Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2005-06-10 | Richard B. Worley (11/15/45), Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. The Audit and Pricing Committee currently consists of Dr. Joskow (Chairperson), Ms. Drucker, and Messrs. Patterson, Stephens and Worley. Investment Oversight Committee D currently consists of Messrs. Worley (Chairperson) and Jackson and Dr. Joskow. PUTNAM HIGH INCOME BOND FUND COMPENSATION TABLE Richard B. Worley (6) $0 aggregate compensation from the fund, total compensation from all Putnam funds $33,780. |
| 2006-05-12 | Richard B. Worley (Born 1945) Trustee since 2004. Mr. Worley is Managing Partner of Permit Capital LLC. Compensation Table shows $218,750 total annual compensation from all Putnam funds. |
| 2006-11-22 | Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. Trustee since 2004. Committees: Contract Committee, Marketing Committee. Compensation: $218,750. |
| 2007-03-14 | Richard B. Worley |
| 2008-01-02 | Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). The Audit and Compliance Committee currently consists of Messrs. Patterson (Chairperson), Darretta, Hill, Leibler and Stephens and Ms. Drucker. The Communications, Service and Marketing Committee currently consists of Messrs. Putnam (Chairperson), Curtis, Patterson and Stephens and Drs. Joskow and Kennan. Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. Mr. Worley received $300,000 in total annual compensation from all Putnam funds. |
| 2008-12-23 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC ... The Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Curtis, Putnam and Worley. ... The Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. ... Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. ... The Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. |
| 2010-01-04 | Mr. Worley (Born 1945) Trustee since 2004. Mr. Worley is Managing Partner of Permit Capital LLC. Compensation: $3,510 for Putnam Premier Income Trust fiscal year ended July 31, 2009. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-20 | Mr. Worley is Managing Partner of Permit Capital LLC. The proxy statement does not list any committees for Mr. Worley. The compensation table does not list any compensation for Mr. Worley from the Putnam funds. |
| 2005-09-12 | Mr. Worley is Managing Partner of Permit Capital LLC. Compensation: $33,780. |
| 2006-05-12 | Richard B. Worley (Born 1945) Trustee since 2004 ... Mr. Worley is Managing Partner of Permit Capital LLC ... The Brokerage Committee currently consists of Dr. Joskow (Chairperson), Ms. Drucker and Messrs. Putnam, III, and Worley ... The Distributions Committee currently consists of Messrs. Putnam, III, (Chairperson) and Worley, Ms. Drucker and Dr. Joskow ... Investment Oversight Committee D currently consists of Messrs. Worley (Chairperson), Haldeman and Hill ... The Shareholder Communications and Relations Committee currently consists of Messrs. Worley (Chairperson) and Putnam, III, Ms. Drucker and Dr. Joskow ... Putnam High Income Securities Fund Compensation Table ... Mr. Worley ... $218,750. |
| 2007-03-14 | Richard B. Worley |
| 2007-09-26 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). Prior to 2002, he served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley (a financial services firm). Compensation Table: Putnam Managed Municipal Income Trust Compensation Table Fiscal year ended October 31, 2006 Richard B. Worley/2004 $1,849 retirement benefits N/A estimated annual compensation N/A total compensation from all Putnam funds $300,000 |
| 2007-09-28 | Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). Prior to 2002, he served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley (a financial services firm). |
| 2008-04-10 | Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). Mr. Worley serves as a Trustee of the University of Pennsylvania Medical Center, The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and the National Constitution Center. |
| 2009-10-05 | Richard B. Worley (Born 1945) Trustee since 2004. Mr. Worley is Managing Partner of Permit Capital LLC. He serves as a Trustee of the University of Pennsylvania Medical Center, The Robert Wood Johnson Foundation, and the National Constitution Center. Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund. |
| 2010-08-18 | Mr. Worley is Managing Partner of Permit Capital LLC. The Compensation Table shows Mr. Worley received $285,000 from all Putnam funds during calendar year 2009. |
| Filing Date | Source Excerpt |
|---|---|
| 2005-06-10 | Richard B. Worley (11/15/45), Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. ... The Audit and Pricing Committee currently consists of Dr. Joskow (Chairperson), Ms. Drucker, and Messrs. Patterson, Stephens and Worley. ... Investment Oversight Committee D currently consists of Messrs. Worley (Chairperson) and Jackson and Dr. Joskow. |
| 2006-05-12 | Richard B. Worley (Born 1945) Trustee since 2004. Mr. Worley is Managing Partner of Permit Capital LLC. The Putnam High Income Securities Fund Compensation Table shows compensation from all Putnam funds during calendar year 2005 as $218,750, but no specific compensation from this fund is listed. |
| 2006-11-22 | Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. |
| 2007-03-14 | Richard B. Worley |
| 2008-01-02 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC. Putnam Master Intermediate Income Trust Compensation Table Fiscal year ended September 30, 2007 Richard B. Worley/2004 Mr. Worley - $300,000. Brokerage Committee. Communications, Service and Marketing Committee. Contract Committee. Investment Oversight Committee C. Investment Oversight Coordinating Committee. |
| 2008-12-23 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC ... The Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Curtis, Putnam and Worley. ... The Committee currently consists of Messrs. Putnam (Chairperson), Curtis and Patterson and Drs. Joskow and Kennan. ... The Committee currently consists of Ms. Baxter (Chairperson), Drs. Joskow and Kennan and Messrs. Curtis, Putnam and Worley. ... The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. ... The Committee currently consists of Messrs. Hill (Chairperson), Curtis, Patterson and Putnam, Dr. Joskow and Ms. Baxter. ... The following table shows ... fees paid to each of those Trustees by all of the Putnam funds during calendar year 2007: ... Richard B. Worley ... $290,000. |
| 2010-01-04 | Mr. Worley (Born 1945) Trustee since 2004. Managing Partner of Permit Capital LLC. Compensation from Putnam High Income Securities Fund fiscal year ended August 31, 2009: $1,702. |
| Filing Date | Source Excerpt |
|---|---|
| 2005-09-12 | Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. The Audit and Pricing Committee currently consists of Dr. Joskow (Chairperson), Ms. Drucker and Messrs. Patterson, Stephens and Worley. Investment Oversight Committee D currently consists of Mr. Worley (Chairperson) and Dr. Joskow. |
| 2006-09-14 | Richard B. Worley (Born 1945)Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. |
| 2007-03-14 | Richard B. Worley |
| 2007-09-26 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). The Brokerage Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Curtis, Putnam and Worley. The Communications, Service and Marketing Committee currently consists of Messrs. Putnam (Chairperson), Curtis, Patterson and Stephens and Drs. Joskow and Kennan. Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. |
| 2007-09-28 | Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). Prior to 2002, he served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley (a financial services firm). |
| 2008-04-10 | Mr. Worley is Managing Partner of Permit Capital LLC (an investment management firm). Mr. Worley serves as a Trustee of the University of Pennsylvania Medical Center, The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and the National Constitution Center. He is also a Director of The Colonial Williamsburg Foundation (a historical preservation organization) and the Philadelphia Orchestra Association. Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from the University of Tennessee and pursued graduate studies in economics at the University of Texas. The Brokerage Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Curtis, Putnam and Worley. The Communications, Service and Marketing Committee currently consists of Messrs. Putnam (Chairperson), Curtis and Patterson and Drs. Joskow and Kennan. The Contract Committee currently consists of Ms. Baxter (Chairperson), Drs. Joskow and Kennan and Messrs. Curtis, Putnam and Worley. Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. The Pricing Committee currently consists of Messrs. Leibler (Chairperson), Darretta, Hill, Patterson and Stephens and Ms. Drucker. |
| 2010-01-26 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves as a Trustee of the University of Pennsylvania Medical Center, The Robert Wood Johnson Foundation (a philanthropic organization devoted to health-care issues), and the National Constitution Center. He is also a Director of The Colonial Williamsburg Foundation (a historical preservation organization), and the Philadelphia Orchestra Association. Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as President, Chief Executive Officer, and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm that was acquired by Morgan Stanley in 1996. Mr. Worley holds a B.S. degree from the University of Tennessee and pursued graduate studies in economics at the University of Texas. The Board Policy and Nominating Committee currently consists of Dr. Kennan (Chairperson), Ms. Baxter and Messrs. Hill, Patterson and Putnam. The Brokerage Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Akhoury, Curtis, Putnam and Worley. The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Akhoury, Darretta, Leibler and Worley. |
| Filing Date | Source Excerpt |
|---|---|
| 2005-06-10 | Richard B. Worley (11/15/45), Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). |
| 2006-05-12 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. Brokerage Committee, Distributions Committee, Investment Oversight Committee D, Shareholder Communications and Relations Committee (Chairperson), Investment Process Committee. Putnam High Income Securities Fund Compensation Table: $218,750. |
| 2006-11-22 | Mr. Worley is Managing Partner of Permit Capital LLC, an investment management firm. Mr. Worley serves on the Executive Committee of the University of Pennsylvania Medical Center, is a Trustee of The Robert Wood Johnson Foundation (a philanthropic organization devoted to health care issues) and is a Director of The Colonial Williamsburg Foundation (a historical preservation organization). Mr. Worley also serves on the investment committees of Mount Holyoke College and World Wildlife Fund (a wildlife conservation organization). Prior to joining Permit Capital LLC in 2002, Mr. Worley served as Chief Strategic Officer of Morgan Stanley Investment Management. He previously served as President, Chief Executive Officer and Chief Investment Officer of Morgan Stanley Dean Witter Investment Management and as a Managing Director of Morgan Stanley, a financial services firm. Mr. Worley also was the Chairman of Miller Anderson & Sherrerd, an investment management firm. Mr. Worley holds a B.S. degree from University of Tennessee and pursued graduate studies in economics at the University of Texas. |
| 2007-03-14 | Richard B. Worley |
| 2008-01-02 | Mr. Worley is Managing Partner of Permit Capital LLC. The Communications, Service and Marketing Committee currently consists of Messrs. Putnam (Chairperson), Curtis, Patterson and Stephens and Drs. Joskow and Kennan. The Contract Committee currently consists of Ms. Baxter (Chairperson), Drs. Joskow and Kennan and Messrs. Curtis, Putnam and Worley. Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. Compensation Table shows $300,000 annual compensation. |
| 2008-12-23 | Richard B. Worley (Born 1945) Trustee since 2004 Mr. Worley is Managing Partner of Permit Capital LLC ... The Committee currently consists of Drs. Joskow (Chairperson) and Kennan, Ms. Baxter and Messrs. Curtis, Putnam and Worley. ... The Committee currently consists of Messrs. Putnam (Chairperson), Curtis and Patterson and Drs. Joskow and Kennan. ... The Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. ... Investment Oversight Committee C currently consists of Messrs. Worley (Chairperson) and Patterson and Ms. Baxter. ... The Investment Oversight Coordinating Committee currently consists of Ms. Drucker (Chairperson) and Messrs. Darretta, Leibler and Worley. ... The Trustees periodically review their fees ... The following table shows ... fees paid to each of those Trustees by all of the Putnam funds during calendar year 2007: Richard B. Worley $290,000. |
| 2010-01-04 | Mr. Worley is Managing Partner of Permit Capital LLC. He serves on Brokerage Committee and Contract Committee. Compensation from Putnam High Income Securities Fund was $295,000. |
Data sourced from SEC filings. Last updated: 2026-02-03