Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows $173,290 total annual compensation. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee + Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. |
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee + Director and President of the German Marshall Fund of the United States. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE: R. Craig Kennedy $18,372 ... BOARD COMMITTEES AND MEETINGS: audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund. Annual compensation $208,601. Audit committee member. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Audit committee member. Compensation Table shows total compensation including fund expenses $19,693, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | R. Craig Kennedy (58) ... Trustee ... Director and President of the German Marshall Fund of the United States ... Trustee/Managing General Partner of funds in the Fund Complex. ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... Compensation Table: R. Craig Kennedy, Annual Compensation: $105,000. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2012-06-14 | R. Craig Kennedy. Mr. Kennedy has been a member of the Board of one or more funds in the Invesco fund complex since 2003. The Board believes that Mr. Kennedy's experience in executive positions at a number of foundations, his investment experience, his service as a Trustee of the funds in the Invesco fund complex and his experience serving as a director of other investment companies benefits the Funds. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Independent Trustee Director and President of the German Marshall Fund of the United States. Trustee compensation from the Funds $66,145. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows $173,290 total annual compensation. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee Director and President of the German Marshall Fund of the United States ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE: R. Craig Kennedy $20,314 ... BOARD COMMITTEES AND MEETINGS: Audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2007-05-01 | R. Craig Kennedy(3) (55) Trustee Trustee of Director and President of the German 73 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee + Director and President of the German 74 Marshall Fund of the United States, ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... R. Craig Kennedy........ (1) 19,200 105,000 208,601 |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Compensation Table shows total compensation including fund expenses, retirement benefits and estimated annual benefits totaling $353,224. Audit committee membership is mentioned. |
| 2010-06-11 | R. Craig Kennedy (58) Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2012-06-14 | R. Craig Kennedy. Mr. Kennedy has been a member of the Board of one or more funds in the Invesco fund complex since 2003. The Board believes that Mr. Kennedy's experience in executive positions at a number of foundations, his investment experience, his service as a Trustee of the funds in the Invesco fund complex and his experience serving as a director of other investment companies benefits the Funds. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. Compensation: $66,145 from the Funds, $86,000 from the Fund Complex. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows $173,290 total compensation. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee Director and President of the German Marshall Fund of the United States ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... R. Craig Kennedy........ $20,314 ... BOARD COMMITTEES AND MEETINGS ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee + Director and President of the German Marshall Fund of the United States. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... R. Craig Kennedy........ $18,372 ... BOARD COMMITTEES AND MEETINGS ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Total compensation $208,601. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Compensation Table shows $19,693 from Fund Complex, $105,000 aggregate pension or retirement benefits, and $228,531 aggregate estimated annual benefits. |
| 2010-06-11 | R. Craig Kennedy (58) Director and President of the German Marshall Fund of the United States. Trustee/Managing General Partner of funds in the Fund Complex. Member of the audit committee. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. Compensation: $66,145 from the Funds, $86,000 from the Fund Complex. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows $173,290 total compensation. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German Marshall Fund of the United States. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... The audit committee consists of Jerry D. Choate, Rod Dammeyer and R. Craig Kennedy. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund. Audit committee member. Total compensation $208,601. |
| 2009-06-09 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Trustee since 2003 Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. Compensation Table shows R. Craig Kennedy compensation from Fund Complex as $105,000 plus $721 from Fund and $19,693 pension. |
| 2010-06-11 | R. Craig Kennedy (58) ... Trustee ... Director and President of the German Marshall Fund of the United States ... Trustee/Managing General Partner of funds in the Fund Complex. ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... Compensation Table: R. Craig Kennedy - $105,000 annual compensation. |
| 2011-05-16 | R. Craig Kennedy (59) ... Trustee ... Director and President of the German Marshall Fund ... Trustee/Managing General Partner of funds in the Fund Complex ... audit committee ... 161,332 |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Independent Trustee Director and President of the German Marshall Fund of the United States. Trustee/Managing General Partner of funds in the Fund Complex. Trustee compensation: $66,145 from the Funds. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States. Trustee/Director of funds in the Open-End Fund Complex. No compensation from the Funds as a new nominee. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows $173,290 total compensation. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. NAME, AGE AND ADDRESS OTHER DIRECTORSHIPS OF TRUSTEE HELD BY TRUSTEE R. Craig Kennedy(3) (53) Trustee/Director/Managing General Partner of funds in the Fund Complex. REMUNERATION OF TRUSTEES The compensation of Trustees and executive officers that are affiliated persons (as defined in 1940 Act) of Asset Management or Van Kampen is paid by the respective entity. The funds in the Fund Complex, including the Funds, pay the non-affiliated Trustees an annual retainer and meeting fees. Each fund in the Fund Complex (except the Van Kampen Exchange Fund) provides a deferred compensation plan to its non-affiliated Trustees that allows such Trustees to defer receipt of compensation and earn a return on such deferred amounts based upon the return of the common shares of the funds in the Fund Complex as selected by the respective non-affiliated Trustees. Each fund in the Fund Complex (except the Van Kampen Exchange Fund) also provides a retirement plan to its non-affiliated Trustees that provides non-affiliated Trustees with compensation after retirement, provided that certain eligibility requirements are met as more fully described below. Each non-affiliated Trustee generally can elect to defer receipt of all or a portion of the compensation earned by such non-affiliated Trustee until retirement. Amounts deferred are retained by the respective fund and earn a rate of return determined by reference to the return on the common shares of such fund or other funds in the Fund Complex as selected by the respective non-affiliated Trustee, with the same economic effect as if such non-affiliated Trustee had invested in one or more funds in the Fund Complex, including the Funds. To the extent permitted by the 1940 Act, each Fund may invest in securities of those funds selected by the non-affiliated Trustees in order to match the deferred compensation obligation. The deferred compensation plan is not funded and obligations thereunder represent general unsecured claims against the general assets of the respective Fund. Each Fund has adopted a retirement plan. Under the retirement plan, a non-affiliated Trustee who is receiving Trustee's compensation from a Fund prior to such non-affiliated Trustee's retirement, has at least 10 years of service (including years of service prior to adoption of the retirement plan) for such Fund and retires at or after attaining the age of 60, is eligible to receive a retirement benefit each year for ten years following such Trustee's retirement from such Fund. Non-affiliated Trustees retiring prior to the age of 60 or with fewer than 10 years but more than 5 years of service may receive reduced retirement benefits from a Fund. Each Trustee has served as a member of each Fund's Board of Trustees since the year of such Trustee's appointment or election as set forth on Annex C to this Proxy Statement. COMPENSATION TABLE FUND COMPLEX ---------------------------------------------------------- TOTAL COMPENSATION AGGREGATE AGGREGATE PENSION OR AGGREGATE ESTIMATED BEFORE COMPENSATION RETIREMENT BENEFITS ANNUAL BENEFITS DEFERRAL FROM FROM EACH ACCRUED AS PART OF UPON FUND NAME(1) FUND(2) EXPENSES(3) RETIREMENT(4) COMPLEX(5) ------- ------------ -------------------- ------------------- ------------- INDEPENDENT TRUSTEES R. Craig Kennedy........ (2) 16,911........ 142,500 200,002 BOARD COMMITTEES AND MEETINGS Each Fund's Board of Trustees has three standing committees (an audit committee, a brokerage and services committee and a governance committee). Each committee is comprised solely of "Independent Trustees", which is defined for purposes herein as trustees who: (1) are not "interested persons" of the Fund as defined by the 1940 Act and (2) are "independent" of the respective Fund as defined by the New York Stock Exchange, American Stock Exchange and Chicago Stock Exchange listing standards. Each Board's audit committee consists of Jerry D. Choate, Rod Dammeyer and R. Craig Kennedy. In addition to being Independent Trustees as defined above, each of these Trustees also meets the additional independence requirements for audit committee members as defined by the New York Stock Exchange, American Stock Exchange and Chicago Stock Exchange listing standards. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee Director and President of the German Marshall Fund of the United States ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... R. Craig Kennedy........ $20,314 ... BOARD COMMITTEES AND MEETINGS ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... The governance committee consists of Messrs. Arch, Kerr and Nelson. |
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee Director and President of the German Marshall Fund ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... Audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... Compensation Table: R. Craig Kennedy $18,372. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Total compensation $208,601. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Audit committee member. Compensation Table shows total compensation including fund expenses $19,693, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | R. Craig Kennedy (58) ... Trustee ... Director and President of the German Marshall Fund of the United States ... Trustee/Managing General Partner of funds in the Fund Complex. ... Member of the audit committee ... Audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... Compensation Table: R. Craig Kennedy, Annual Compensation $105,000. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States... Trustee/Director of funds in the Open-End Fund Complex... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee member. Total compensation $173,290. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee + Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. |
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee Director and President of the German Marshall Fund ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... Audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... COMPENSATION TABLE: R. Craig Kennedy $18,372. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Total compensation $208,601. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Compensation Table shows total compensation including fund expenses $19,693, aggregate pension or retirement benefits $105,000, aggregate estimated annual benefits $228,531. |
| 2010-06-11 | R. Craig Kennedy (58) Director and President of the German Marshall Fund of the United States. Trustee/Managing General Partner of funds in the Fund Complex. Member of the audit committee. |
| 2011-05-16 | R. Craig Kennedy (59) ... Trustee ... Director and President of the German Marshall Fund ... Trustee/Managing General Partner of funds in the Fund Complex ... audit committee ... 161,332 |
| 2012-07-03 | R. Craig Kennedy. Independent Trustee. Trustee of the Funds. Member of the Audit Committee. Compensation: $6,635 from the Acquiring Fund, $89,000 from Fund Complex. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States, an independent U.S. foundation ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee member. Total compensation $173,290. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee Director and President of the German Marshall Fund of the United States ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... R. Craig Kennedy........ $20,314 ... BOARD COMMITTEES AND MEETINGS ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee + Director and President of the German Marshall Fund of the United States. ... Trustee/Director/Managing General Partner of funds in the Fund Complex. ... COMPENSATION TABLE ... R. Craig Kennedy........ $18,372 ... BOARD COMMITTEES AND MEETINGS ... The audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund. Audit committee member. Total compensation $208,601. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Compensation Table: $19,693 Fund Complex Compensation + $105,000 Aggregate Pension or Retirement Benefits + $228,531 Aggregate Estimated Annual Benefits. Board Committees: Audit committee consists of Messrs. Choate, Dammeyer and Kennedy. |
| 2010-06-11 | R. Craig Kennedy (58) Director and President of the German Marshall Fund of the United States. Trustee/Managing General Partner of funds in the Fund Complex. Member of the audit committee. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2012-06-14 | R. Craig Kennedy. Mr. Kennedy has been a member of the Board of one or more funds in the Invesco fund complex since 2003. The Board believes that Mr. Kennedy's experience in executive positions at a number of foundations, his investment experience, his service as a Trustee of the funds in the Invesco fund complex and his experience serving as a director of other investment companies benefits the Funds. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. |
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee member. Total compensation $173,290. |
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. |
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee + Director and President of the German 65**
1744 R Street, N.W. Marshall Fund of the United States,
Washington, D.C. 20009 an independent U.S. foundation
created to deepen understanding,
promote collaboration and stimulate
exchanges of practical experience
between Americans and Europeans.
Formerly, advisor to the Dennis
Trading Group Inc., a managed futures
and option company that invests money
for individuals and institutions.
Prior to 1992, President and Chief
Executive Officer, Director and
member of the Investment Committee of
the Joyce Foundation, a private
foundation.
REMUNERATION OF TRUSTEES
The compensation of Trustees and executive officers that are affiliated
persons (as defined in 1940 Act) of Asset Management or Van Kampen is paid by
the respective affiliated entity. The funds in the Fund Complex, including the
Funds, pay the non-affiliated Trustees an annual retainer and meeting fees for
services to funds in the Fund Complex.
Each fund in the Fund Complex (except the Van Kampen Exchange Fund) provides a
deferred compensation plan to its non-affiliated Trustees that allows such
Trustees to defer receipt of compensation and earn a return on such deferred
amounts based upon the return of the common shares of the funds in the Fund
Complex as selected by the respective non-affiliated Trustees. Each fund in the
Fund Complex (except the Van Kampen Exchange Fund) also provides a retirement
plan to its non-affiliated Trustees that provides non-affiliated Trustees with
compensation after retirement, provided that certain eligibility requirements
are met as more fully described below.
Each non-affiliated Trustee generally can elect to defer receipt of all or a
portion of the compensation earned by such non-affiliated Trustee until
retirement. Amounts deferred are retained by the respective fund and earn a rate
of return determined by reference to the return on the common shares of such
fund or other funds in the Fund Complex as selected by the respective
non-affiliated Trustee, with the same economic effect as if such non-affiliated
Trustee had invested in one or more funds in the Fund Complex, including the
Funds. To the extent permitted by the 1940 Act, each Fund may invest in
securities of those funds selected by the non-affiliated Trustees in order to
match the deferred compensation obligation. The deferred compensation plan is
not funded and obligations thereunder represent general unsecured claims against
the general assets of the respective Fund.
Each Fund has adopted a retirement plan. Under the retirement plan, a
non-affiliated Trustee who is receiving Trustee's compensation from a Fund prior
to such non-affiliated Trustee's retirement, has at least 10 years of service
(including years of service prior to adoption of the retirement plan) for such
Fund and retires at or after attaining the age of 60, is eligible to receive a
retirement benefit each year for ten years following such Trustee's retirement
from such Fund. Non-affiliated Trustees retiring prior to the age of 60 or with
fewer than 10 years but more than 5 years of service may receive reduced
retirement benefits from a Fund. Each Trustee has served as a member of each
Fund's Board of Trustees since the year of such Trustee's appointment or
election as set forth on Annex C to this Proxy Statement.
COMPENSATION TABLE
FUND COMPLEX
----------------------------------------------------------
TOTAL
COMPENSATION
AGGREGATE AGGREGATE PENSION OR AGGREGATE ESTIMATED BEFORE
COMPENSATION RETIREMENT BENEFITS ANNUAL BENEFITS DEFERRAL FROM
FROM EACH ACCRUED AS PART OF UPON FUND
NAME(1) FUND(2) EXPENSES(3) RETIREMENT(4) COMPLEX(5)
------- ------------ -------------------- ------------------- -------------
|
| 2007-05-10 | R. Craig Kennedy(3) (55) Trustee + Director and President of the German Marshall Fund ... Each Board's audit committee consists of Messrs. Choate, Dammeyer and Kennedy. ... R. Craig Kennedy........ $18,372 |
| 2008-05-08 | R. Craig Kennedy(3) (56) Trustee Director and President of the German Marshall Fund of the United States. Audit committee member. Total compensation $208,601. |
| 2009-05-05 | R. Craig Kennedy (57) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States. Trustee/Director/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Audit committee member. Compensation Table shows $19,693 from Fund Complex, $105,000 pension, $228,531 estimated annual benefits. |
| 2010-06-11 | R. Craig Kennedy (58) ... Trustee ... Director and President of the German Marshall Fund of the United States. ... Trustee/Managing General Partner of funds in the Fund Complex. |
| 2011-05-16 | R. Craig Kennedy (59) 1744 R Street, N.W. Washington, D.C. 20009 Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. |
| 2012-06-14 | R. Craig Kennedy. Mr. Kennedy has been a member of the Board of one or more funds in the Invesco fund complex since 2003. The Board believes that Mr. Kennedy's experience in executive positions at a number of foundations, his investment experience, his service as a Trustee of the funds in the Invesco fund complex and his experience serving as a director of other investment companies benefits the Funds. |
| 2013-06-20 | R. Craig Kennedy (1952) Trustee Director and President of the German Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. Formerly, advisor to the Dennis Trading Group Inc., a managed futures and option company that invests money for individuals and institutions. Prior to 1992, President and Chief Executive Officer, Director and member of the Investment Committee of the Joyce Foundation, a private foundation. Trustee/Managing General Partner of funds in the Fund Complex. Director of First Solar, Inc. Advisory Board, True North Ventures. |
| Filing Date | Source Excerpt | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2003-05-27 | R. Craig Kennedy(3) (51) Director and President of the German Marshall Fund of the United States ... Trustee/Director of funds in the Open-End Fund Complex. ... Each of the New Nominees for Trustee was not a trustee of any of the Funds during such Fund's most recently completed fiscal year ended in 2002 and thus received no compensation from the Funds. | ||||||||||||||
| 2004-05-18 | R. Craig Kennedy(3) (52) Trustee Director and President of the German Marshall Fund. Trustee/Director/Managing General Partner of funds in the Fund Complex. Audit committee consists of J. Miles Branagan, Jerry D. Choate and R. Craig Kennedy. Compensation Table shows R. Craig Kennedy total annual compensation $173,290. | ||||||||||||||
| 2005-10-05 | R. Craig Kennedy(3) (53) Trustee + Director and President of the German 76 Marshall Fund of the United States, an independent U.S. foundation created to deepen understanding, promote collaboration and stimulate exchanges of practical experience between Americans and Europeans. | ||||||||||||||
| 2006-05-19 | R. Craig Kennedy(3) (54) Trustee + Director and President of the German
Marshall Fund of the United States,
an independent U.S. foundation
created to deepen understanding,
promote collaboration and stimulate
exchanges of practical experience
between Americans and Europeans.
Formerly, advisor to the Dennis
Trading Group Inc., a managed futures
and option company that invests money
for individuals and institutions.
Prior to 1992, President and Chief
Executive Officer, Director and
member of the Investment Committee of
the Joyce Foundation, a private
foundation.
...
Each Board's audit committee consists of Messrs. Choate, Dammeyer and Kennedy.
In addition to being Independent Trustees as defined above, each of these
Trustees also meets the additional independence requirements for audit committee
members as defined by the New York Stock Exchange, American Stock Exchange and
Chicago Stock Exchange listing standards.
...
COMPENSATION TABLE
Data sourced from SEC filings. Last updated: 2026-02-03 |