Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2008-04-18 | The names of each Director and Principal Officer of the Adviser is set forth below. The address of each Director and Principal Officer of the Adviser is 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101. NAME POSITION R. Eric Chadwick Director and Vice President |
| 2016-03-08 | Mr. Chadwick was appointed as a Director of the Funds in January 2016. Each other Director has been a Director of the Funds for at least ten years (or since the Fund's inception, in the case of DFP). |
| 2017-03-10 | R. Eric Chadwick - Director, Chair of the Board, Chief Executive Officer and President - Age: 41 - Director of PFO, PFD, FLC, FFC, DFP - Compensation: $0 |
| 2018-03-06 | R. Eric Chadwick – Director, Chair of the Board, Chief Executive Officer and President, Class II Director (PFO), Class III Director (PFD, FFC, FLC, DFP), age 43. Compensation: $0 for fiscal year ended November 30, 2017. |
| 2019-03-12 | R. Eric Chadwick, Age: 43, Director, Chairman of the Board, Chief Executive Officer and President, Portfolio Manager of Flaherty & Crumrine. Compensation: $0 from the Funds. |
| 2021-03-04 | R. Eric Chadwick, Age: 45, Director, Chairman of the Board, Chief Executive Officer and President, Class II Director PFO – since 2016, Class III Director PFD – since 2016, FFC – since 2016, FLC – since 2016, DFP – since 2016. Portfolio Manager and President of Flaherty & Crumrine. Compensation: $0. |
| 2022-03-03 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 46 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager and President of Flaherty & Crumrine. ... Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of its affiliates receives from each Fund a fee of $9,000 per annum plus $750 for each in person Board or Audit Committee meeting attended, $500 for each in person Nominating Committee meeting attended, and $250 for each telephone meeting attended. In addition, the Audit Committee Chair receives from each Fund an annual fee of $3,000. ... The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2021 is set forth below: ... R. Eric Chadwick Director, Chair of the Board, Chief Executive Officer and President $0 $0 (5) |
| 2023-03-02 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 47 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager and President of Flaherty & Crumrine. 5 None |
| 2024-03-04 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 48 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager and President of Flaherty & Crumrine. 5 None Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of its affiliates receives from each Fund a fee of $9,000 per annum plus $750 for each in person Board or Audit Committee meeting attended, $500 for each in person Nominating Committee meeting attended, and $250 for each telephone meeting attended. In addition, the Audit Committee Chair receives from each Fund an annual fee of $3,000. Each Director of each Fund is reimbursed for travel and out-of-pocket expenses associated with attending Board and committee meetings. During the fiscal year ended November 30, 2023, the Board of Directors for each of PFD, PFO, FFC, FLC and DFP held six meetings (four of which were telephonic meetings). Each Director of each Fund attended 100% of the Board meetings and 100% of any committee meetings of which he or she is a member. The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2023 is set forth below: PFD $27,000 Annual Directors Fees + $25,500 Board Meeting and Committee Meeting Fees + $1,729.80 Travel and Out-of-Pocket Expenses No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2023 in excess of $60,000. The table below sets forth additional information regarding the compensation of each Fund’s Directors for the fiscal year ended November 30, 2023. R. Eric Chadwick Director, Chair of the Board, Chief Executive Officer and President $0 Total Compensation from the Funds and Fund Complex Paid to Directors No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2023 in excess of $60,000. |
| 2025-03-17 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 50 Director, Chairman of the Board, Chief Executive Officer and President Portfolio Manager and President of Flaherty & Crumrine. 5 None |
| Filing Date | Source Excerpt |
|---|---|
| 2008-04-18 | R. Eric Chadwick Director and Vice President |
| 2016-03-08 | Mr. Chadwick was appointed as a Director of the Funds in January 2016. Each other Director has been a Director of the Funds for at least ten years (or since the Fund's inception, in the case of DFP). |
| 2017-03-10 | R. Eric Chadwick - Director, Chair of the Board, Chief Executive Officer and President, Age: 41, Director of 5 Funds, Total Compensation $0 |
| 2018-03-06 | R. Eric Chadwick – Mr. Chadwick was appointed as a Director and Chair of the Board of each Fund in January 2016. Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004 (or in the case of DFP, from its inception). Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2019-03-12 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 43 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager of Flaherty & Crumrine; President of Flaherty & Crumrine since 2014; Vice President of Flaherty & Crumrine until September 2014. No compensation from the Funds; Interested person. |
| 2020-03-05 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 720 Pasadena, CA 91101 Age: 44 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO since 2016 Class III Director PFD since 2016 FFC since 2016 FLC since 2016 DFP since 2016 Portfolio Manager and President of Flaherty & Crumrine. No compensation from the Funds for the fiscal year ended November 30, 2019. |
| 2021-03-04 | R. Eric Chadwick Age: 45 Director, Chairman of the Board, Chief Executive Officer and President Board Compensation No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2020 in excess of $60,000. R. Eric Chadwick $0 |
| 2022-03-03 | R. Eric Chadwick - Director, Chairman of the Board, Chief Executive Officer and President; Age: 46; Compensation: $0. |
| 2023-03-02 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 47 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager and President of Flaherty & Crumrine. None None $0 |
| 2024-03-04 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 48 Director, Chairman of the Board, Chief Executive Officer and President Class II Director PFO – since 2016 Class III Director PFD – since 2016 FFC – since 2016 FLC – since 2016 DFP – since 2016 Portfolio Manager and President of Flaherty & Crumrine. 5 None Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of its affiliates receives from each Fund a fee of $9,000 per annum plus $750 for each in person Board or Audit Committee meeting attended, $500 for each in person Nominating Committee meeting attended, and $250 for each telephone meeting attended. In addition, the Audit Committee Chair receives from each Fund an annual fee of $3,000. Each Director of each Fund is reimbursed for travel and out-of-pocket expenses associated with attending Board and committee meetings. The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2023 is set forth below: PFD $27,000 Annual Directors Fees + $25,500 Board Meeting and Committee Meeting Fees + $1,729.80 Travel and Out-of-Pocket Expenses No executive officer or person affiliated with a Fund received compensation from a Fund during the fiscal year ended November 30, 2023 in excess of $60,000. R. Eric Chadwick Total Compensation $0 from the Funds and Fund Complex. |
| 2025-03-17 | R. Eric Chadwick 301 E. Colorado Boulevard Suite 800 Pasadena, CA 91101 Age: 50 Director, Chairman of the Board, Chief Executive Officer and President Aggregate compensation $0 |
| Filing Date | Source Excerpt |
|---|---|
| 2016-03-08 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004 (or in the case of DFP, from its inception). Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2017-03-10 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004. Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2018-03-06 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004. Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2019-03-12 | Portfolio Manager of Flaherty & Crumrine; President of Flaherty & Crumrine since 2014; Vice President of Flaherty & Crumrine until September 2014. |
| 2020-03-05 | R. Eric Chadwick is Director, Chairman of the Board, CEO and President. He is also President of Flaherty & Crumrine and has served as portfolio manager of the Funds. |
| 2021-03-04 | R. Eric Chadwick is Portfolio Manager and President of Flaherty & Crumrine, and has served as portfolio manager of the Funds since 1999 or inception. |
| 2022-03-03 | Portfolio Manager and President of Flaherty & Crumrine. Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004. |
| 2023-03-02 | Portfolio Manager and President of Flaherty & Crumrine. Mr. Chadwick was appointed as a Director of the Funds in January 2016 and was elected by each Fund’s shareholders to serve in that capacity in April 2016. He has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer from 2004 until April 2015. |
| 2024-03-04 | Portfolio Manager and President of Flaherty & Crumrine. |
| 2025-03-17 | Portfolio Manager and President of Flaherty & Crumrine. |
| Filing Date | Source Excerpt |
|---|---|
| 2016-03-08 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004 (or in the case of DFP, from its inception). Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2017-03-10 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004. He is also the President of Flaherty & Crumrine and has served as a portfolio manager of the Funds. |
| 2018-03-06 | Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer since 2004 (or in the case of DFP, from its inception). Mr. Chadwick is also the President of Flaherty & Crumrine and has served as a portfolio manager of PFD and PFO since 1999 and as portfolio manager of each of FFC, FLC and DFP since each Fund’s inception. |
| 2019-03-12 | Portfolio Manager of Flaherty & Crumrine; President of Flaherty & Crumrine since 2014; Vice President of Flaherty & Crumrine until September 2014. |
| 2020-03-05 | Portfolio Manager and President of Flaherty & Crumrine. Mr. Chadwick has been the President of each Fund since April 2015 and previously the Chief Financial Officer since 2004. |
| 2021-03-04 | Portfolio Manager and President of Flaherty & Crumrine. |
| 2022-03-03 | Portfolio Manager and President of Flaherty & Crumrine. No mention of programming or technical degrees. |
| 2023-03-02 | Portfolio Manager and President of Flaherty & Crumrine. Mr. Chadwick has been the President of each Fund since April 2015 and, previously, the Chief Financial Officer from 2004 until April 2015. |
| 2024-03-04 | Portfolio Manager and President of Flaherty & Crumrine. |
| 2025-03-17 | Portfolio Manager and President of Flaherty & Crumrine. |
Data sourced from SEC filings. Last updated: 2026-02-03