| 2004-04-02 |
R. Keith Walton (39) Term: Until 2004. 2 Director of The Zweig Fund, Inc. (since
2004); Secretary of the University at
15 Claremont Avenue Served since: 2004. Columbia University (since 1996).
New York, NY 10027 Director (since 2002); Chair, Nominating
Committee (since 2002); Member,
Executive Committee (since 2002); Chair,
Audit Committee (since 2003), Apollo
Theater Foundation, Inc. Director,
Orchestra of St. Luke's (since 2000).
Director, American Friends of the Royal
Court Theatre (since 2003). Member,
Steering Committee, Association for a
Better New York (since 2001). Member,
Education Committee of the Board,
Trinity School (since 2003). Vice
President (since 2002), Chair, Finance
Committee (since 2000), Riverside
Church. Member, Advisory Board, North
General Hospital (since 2002). Member,
NY Advisory Board, Enterprise Foundation
(since 1999). Member, Council on Foreign
Relations (since 1997). Member, The
American Law Institute (since 1999).
Member, Council for the United States
and Italy (since 1999). Member, Century
Association (since 2000). |
| 2005-04-04 |
R. Keith Walton Term: Until 2 Executive Vice President
15 Claremont Avenue 2005. Served (since 2004) Secretary
New York, NY 10027 since: 2004 for of the
Director University at Columbia
DOB: 9/28/64 University. Director
(since 2002); Chair,
Nominating Committee
(since 2002); Member,
Executive Committee (since
2002); Chair, Audit
Committee (since 2003),
Apollo Theater Foundation,
Inc. Director, Orchestra
of St. Luke's (since
2000). Director, American
Friends of the Royal Court
Theatre (since 2003).
Member, Steering
Committee, Association for
a Better New York (since
2001). Member, Education
Committee of the Board,
Trinity School (since
2003). Member, Advisory
Board, North General
Hospital (since 2002).
Member, NY Advisory Board,
Enterprise Foundation
(since 1999). Nominating
and Governance Committee
of the Board of Directors,
Council on Foreign
Relations (since 2004).
Member (since 1997),
Council on Foreign
Relations. Member, The
American Law Institute
(since 1999). Member,
Council for the United
States and Italy (since
1999). Member, Century
Association (since 2000). |
| 2006-03-27 |
R. Keith Walton15 Claremont AvenueNew York, NY 10027DirectorDOB: 9/28/64...Executive Vice President (since 2004), Secretary (since 1996) of the University at Columbia University...COMPENSATION TABLE...R. Keith Walton 6 Director...ZF-$37,000 ZTR-$35,500...Total Compensation $72,500...Audit Committee Report...The members of each Fund's Audit Committee are...Messrs. Brunie, Olson, Rogers and Walton and Ms. Luscombe... |
| 2007-03-28 |
R. Keith Walton 15 Claremont Avenue New York, NY 10027 DirectorDOB: 9/28/64 Term: Until 2008. Served since: 2004 for ZF and ZTR. Co-lead Independent Director of The Zweig Total Return Fund, Inc. and of The Zweig Fund, Inc. (since 2006); ... Compensation Table: R. Keith Walton 6 Director ZF-$31,000 ZTR-$31,000 Total Compensation $62,000. Audit Committee member. |
| 2008-03-28 |
R. Keith Walton -- ZF-$37,000 $0 $0 $71,000
Director ZTR-$34,000 |
| 2009-02-25 |
R. Keith Walton YOB: 1964 Director Term: Until 2011. Served since: 2004 for ZF and ZTR. Co-lead Independent Director of The Zweig Total Return Fund, Inc. and of The Zweig Fund, Inc. (since 2006); Principal and Chief Administrative Officer, Global Infrastructure Partners; ... Chair, Audit Committee; Executive Committee member. COMPENSATION TABLE: R. Keith Walton—Director ZF—$59,000* ZTR—$59,000* Total $118,000. |
| 2009-08-28 |
R. Keith Walton listed as a Director in the Board of Directors section. |
| 2010-04-01 |
R. Keith Walton (YOB: 1964; Term: until 2011; Number of Portfolios in Fund Complex Overseen: 2) has served on the Board of Directors for ZF and ZTR since 2004, and in the capacity as co-Lead Independent Director of both Funds since 2006. Mr. Walton is also a member of ZF's and ZTR's Audit, Executive and Nominating Committees. During the year ended December 31, 2009, ZF paid Directors' fees aggregating $36,000 and ZTR paid Directors' fees aggregating $37,500 to Mr. Walton, totaling $73,500. |
| 2011-04-07 |
R. Keith Walton (YOB: 1964; Term: until 2011; Number of Portfolios in Fund Complex Overseen: 2) has served on the Board of Directors for ZF and ZTR since 2004, and in the capacity as co-Lead Independent Director of both Funds since 2006. Mr. Walton is also a member of ZF's and ZTR's Audit, Executive and Nominating Committees. During the year ended December 31, 2010, ZF paid Directors' fees aggregating $36,000 and ZTR paid Directors' fees aggregating $37,500 to Mr. Walton, totaling $73,500. |
| 2012-03-29 |
R. Keith Walton (YOB: 1964; Term: until 2014; Number of Portfolios in Fund Complex Overseen: 2) has served on the Board of Directors for ZF and ZTR since 2004, and in the capacity as co-Lead Independent Director of both Funds since 2006. Mr. Walton is also a member of ZF’s and ZTR’s Audit, Executive and Nominating Committees. ... Set forth below is the compensation paid by ZF and ZTR to current Directors for the year ended December 31, 2011. ... R. Keith Walton—Director ZF—$42,000 ZTR—$42,000 ... Total Compensation From the Fund and Fund Complex Paid to Directors $84,000 |
| 2013-04-04 |
R. Keith Walton, YOB: 1964
Co-Lead Independent Director and Member of Audit, Executive and Nominating Committees
Term: Until 2014. Served since: 2004
Global Head of Government Affairs for Alcoa (2010-2012)
ZF–$51,000 ZTR–$51,000
Total Compensation: $102,000 |
| 2014-04-08 |
R. Keith Walton YOB: 1964 Lead Independent Director and Member of Audit and Nominating Committees Term: Nominee to Serve Until 2017; Served since 2004 Vice President, Strategy, Arizona State University (2013-Present); Vice President, Global Government & Affairs, Alcoa (2010- 2013); Counsel, Nelson Mullin, Riley (2010); Senior Managing Director, BSE Management LLC (2010); Principal and Chief Administrative Officer, Global Infrastructure Partners (2006-2010) Director, Blue Crest Capital Management, LLC Funds (since 2006) COMPENSATION TABLE R. Keith Walton – Director ZF-$61,500 ZTR-$61,500 Total Compensation $123,000 |
| 2015-04-23 |
R. Keith Walton YOB: 1964 Lead Independent Director and Member of Audit and Nominating Committees Term: Until 2017; Served since: 2004 ... Vice President, Strategy, Arizona State University (2013-Present) ... Director, Blue Crest Capital Management, LLC Funds (since 2006) ... COMPENSATION TABLE ... R. Keith Walton – Director ... ZF-$58,000 ZTR-$58,000 ... Total Compensation From the Fund and Fund Complex Paid to Directors $116,000 |
| 2016-04-20 |
R. Keith Walton, YOB: 1964
Lead Independent Director and Member of Audit and Nominating Committees
ZF-$58,000
ZTR-$58,000
Total Compensation: $116,000 |
| 2016-10-17 |
R. Keith WaltonYear of Birth: 1964 Director and Member of Audit and Nominating Committees Term: Until 2017; Served since: 2004 Vice President, Strategy, Arizona State University (2013-Present); Vice President, Global Government & Affairs, Alcoa (2011-2013); Senior Managing Director, BSE Management LLC (2010); Principal and Chief Administrative Officer, Global Infrastructure Partners (2007-2009) Members of the Audit Committee are Messrs. Rogers, Walton and Zino. Mr. Zino serves as Chair of the Audit Committee. Each member of the Committee is an Independent Director of the Fund, and is “independent” under the listing standards of the New York Stock Exchange (“NYSE”). The following table provides information regarding the compensation of the Independent Directors for the year ended December 31, 2015. R. Keith Walton $58,000 $116,000 |
| 2017-04-28 |
R. Keith Walton Year of Birth: 1964 Director Director of ZF and ZTR since 2004, nominee for term expiring at 2020 Annual Meeting Director DSE and VGI since 2016, term expires at the 2019 Annual Meeting Vice President, Strategy, Arizona State University (2013 − Present); Vice President, Global Government & Affairs, Alcoa (2011 − 2013); Senior Managing Director, BSE Management LLC (2010); Principal and Chief Administrative Officer, Global Infrastructure Partners (2007 − 2009) 4 Director, Blue Crest Capital Management, LLC Funds (since 2006) The Audit Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. Mr. Zino is the Committee’s Chairman. The Board has determined that Brian T. Zino possesses the technical attributes to qualify as an “audit committee financial expert,” and has designated Mr. Zino as the Audit Committee’s financial expert. The Nominating and Governance Committee is currently composed entirely of Independent Directors; its current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. Mr. Oates is the Committee’s Chairman. Each of the Compliance and Investment Committees is currently composed entirely of Independent Directors; their current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. The Compliance Committee’s Chairman is Mr. Walton and Mr. Rogers is Chairman of the Investment Committee. The Transition Committee is composed entirely of Independent Directors and its members are Philip R. McLoughlin and R. Keith Walton. Mr. Walton is the Transition Committee’s Chairman. The following table provides information regarding the compensation of the Independent Directors for the year ended December 31, 2016. R. Keith Walton Aggregate Compensation from the Funds $135,838 |
| 2018-04-17 |
R. Keith Walton Year of Birth: 1964 Director Class III Director of ZF and ZTR since 2004, term expires at the 2020 Annual Meeting Class I Director DSE and VGI since 2016, term expires at the 2019 Annual Meeting Executive Vice President, Strategy (since 2017), Zero Mass Water, LLC; Partner/Chief Administrative Officer, Global Infrastructure (since 2006); Vice President, Strategy, Arizona State University (2013 − 2017); Vice President − Global Government Affairs (2010 − 2013), Alcoa The Audit Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. Mr. Zino is the Committee’s Chairman. The Nominating and Governance Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. The Compliance Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. The Investment Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. The Transition Committee is composed entirely of Independent Directors and its members are Philip R. McLoughlin and R. Keith Walton. Mr. Walton is the Transition Committee’s Chairman. Director Compensation The following table provides information regarding the compensation of the Independent Directors for the year ended December 31, 2017. R. Keith Walton $162,500 |
| 2019-04-16 |
R. Keith Walton Year of Birth: 1964 Director Class III Director of ZF and ZTR since 2004, terms expire at the 2020 Annual Meeting Class I Director DSE and VGI since 2016, nominee for terms expiring at the 2022 Annual Meeting Senior Adviser (since 2018), Vatic Labs, LLC and Plexo, LLC; Executive Vice President, Strategy (2017 – 2019), Zero Mass Water, LLC; Partner/Chief Administrative Officer (since 2006), Global Infrastructure; Vice President, Strategy (2013 − 2017), Arizona State University ; Vice President − Global Government Affairs (2010 − 2013), Alcoa The Audit Committee’s current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. Mr. Zino is the Committee’s Chairman. The Nominating and Governance Committee is currently composed entirely of Independent Directors; its current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. Mr. Oates is the Committee’s Chairman. Each of the Compliance and Investment Committees is currently composed entirely of Independent Directors; their current members are Philip R. McLoughlin, William R. Moyer, James M. Oates, James B. Rogers, Jr., R. Keith Walton and Brian T. Zino. The Compliance Committee’s Chairman is Mr. Walton and Mr. Rogers is Chairman of the Investment Committee. The Executive Committee is composed entirely of Independent Directors and its members are Philip R. McLoughlin and R. Keith Walton. Mr. McLoughlin is the Executive Committee’s Chairman. R. Keith Walton $162,500 |
| 2020-04-07 |
Walton, R. KeithYOB: 1964Portfolios Overseen: 70 Class I Trustee of VGI since 2016, term expires at the 2022 Annual Meeting Class III Director of ZTR since 2004, nominee for term expiring in 2023 Senior Adviser (2018 to 2019), Vatic Labs, LLC; Venture Partner (since 2019) and Senior Adviser (2018 to 2019), Plexo, LLC; Executive Vice President, Strategy (2017 to 2019), Zero Mass Water, LLC; Partner and Chief Administrative Officer (since 2006), Global Infrastructure Partners; Vice President, Strategy (2013 to 2017), Arizona State University ... The following table provides information regarding the compensation of the Independent Directors, Advisory Board Members and Honorary Board Members for the year ended December 31, 2019. ... R. Keith Walton ... Total Compensation from the Funds and Fund Complex(1) $162,500.00 |
| 2021-04-09 |
Walton, R. Keith YOB: 1964 Portfolios Overseen: 92 Class I Trustee of VGI since 2016, term expires at the 2022 Annual Meeting Class III Director of ZTR since 2004, term expires at the 2023 Annual Meeting Managing Director Compliance Committee. The Compliance Committee is composed entirely of Independent Trustees, and its current members are: Geraldine M. McNamara, Chairperson; Sidney E. Harris; James M. Oates; and R. Keith Walton. |
| 2022-04-12 |
R. Keith Walton. YOB: 1964. Class I Trustee of VGI since 2020; nominee for term expiring 2025. Class III Director of ZTR since 2020, term expires at the 2023 Annual Meeting. Venture and Operating Partner (since 2020), Plexo Capital, LLC; Venture Partner (since 2019) and Senior Adviser (2018 to 2019), Plexo, LLC; and Partner (since 2006), Global Infrastructure Partners. Formerly, Managing Director (2020 to 2021), Lafayette Square Holding Company LLC; Senior Adviser (2018 to 2019), Vatic Labs, LLC; Executive Vice President, Strategy (2017 to 2019), Zero Mass Water, LLC; Vice President, Strategy (2013 to 2017), Arizona State University. Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee (since 2020) Virtus Alternative Solutions Trust (2 portfolios), Virtus Variable Insurance Trust (8 portfolios) and Virtus Mutual Fund Family (61 portfolios); Director (since 2017), certain funds advised by Bessemer Investment Management LLC; Director (2016 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee (since 2016), Virtus Global Multi-Sector Income Fund; Director (2006 to 2019), Systematica Investments Limited Funds; Director (2006 to 2017), BlueCrest Capital Management Funds; Trustee (2014 to 2017), AZ Service; Director (since 2004), Virtus Total Return Fund Inc.; and Director (2004 to 2019), the former Virtus Total Return Fund Inc. Aggregate Compensation from the Funds: $14,775.84. |
| 2023-04-11 |
R. Keith Walton. YOB: 1964. Class I Trustee of AIO since 2022, nominee for term expiring 2026. Class II Trustee of NCV since 2022, nominee for term expiring 2026. Class II Trustee of ACV since 2022, nominee for term expiring 2026. Advisory Board Member of NFJ since 2022, nominee for Class III Trustee of NFJ for term expiring 2026. Class I Trustee of NIE since 2022, nominee for term expiring 2026. Class I Trustee of VGI since 2020, term expires at the 2025 Annual Meeting. Class I Trustee of EDI since 2022, nominee for term expiring 2026. Class III Director of ZTR since 2020, nominee for term expiring 2026. Senior Adviser (since 2022), Brightwood Capital LLC; Venture and Operating Partner (since 2020), Plexo Capital, LLC; Venture Partner (since 2019) and Senior Adviser (2018 to 2019), Plexo, LLC; and Partner (since 2006), Global Infrastructure Partners. Committees: Audit Committee, Governance and Nominating Committee, Compliance and Risk Oversight Committee, Contracts Committee, Performance Committee, Compliance Committee. Compensation total: $355,000. |
| 2024-04-09 |
R. Keith Walton. YOB: 1964. Class I Trustee of AIO since 2022, term expires at the 2026 Annual Meeting; Class II Trustee of CBH since 2023, nominee for term expiring 2025; Class II Trustee of NCV since 2022, term expires at the 2026 Annual Meeting; Class III Trustee of NCZ since 2023, nominee for term expiring 2027; Class II Trustee of ACV since 2022, term expires at the 2026 Annual Meeting; Class III Trustee of NFJ since 2023, term expires at the 2026 Annual Meeting; Class I Trustee of NIE since 2022, term expires at the 2026 Annual Meeting; Class I Trustee of VGI since 2020, term expires at the 2025 Annual Meeting; Class I Trustee of EDF since 2022, nominee for term expiring 2027; Class III Director of ZTR since 2020, term expires at the 2026 Annual Meeting. Compliance Committee Chair; Contracts Committee Member. |
| 2025-04-08 |
R. Keith Walton. Mr. Walton’s business and legal background, and his extensive service with other boards, provide valuable insight to the Board and its committees regarding corporate governance and best practices. He is an honors graduate of Yale College and the Harvard Law School. Mr. Walton was a Director of Systematica Investments Limited Funds (2006 to 2019) and a Director of BlueCrest Capital Management Funds (2006 to 2017). He is also the founding Principal and Chief Administrative Officer at Global Infrastructure Partners (since 2006) and Senior Adviser at Brightwood Capital, LLC (since 2022). He served as the Managing Director at Lafayette Square Holding Company LLC (2020 to 2021). Mr. Walton is also a director/trustee of open-end and closed-end funds managed by the Adviser and its affiliates and certain funds advised by Bessemer Investment Management LLC. |