RICHARD E. ERICKSON

Corporate Board Profile

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FIRST TRUST ENHANCED EQUITY INCOME FUND

Filing Date Source Excerpt
2005-03-18 Richard E. Erickson Trustee 1 Year Since 2003 Physician, Sportsmed/Wheaton Orthopedics
2006-03-16 Richard E. Erickson is a Physician; President, Wheaton Orthopedics; Co-owner and Co-Director, Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Partnership.
2007-03-16 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director, Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Partnership
2007-10-26 Richard E. Erickson, Independent Trustee
2008-03-21 Richard E. Erickson Trustee Class II Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Partnership; Limited Partner, Sportsmed LLC
2009-03-25 Richard E. Erickson is Trustee and a Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC.
2010-03-22 Richard E. Erickson Trustee Class II Principal Occupation(s): Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2010-10-19 Richard E. Erickson Trustee
2011-03-25 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2012-03-16 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2013-03-19 Richard E. Erickson Trustee Class II Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2014-03-12 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2015-03-09 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2016-03-09 Richard E. Erickson Trustee Class II Physician; President, Wheaton Orthopedics; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2017-03-09 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2018-03-12 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2019-03-04 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2020-03-11 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2021-03-18 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2022-03-10 Physician, Edward-Elmhurst Medical Group; Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2022-05-06 Richard E. Erickson Independent Trustee ... No technical background mentioned.
2023-03-08 Richard E. Erickson, M.D., is an orthopedic surgeon with Edward-Elmhurst Medical Group. He was previously President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2024-03-20 Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2025-03-13 Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)

FIRST TRUST MORTGAGE INCOME FUND

Filing Date Source Excerpt
2006-03-16 Richard E. Erickson is a Physician; President, Wheaton Orthopedics; Co-owner and Co-Director, Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Partnership.
2007-03-16 Richard E. Erickson is a physician; President of Wheaton Orthopedics; no software or technical background indicated.
2008-03-21 Richard E. Erickson Trustee Class II Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2009-03-25 Richard E. Erickson is Trustee. His principal occupation is Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC.
2010-03-22 Richard E. Erickson is an orthopedic surgeon and President of Wheaton Orthopedics.
2010-10-19 Richard E. Erickson 0
2011-03-25 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2012-03-16 Richard E. Erickson Trustee Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2013-03-19 Richard E. Erickson Trustee Class II Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2014-03-12 Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics.
2015-03-09 Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics.
2016-03-09 Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics. He also has been a co-owner and director of a fitness center and a limited partner of two real estate companies. Dr. Erickson has served as a Trustee of each Fund since its inception and of the First Trust Funds since 1999.
2017-03-09 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2018-03-19 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2019-03-04 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2020-03-11 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2021-03-18 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2022-03-10 Physician, Edward-Elmhurst Medical Group; Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2023-03-08 Richard E. Erickson, M.D., is an orthopedic surgeon with Edward-Elmhurst Medical Group.
2024-03-20 Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2025-03-13 Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Filing Date Source Excerpt
2004-08-23 Richard E. Erickson Trustee... Physician, Sportsmed/Wheaton Orthopedics
2005-08-19 Richard E. Erickson Trustee... Physician and President, Wheaton Orthopedics; Co-Owner and Co-Director, Sports Med Center for Fitness
2006-08-10 Richard E. Erickson Trustee 1 Year Physician and 33 NONE c/o First Trust Advisors President, L.P. Since Fund Wheaton Orthopedics; 1001 Warrenville Road Inception Co-Owner and Suite 300 Co-Director, Sports Lisle, IL 60532 Med Center for D.O.B.: 4/51 Fitness; Limited Partner, Gundersen Real Estate Partnership
2006-08-10 Physician and President, Wheaton Orthopedics; Co-Owner and Co-Director, Sports Med Center for Fitness
2007-08-06 Physician; President, Wheaton Orthopedics; Former Co-Owner and Co-Director, Sports Med Center for Fitness
2007-08-06 Richard E. Erickson Trustee Class I Physician; President, 54 NONE c/o First Trust Advisors Wheaton Orthopedics; Former L.P. Since Fund Co-Owner and Co-Director, 1001 Warrenville Road Inception Sports Med Center for Suite 300 Fitness; Limited Partner, Lisle, IL 60532 Gundersen Real Estate DOB: 4/51 Partnership; Limited Partner, Sportsmed LLC
2008-08-08 Physician and President, Wheaton Orthopedics; Co-Owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2008-08-08 Physician and President, Wheaton Orthopedics; Co-Owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2009-08-18 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2009-08-18 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2010-10-19 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2011-08-10 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2012-08-02 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2013-08-12 Physician; President, Wheaton Orthopedics; Co-owner and Co-Director (January 1996 to May 2007), Sports Med Center for Fitness
2014-08-12 Richard E. Erickson is an orthopedic surgeon and President of Wheaton Orthopedics. He also has been a co-owner and director of a fitness center and a limited partner of two real estate companies.
2015-08-10 Richard E. Erickson is an orthopedic surgeon and President of Wheaton Orthopedics... No mention of software or technical skills.
2016-08-08 Physician; President, Wheaton Orthopedics; Limited Partner, Gundersen Real Estate Limited Partnership; Member, Sportsmed LLC
2017-08-08 Physician; Officer, Wheaton Orthopedics; Limited Partner, Gundersen Real Estate Limited Partnership
2018-08-07 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2019-08-05 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2020-08-10 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics, a co-owner and director of a fitness center and a limited partner of two real estate companies.
2021-08-09 Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics; Officer, Wheaton Orthopedics; Limited Partner, Gundersen Real Estate Limited Partnership (June 1992 to December 2016)
2022-08-12 Physician, Edward-Elmhurst Medical Group; Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2023-08-03 Richard E. Erickson 1951 Trustee Class I Nominee Since Fund Inception Physician, Edward-Elmhurst Medical Group; Physician and Officer, Wheaton Orthopedics (1990 to 2021)
2024-08-02 Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)

FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Filing Date Source Excerpt
2007-12-06 "INDEPENDENT TRUSTEES / Richard E. Erickson"
2008-03-21 "Physician; President, Wheaton Orthopedics; Co-owner and Co-Director ... Sports Med Center for Fitness"
2008-09-19 "The Independent Trustees of the Fund are: Richard E. Erickson, Thomas R. Kadlec, Robert F. Keith and Niel B. Nielson."
2009-03-25 "Physician; President, Wheaton Orthopedics; Co-owner and Co-Director ..."
2010-03-22 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2011-03-25 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2012-03-16 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2013-03-19 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2014-03-12 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2015-03-09 "Richard E. Erickson, M.D., is an orthopedic surgeon and President of Wheaton Orthopedics."
2016-03-09 "Physician; President, Wheaton Orthopedics"
2017-03-09 "Richard E. Erickson, M.D., is an orthopedic surgeon."
2018-03-12 "Richard E. Erickson, M.D., is an orthopedic surgeon."
2019-03-04 "Richard E. Erickson, M.D., is an orthopedic surgeon."
2020-03-11 "Richard E. Erickson, M.D., is an orthopedic surgeon. He also has been President of Wheaton Orthopedics..."
2021-03-18 "Richard E. Erickson, M.D., is an orthopedic surgeon."
2022-03-10 "Richard E. Erickson, M.D., is an orthopedic surgeon with Edward-Elmhurst Medical Group."
2023-03-08 "Richard E. Erickson, M.D., is an orthopedic surgeon with Edward-Elmhurst Medical Group."
2024-10-03 "Retired; Physician, Edward-Elmhurst Medical Group (2021 to September 2023); Physician and Officer, Wheaton Orthopedics (1990 to 2021)"

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-04-09