RICHARD G. DOOLEY

Corporate Board Profile

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BARINGS PARTICIPATION INVESTORS

Filing Date	Source Excerpt
2001-02-28	Trustee (since 1988), Vice Chairman (since 1995) and Chairman (1999) of the Trust; Consultant (since 1993) and former Executive Vice President and Chief Investment Officer of the Insurance Company.
2002-02-28	Consultant (since 1993) and former Executive Vice President and Chief Investment Officer of the Insurance Company; Director (since 1992), Kimco Realty Corp.; Director (since 1993), Jeffries Group, Inc.; Chairman (1999 and 1988-1995), Vice Chairman (1995-1999) and Trustee, MML Series Investment Fund; Chairman (1999, and 1982-1995), Vice Chairman (since 1995) and Trustee, MassMutual Corporate Investors.

Filing Date

Source Excerpt

2001-02-28

Trustee (since 1988), Vice Chairman (since 1995) and Chairman (1999) of the Trust; Consultant (since 1993) and former Executive Vice President and Chief Investment Officer of the Insurance Company.

2002-02-28

Consultant (since 1993) and former Executive Vice President and Chief Investment Officer of the Insurance Company; Director (since 1992), Kimco Realty Corp.; Director (since 1993), Jeffries Group, Inc.; Chairman (1999 and 1988-1995), Vice Chairman (1995-1999) and Trustee, MML Series Investment Fund; Chairman (1999, and 1982-1995), Vice Chairman (since 1995) and Trustee, MassMutual Corporate Investors.

KIMCO REALTY CORP

Filing Date	Source Excerpt
2012-03-20	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2013-03-19	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2014-03-24	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2015-03-23	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2016-03-16	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2017-03-15	Richard G. Dooley has been a Director of the Company since December 1991. Mr. Dooley currently serves as the Lead Independent Director, the Chair of the Nominating and Corporate Governance Committee and a member of the Audit and Executive Compensation Committees. From 1993 to 2003, Mr. Dooley was a consultant to, and from 1978 to 1993 served as the Executive Vice President and Chief Investment Officer of the Massachusetts Mutual Life Insurance Company. Mr. Dooley is a Director, Chair of the Compensation Committee and member of the Audit and Corporate Governance Committees of Jefferies LLC (formerly Jefferies Group, Inc.), a subsidiary of Leucadia National Corporation (“Leucadia”) (NYSE: LUK) pursuant to a merger between Leucadia and Jefferies Group, Inc. effective March 1, 2013. Mr. Dooley formerly served as a Director and member of the Compensation Committee of Leucadia. Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.
2018-03-15	Mr. Dooley holds a B.S. degree from Northeastern University and an M.B.A. from the Wharton School of the University of Pennsylvania.

Data sourced from SEC filings. Last updated: 2025-08-30