RICHARD S. KENT

Corporate Board Profile

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Nuo Therapeutics, Inc.

Filing Date Source Excerpt
2012-04-16 Richard S. Kent - Independent director of the Company. Includes shares held by affiliated entities. Dr. Kent is a member of ISA V, ISA VI and ISA VII, respectively; he is also the general partner of AFF V, ISP V, ISP VI and ISP VII, respectively.
2012-08-20 Dr. Kent received his undergraduate degree from University of California, Berkeley and his M.D. from University of California, San Diego. He is board certified in internal medicine and cardiology.
2013-04-26 Richard S. Kent - Independent director of the Company. Includes (i) 53,934 shares and 15,021 shares issuable upon the exercise of February 2012 warrants held by Intersouth Affiliates V, L.P. (“AFF V”), which shares are indirectly held by Intersouth Associates V, LLC (“ISA V”), as general partner of AFF V, and each of the individual managing members of ISA V, (ii) 1,179,805 shares held by Intersouth Partners V, L.P. (“ISP V”) and 328,636 shares issuable upon the exercise of February 2012 warrants, which shares are indirectly held by ISA V, as general partner of ISP V, and each of the individual managing members of ISA V, (iii) 1,233,738 shares and 244,305 shares issuable upon the exercise of February 2012 warrants held by Intersouth Partners VI, L.P. (“ISP VI”), which shares are indirectly held by Intersouth Associates VI, LLC (“ISA VI”), as general partner of ISP VI, and each of the individual managing members of ISA VI, and (iv) 1,233,740 shares and 373,510 shares issuable upon the exercise of February 2012 warrants held by Intersouth Partners VII, L.P. (“ISP VII”), which shares are indirectly held by Intersouth Associates VII, LLC (“ISA VII”), as general partner of ISP VII, and each of the individual managing members of ISA VII. The individual managing members of AFF V, ISA V, ISA VI and ISA VII are Mitch Mumma and Dennis Dougherty. Member Managers may share voting and dispositive power over the shares directly held by such entities. Dr. Kent is a member of ISA V, ISA VI and ISA VII, respectively; he is also the general partner of AFF V, ISP V, ISP VI and ISP VII, respectively. Also includes 60,000 shares Mr. Kent may acquire upon the exercise of stock options approved by the Board and issued under the Company’s Long-Term Incentive Plan.
2013-11-12 Dr. Richard S. Kent has served as Director since February 8, 2012... Dr. Kent received his undergraduate degree from the University of California, Berkeley and his M.D. from the University of California, San Diego.
2014-05-02 Richard S. Kent - Independent director of the Company. Includes shares issuable upon exercise of warrants and stock options approved by the Board.
2014-10-01 Dr. Kent received his undergraduate degree from the University of California, Berkeley and his M.D. from the University of California, San Diego. His experience is in pharmaceutical industry leadership.

Data sourced from SEC filings. Last updated: 2026-02-03