| 2018-08-02 | Patrick C. Haden (1953) Chairman of the Board Term: Until 2019 Served since 2001 President of Wilson Ave. Consulting. Compensation: $17,000 from the Company, $386,600 total from the Fund Complex. |
| 2019-08-02 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the President of Wilson Ave. Consulting. The Audit Committee's current members are Ms. Rogers and Messrs. Bell, Haden, McMillan, and Tarica. The Nominating and Governance Committee's current members are Ms. Rogers and Messrs. Bell, Haden, McMillan, and Tarica. The Executive Committee's current members are Messrs. DeVito, Bell and Haden. The Valuation Committee's current members are Messrs. Haden, McMillan, Tarica and DeVito. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2018. Patrick C. Haden: $17,000 from the Company, $0 pension or retirement benefits, $0 estimated annual benefits upon retirement, $383,400 total compensation from the Fund Complex. |
| 2020-08-03 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the President of Wilson Ave. Consulting. The Audit Committee's current members include Mr. Haden. The Executive Committee's current members include Mr. Haden. The Nominating and Governance Committee's current members include Mr. Haden. The Valuation Committee's current members include Mr. Haden. Compensation paid to Mr. Haden by the Company for the fiscal year ended December 31, 2019 was $17,000, with a total of $353,400 from the Fund Complex. |
| 2021-08-03 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the President of Wilson Ave. Consulting. The Audit Committee's current members are Ms. Rogers and Messrs. Bell, Haden, McMillan, and Tarica. The Executive Committee's current members are Messrs. Lippman, Bell, and Haden. The Valuation Committee's current members are Messrs. Haden, McMillan, and Tarica. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2020. Patrick C. Haden: $386,500 total compensation from the Fund Complex. |
| 2022-08-12 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the President of Wilson Ave. Consulting. From July 2016 through June 2017, Mr. Haden served as the Senior Advisor to the President of the University of Southern California. He also currently serves on the board of directors of Auto Club, an affiliate of AAA, MWF, a mutual fund complex managed by an affiliate of the Advisor, and TFI, a mutual fund complex managed by the Advisor, of which he is also the Independent Chairman. |
| 2023-08-03 | Patrick C. Haden. Mr. Haden, the Independent Chairman of the Company, is the President of Wilson Ave. Consulting. The table indicates compensation paid to Independent Directors for the fiscal year ended December 31, 2022: Patrick C. Haden $28,600. He is a member of the Audit Committee, Nominating and Governance Committee, and Executive Committee. |
| 2024-08-05 | Patrick C. Haden (1953) Vice Chair of the Board Term: Until 2025 Served since 2001 President (since 2003), Wilson Ave. Consulting (business consulting firm). The Audit Committee's current members are Ms. Rogers and Messrs. Haden, McMillan, and Tarica. Each Audit Committee member is an Independent Director. The Nominating and Governance Committee's current members are Ms. Rogers and Messrs. Haden, McMillan, and Tarica. Each Nominating and Governance Committee member is an Independent Director. The following table indicates the compensation paid to the Independent Directors by the Company for the fiscal year ended December 31, 2023. The table also indicates the compensation paid to the Independent Directors for the calendar year ended December 31, 2023 by the Fund Complex. Patrick C. Haden Aggregate Compensation From the Company $28,600 Total Compensation from the Fund Complex $423,600. |
| Filing Date | Source Excerpt |
|---|---|
| 2015-01-15 | Patrick C. Haden 61 Director Compensation Committee Chair Director Compensation: $210,478 |
| 2016-01-19 | Patrick C. Haden Age 62 Director since December 1992 Independent Attendance at Fiscal 2015 Board Meetings: 86% Select Business Experience Athletic Director, University of Southern California, from August 2010 to present Director of TCW Funds, TCW Strategic Income Fund (a closed end mutual fund listed on the NYSE 2), TCW Liquid Alternative Fund and Met West Funds General Partner of Riordan, Lewis & Haden (RLH), a Los Angeles-based private equity firm, from 1987 to August 2010 Director of several portfolio companies during his tenure at RLH Serves on several foundation Boards: Rose Hills, Fletcher Jones, Unihealth and Mayr. Select Skills and Qualifications Senior leadership experience Service as the Athletic Director of a major university for the last five years provides significant senior leadership and management experience Business development and M&A experience; financial sophistication; board experience Leadership at a private equity firm provides significant experience in finance and investment and in M&A transactions Director roles at several TCW funds Service on other boards Current Board Leadership Roles Chairman, Nominating and Corporate Governance Committee Member, Compensation Committee |
| 2017-01-18 | Patrick C. Haden Age 63 Director since December 1992 Special Advisor to the President, University of Southern California Member, Compensation Committee Member, Nominating and Corporate Governance Committee Director Compensation Table: Fees Earned or Paid In Cash: $97,500, Option Awards: $33,810, PSU Awards: $56,934, RSU Awards: $24,444, Total: $212,688 |
| 2018-01-24 | PATRICK C. HADEN Age 64 Director since December 1992 Independent Other Public Company Board: TCW Strategic Income Fund Attendance at Fiscal 2017 Board Meetings: 100% Select Business Experience President, Wilson Avenue Consulting, since July 2017 Advisor to the President, University of Southern California (USC), from July 2016 to June 2017 Athletic Director, USC, from August 2010 to June 2016 Director of TCW Funds, TCW Strategic Income Fund (a closed end mutual fund listed on the NYSE), TCW Liquid Alternative Fund and Met West Funds, and serves on various Board committees of these companies Director of Auto Club of Southern California, and on the Audit/Finance and Investment Committees, since 2016 General Partner of Riordan, Lewis & Haden (RLH), a Los Angeles-based private equity firm, from 1987 to August 2010 Director of several portfolio companies during his tenure at RLH Serves on several foundation Boards: Rose Hills, Fletcher Jones, Unihealth and Mayr. Select Skills and Qualifications Senior leadership experience; business development and M&A experience; financial sophistication; public board experience Multiple roles at a major university, which provides significant senior leadership and management experience Leadership at a private equity firm, which provides significant experience in finance and investment, in M&A transactions Director roles at several TCW funds, one of which is publicly listed Service on other boards Rhodes Scholarship to Oxford University; degree in Economics Practicing attorney from 1982 to 1987 Current Board Leadership Roles Member, Nominating and Corporate Governance Committee Member, Compensation Committee |
| 2019-01-18 | PATRICK C. HADEN Age 65 Director since December 1992 Independent Other Public Company Board: TCW Strategic Income Fund Attendance at Fiscal 2018 Board Meetings: 100% Select Business Experience President, Wilson Avenue Consulting, since July 2017 Advisor to the President, University of Southern California (USC), from July 2016 to June 2017 Athletic Director, USC, from August 2010 to June 2016 Director of TCW Funds, TCW Strategic Income Fund (a closed end mutual fund listed on the NYSE), Met West Funds, and serves on various Board committees of these companies Director of Auto Club of Southern California, and on the Audit/Finance and Investment Committees, since 2016 General Partner of Riordan, Lewis & Haden (RLH), a Los Angeles-based private equity firm, from 1987 to August 2010 Director of several portfolio companies during his tenure at RLH Serves on several foundation Boards: Rose Hills, Fletcher Jones, Unihealth, and Mayr Current Board Roles Member, Nominating and Corporate Governance Committee Member, Compensation Committee Director Compensation Table shows total compensation of $304,039. |
| 2020-01-15 | Patrick C. Haden Age 66 Director since 1992 Member, NCG Committees Member, Compensation Fees Earned or Paid in Cash: 110,500 Stock Awards: 143,793 Total: 254,293 |
| 2021-01-14 | Patrick C. Haden Age 67 Director since 1992 President, Wilson Avenue Consulting Member, NCG Committee Member, Compensation Committee Fees Earned or Paid in Cash: $107,000 Stock Awards: $136,039 Total: $243,039 |
Data sourced from SEC filings. Last updated: 2026-02-03