Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2008-04-22 | Richard J. Herring (62)327 South Roberts RoadBryn Mawr, PA 19010 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; ... The current members of The Singapore Fund, Inc.'s, The Japan Equity Fund, Inc.'s and The Thai Capital Fund, Inc.'s Audit Committees are Messrs. Dowling, Gruber, Harmer, Herring and Porter. The current members of each Fund's Nominating and Compensation Committee are Messrs. Dowling, Gruber, Harmer, Herring and Porter. Richard J. Herring Aggregate Compensation: $6,300 |
| 2009-04-16 | Richard J. Herring (62) 327 South Roberts Road Bryn Mawr, PA 19010 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; ... TF: 2007SGF: 2007JEQ: 2007 ... The current members of The Singapore Fund, Inc.'s, The Japan Equity Fund, Inc.'s and The Thai Capital Fund, Inc.'s Audit Committees are Messrs. Dowling, Gruber, Harmer, Herring and Porter. ... The current members of each Fund's Nominating and Compensation Committee are Messrs. Dowling, Gruber, Harmer, Herring and Porter. ... Total compensation: $30,325. |
| 2010-04-21 | Richard J. Herring (63) 327 South Roberts Road Bryn Mawr, PA 19010 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; ... The current members of The Japan Equity Fund, Inc.'s and The Thai Capital Fund, Inc.'s Audit Committees are Messrs. Dowling, Gruber, Harmer, Herring and Porter. ... The current members of each Fund's Nominating and Compensation Committee are Messrs. Dowling, Gruber, Harmer, Herring and Porter. ... Aggregate Compensation From The Japan Equity Fund, Inc.: $10,650; Aggregate Compensation From The Thai Capital Fund, Inc.: $9,025; Total Compensation From Fund and Fund Complex Paid to Directors: $30,325. |
| 2011-04-21 | Richard J. Herring (64)†327 South Roberts RoadBryn Mawr, PA 19010 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; ... The current members of The Japan Equity Fund, Inc.'s and The Thai Capital Fund, Inc.'s Audit Committees are Messrs. Dowling, Gruber, Harmer, Herring and Porter. The current members of each Fund's Nominating and Compensation Committee are Messrs. Dowling, Gruber, Harmer, Herring and Porter. Aggregate Compensation From The Japan Equity Fund, Inc.: $10,650 Aggregate Compensation From The Thai Capital Fund, Inc.: $8,550 Total Compensation From Fund and Fund Complex Paid to Directors: $30,600 |
| 2012-04-20 | Richard J. Herring (66) 327 South Roberts Road Bryn Mawr, PA 19010 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since July 1972; ... Richard J. Herring has served as a Director, Audit Committee member and Nominating and Compensation Committee member since 2007. Aggregate fee remuneration for Directors of the Fund not affiliated with the Fund's investment manager or investment adviser was $52,500 ... Richard J. Herring 10,650 19,675 |
| 2013-04-29 | Richard J. Herring has served as a Director, Audit Committee member and Nominating and Compensation Committee member since 2007. His relevant experience includes various academic positions, including his current appointment as Jacob Safra Professor of International Banking and Professor, Finance Department at The Wharton School, University of Pennsylvania, with research focuses in international banking and finance. Mr. Herring also received a PhD from Princeton University. |
| 2014-05-01 | Richard J. Herring Year of Birth: 1946 Mr. Herring is the Jacob Safra Professor of International Banking and Professor, Finance Department, at The Wharton School, University of Pennsylvania, since 1972. Director Since: 2007 The Fund's Audit Committee members are Messrs. Gruber, Harmer, Herring and Porter. The Fund's Nominating and Compensation Committee members are Messrs. Gruber, Harmer, Herring and Porter. Aggregate Compensation From The Fund: 11,400 |
| 2015-04-16 | Richard J. Herringc/o Aberdeen Asset Management Inc.Attn: US Legal1735 Market Street, 32nd FloorPhiladelphia, PA 19103Year of Birth: 1946 Mr. Herring is the Jacob Safra Professor of International Banking and Professor, Finance Department, at The Wharton School, University of Pennsylvania, since 1972. He is also the Founding Director, Wharton Financial Institutions Center, since 1994; Co-chair of the Shadow Financial Regulatory Committee, since 2000; and Executive Director of the Financial Economists Roundtable, since 2008. He is a member of the Systemic Risk Council and the FDIC's Systemic Resolution Advisory Council. 2007 The Fund's Audit Committee met two times during its fiscal year. The current members of the Fund's Audit Committee are Messrs. Gruber, Harmer, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee met once during its last fiscal year. The current members of the Fund's Nominating and Compensation Committee are Messrs. Gruber, Harmer, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $16,897. |
| 2016-05-09 | Mr. Herring is the Jacob Safra Professor of International Banking and Professor, Finance Department, at The Wharton School, University of Pennsylvania, since 1972. The Fund's Audit Committee met two times during its fiscal year. The current members of the Fund's Audit Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee met once during its last fiscal year. The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The aggregate fee compensation paid by the Fund to Mr. Herring was $25,000. |
| 2017-05-11 | Mr. Herring has been the Jacob Safra Professor of International Banking and Professor, Finance Department, at The Wharton School, University of Pennsylvania, since 1972. The Fund's Audit Committee met two times during its fiscal year. The current members of the Fund's Audit Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. The Fund has a Nominating and Compensation Committee... The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Gruber, Harmer, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $24,011. |
| 2018-05-21 | Mr. Herring has been the Jacob Safra Professor of International Banking and Professor, Finance Department, at The Wharton School, University of Pennsylvania, since 1972. The current members of the Fund's Audit Committee are Messrs. Clark, Harmer, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee's current members are Messrs. Clark, Harmer, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $26,000. |
| 2019-05-10 | Mr. Herring is Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since 1972. The current members of the Fund's Audit Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. The Fund's Nominating and Compensation Committee members are Messrs. Clark, Herring and Porter and Ms. Ajmera. Aggregate Compensation From The Fund: $27,250. |
| 2020-04-23 | Mr. Herring is Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since 1972. ... The current members of the Fund's Audit Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. ... The current members of the Fund's Nominating and Compensation Committee are Messrs. Clark, Herring and Porter and Ms. Ajmera. ... Effective June 12, 2018, each such non-affiliated Director receives fees, paid by the Fund, of $2,500 for each Directors' meeting attended in person, $2,500 for each Directors' meeting attended by telephone, $1,500 for each telephonic audit committee meeting and an annual fee of $22,000. |
| 2021-05-05 | Mr. Herring is Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania, since 1972. He is also Founding Director, Wharton Financial Institutions Center and is a member of the Systemic Risk Council and the FDIC's Systemic Resolution Advisory Council. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-04-07 | RICHARD J. HERRING Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania. New York Board; Term: Annual or as a Class II Board Member until 2009; and Member since 1990. |
| 2009-04-16 | Richard J. Herring (1946) Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Director, Japan Equity Fund, Inc. (since September 2007), Thai Capital Fund, Inc. (since September 2007), Singapore Fund, Inc. (since September 2007); formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) Board Member since 1990; and Term: as a Class I or Class II Board Member until 2009. The members of the Contract Committee are Robert H. Wadsworth (Chair), Keith R. Fox (Vice Chair), Henry P. Becton, Jr., Richard J. Herring, William McClayton and Jean Gleason Stromberg. |
| 2011-04-28 | Richard J. Herring (1946) Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); C-Chair, U.S. Shadow Financial Regulatory Committee; Executive Director, Financial Economists Roundtable; Independent Director of Barclays Bank Delaware (since September 2010); Director, Japan Equity Fund, Inc. (since September 2007), Thai Capital Fund, Inc. (since September 2007), Singapore Fund, Inc. (since September 2007); formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) Board Member since 1990. Committees: Audit Committee, Contract Committee. Total compensation from Fund Complex: $240,000. |
| 2012-08-15 | Richard J. Herring (1946) Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center (since July 2000); Co-Chair, U.S. Shadow Financial Regulatory Committee; Executive Director, Financial Economists Roundtable; Independent Director of Barclays Bank Delaware (since September 2010); Director, Japan Equity Fund, Inc. (since September 2007), Thai Capital Fund, Inc. (since September 2007), Singapore Fund, Inc. (since September 2007); formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006). Board Member since 1990. Committees: Audit Committee. Compensation: $542 for DWS High Income Trust. |
| 2013-07-16 | The current members of each Fund's Audit Committee are: Paul K. Freeman (Chair), William McClayton (Vice Chair), John W. Ballantine, Henry P. Becton, Jr., Richard J. Herring. ... The current members of each Fund's Contract Committee are Keith R. Fox (Chair), Robert H. Wadsworth (Vice Chair), Dawn-Marie Driscoll, Paul K. Freeman, Richard J. Herring, William N. Searcy Jr. and Jean Gleason Stromberg. ... The current members of each Fund's Fixed-Income and Asset Allocation Oversight Committee are John W. Ballantine (Chair), William N. Searcy, Jr. (Vice Chair), Dawn-Marie Driscoll, Paul K. Freeman and Richard J. Herring. |
| 2014-07-21 | Richard J. Herring is a Board Member since 1990. He serves on the Audit Committee, Contract Committee, and Fixed-Income and Asset Allocation Oversight Committee. Compensation for DWS High Income Trust is $1,052, for DWS Multi-Market Income Trust is $1,300, for DWS Municipal Income Trust is $2,165, for DWS Strategic Municipal Income Trust is $1,026, and for DWS Strategic Income Trust is $775. |
| 2015-08-14 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2015 annual shareholder meeting for each Fund Length of Service: Since 1990 ... Audit Committee members include Richard J. Herring ... Contract Committee members include Richard J. Herring ... Fixed-Income and Asset Allocation Oversight Committee members include Richard J. Herring ... Compensation for Deutsche Municipal Income Trust: $2,437; Deutsche Strategic Municipal Income Trust: $1,127; Total compensation from Fund Complex: $275,000. |
| 2016-08-18 | Mr. Richard J. Herring (1946) Board Member since 1990. Committees: Audit Committee, Contract Committee, Investment Oversight Committee. Compensation: $1,072 (KHI) + $2,932 (KTF) + $1,310 (KSM) = $5,314. |
| 2017-08-15 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2018 annual shareholder meeting for each Fund Length of Service: Since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center; formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) Compensation: $1,232 (KMM) + $2,192 (KTF) + $797 (KST) + $1,060 (KSM) = $5,281 |
| 2018-08-06 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2018 annual shareholder meeting for each Fund Length of Service: Since 1990 Jacob Safra Professor of International Banking and Professor, Finance Department, The Wharton School, University of Pennsylvania (since July 1972); Co-Director, Wharton Financial Institutions Center; formerly: Vice Dean and Director, Wharton Undergraduate Division (July 1995-June 2000); Director, Lauder Institute of International Management Studies (July 2000-June 2006) |
| 2019-08-05 | The current members of each Funds Audit Committee are: ... Richard J. Herring (Vice Chair) ... The current members of each Funds Contract Committee are John W. Ballantine (Chair), Dawn-Marie Driscoll (Vice Chair), Richard J. Herring, William N. Searcy, Jr. and Jean Gleason Stromberg. ... The table below shows (i) the compensation paid to each current Independent Board Member by each Fund for its most recently completed fiscal year ... Richard J. Herring: $2,532 (KTF), $1,196 (KSM), Total Compensation from Fund Complex: $295,000. |
| 2020-08-18 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2021 annual shareholder meeting for each Fund Length of Service: Since 1990 Jacob Safra Professor of International Banking and Professor, Finance, The Wharton School, University of Pennsylvania (since July 1972); Director, Wharton Financial Institutions Center (since 1994); formerly: Vice Dean and Director, Wharton Undergraduate Division (1995-2000); and Director, Lauder Institute of International Management Studies (2000-2006); Member FDIC Systemic Risk Advisory Committee since 2011, member Systemic Risk Council since 2012 and member of the Advisory Board of the Yale Program on Financial Stability since 2013; Formerly Co-Chair of the Shadow Financial Regulatory Committee (2003-2015), Executive Director of The Financial Economists Roundtable (2008-2015). Current committees: Audit Committee. Compensation: $2,942 from DWS Municipal Income Trust and $1,392 from DWS Strategic Municipal Income Trust. |
| 2021-08-16 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2021 annual shareholder meeting for each Fund Length of Service: Since 1990 Jacob Safra Professor of International Banking and Professor, Finance, The Wharton School, University of Pennsylvania (since July 1972); Director, Wharton Financial Institutions Center (1994-2020); formerly: Vice Dean and Director, Wharton Undergraduate Division (1995-2000); and Director, Lauder Institute of International Management Studies (2000-2006); Member FDIC Systemic Risk Advisory Committee since 2011, member Systemic Risk Council since 2012 and member of the Advisory Board of the Yale Program on Financial Stability since 2013; Formerly Co-Chair of the Shadow Financial Regulatory Committee (2003-2015), Executive Director of The Financial Economists Roundtable (2008-2015) Director, The Aberdeen Japan Fund (since 2007); formerly: Director, The Aberdeen Singapore Fund (2007-2018), Director of The Thai Capital Fund (2007-2013), and Non-Executive Director of Barclays Bank Delaware (2010-2018) Gender: male Compensation: $3,101 from DWS Municipal Income Trust and $1,592 from DWS Strategic Municipal Income Trust. |
| 2022-08-15 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2024 annual shareholder meeting for each Fund Length of Service:Since 1990 Jacob Safra Professor of International Banking and Professor of Finance, The Wharton School, University of Pennsylvania (since July 1972); Member FDIC Systemic Risk Advisory Committee (since 2011), member Systemic Risk Council (since 2012) and member of the Advisory Board of the Yale Program on Financial Stability (since 2013); formerly: Director, Wharton Financial Institutions Center (1994-2020); Vice Dean and Director, Wharton Undergraduate Division (1995-2000); and Director, Lauder Institute of International Management Studies (2000-2006); Formerly Co-Chair of the Shadow Financial Regulatory Committee (2003-2015); Executive Director of The Financial Economists Roundtable (2008-2015). Compensation: $2,949 from KTF and $1,626 from KSM. |
| 2023-08-28 | Richard J. Herring (1946) Board Member Term: Class I Board Member until 2024 annual shareholder meeting for each Fund Length of Service: Since 1990 Jacob Safra Professor of International Banking and Professor of Finance, The Wharton School, University of Pennsylvania (since July 1972). The current members of each Fund's Audit Committee are: Richard J. Herring. Compensation paid to Richard J. Herring by each Fund for its most recently completed fiscal year: $2,518 for DWS Municipal Income Trust and $1,272 for DWS Strategic Municipal Income Trust. |
| 2024-08-12 | Richard J. Herring (1946) Board Member Term: Class III Board Member until 2026 annual shareholder meeting for each Fund Length of Service: Since 1990 Audit Committee member |
Data sourced from SEC filings. Last updated: 2026-02-03