RIORDAN ROETT

Corporate Board Profile

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abrdn Emerging Markets ex-China Fund, Inc.

Filing Date Source Excerpt
2001-03-30 Riordan Roett (60) ........... LAQ: 75 Sarita and Don Johnston LAQ: since 1999; Director of ten other The Johns Hopkins University Professor of Political current term ends at investment companies 1740 Massachusetts Science, The John Hopkins the 2002 annual advised by Smith Barney Avenue N.W. University (1973-present). meeting. Asset Management.
2004-03-01 Riordan Roett Director, LAQ: Since 1999; Sarita and Don 1 Director of The Johns Hopkins Nominating current term ends Johnston Professor investment University and Audit at the 2005 of Political companies advised 1740 Massachusetts Committee annual meeting Science, The Johns by Citigroup Asset Avenue, N.W. Member Hopkins University Management Washington, District of since 1973 Columbia 20036 Date of Birth: 09/10/38

LMP CAPITAL & INCOME FUND INC.

Filing Date Source Excerpt
2013-02-27 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973)
2015-02-20 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies.
2016-02-29 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973)

WESTERN ASSET EMERGING MARKETS DEBT FUND INC.

Filing Date Source Excerpt
2012-04-02 Dr. Roett, expertise in Latin and South American societies and economies and academic leadership experience
2015-03-31 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University.

WESTERN ASSET GLOBAL HIGH INCOME FUND INC.

Filing Date Source Excerpt
2009-08-12 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University
2012-08-27 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973)
2018-08-28 The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973)

WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.

Filing Date Source Excerpt
2012-12-21 Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 191,625 total compensation from the Fund Complex in 2011.
2015-12-23 Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/14: $231,941

WESTERN ASSET INTERMEDIATE MUNI FUND INC.

Filing Date Source Excerpt
2010-02-26 Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 21 None
2014-02-26 Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) None
2015-03-02 Dr. Riordan Roett ... Director and Member of Audit and Nominating Committees ... The Sarita and Don Johnston Professor ... AggregateCompensationfrom the Fund for Fiscal Year Ended 11/30/14($) 2,817 ... Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/14($) 231,674
2016-03-02 Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 31 None
2017-03-02 Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit, Nominating, Compensation, Pricing and Valuation Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Latin American Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973)

WESTERN ASSET MANAGED MUNICIPALS FUND INC.

Filing Date Source Excerpt
2011-08-22 Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) None Total Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/10: $213,500
2014-08-27 Dr. Riordan Roett c/o Chairman of the Fund Legg Mason & Co. 620 Eighth Avenue, 49th Floor New York, NY 10018 Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 30 None ... The Fund does not provide any pension or retirement benefits to Directors. In addition, no remuneration was paid during the fiscal year ended May 31, 2014 by the Fund to Mr. Fuller who is an "interested person" as defined in the 1940 Act. The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended May 31, 2014 and the total compensation paid to each Director during the calendar year ended December 31, 2013. ... Dr. Riordan Roett $9,650 $211,734 ... The Board of Directors is currently comprised of eight directors, seven of whom are Independent Directors. Kenneth D. Fuller serves as Chairman of the Board. Mr. Fuller is an "interested person" of the Fund.
2017-08-29 Dr. Riordan Roett Birth year: 1938 Director and Member of Audit, Nominating, Compensation and Pricing and Valuation Committees Since 2007 ... Aggregate Compensation from the Fund and Fund Complex for Calendar Year Ended 12/31/16 ($): 281,000

WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.

Filing Date Source Excerpt
2008-02-07 Dr. Riordan Roettc/o Chairman of the Fund620 Eighth Avenue 6th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University 21 None ... The following table shows the compensation paid by the Fund to each person who was a Director during the Fund's last fiscal year: Name of Person Aggregate Compensation from Fund for the fiscal year ended 10/31/07 Total Compensation from Fund and Fund Complex for the year ended 12/31/06 Total Number of Funds for Which Director Serves within Fund Complex Riordan Roett $ 3,323 $ 89,550 21 ... The Fund has a separately designated standing Audit Committee. The Fund's Audit Committee is composed of all Directors who are not "interested persons" of the Fund, LMPFA, Western Asset or their affiliates within the meaning of the 1940 Act, and who are "independent" as defined in the NYSE listing standards applicable to closed-end funds, namely Ms. Colman and Messrs. Crane, Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse.
2009-01-16 Dr. Riordan Roettc/o Chairman of the FundLegg Mason620 Eighth Avenue 69th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 Professor and Director, Latin American Studies Program, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University Aggregate Compensation from the Fund for Fiscal Year Ended 10/31/08: $5,411
2012-01-27 Dr. Riordan Roett c/o Chairman of the FundLegg Mason & Co.620 Eighth Avenue, 49th FloorNew York, NY 10018Birth year: 1938 Director and Member of Audit and Nominating Committees Since 2007 The Sarita and Don Johnston Professor of Political Science and Director of Western Hemisphere Studies, Paul H. Nitze School of Advanced International Studies, The Johns Hopkins University (since 1973) 25 None ...The Fund's Audit Committee is composed entirely of all of the Independent Directors: Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse. ... The Fund's Nominating Committee, the principal function of which is to select and nominate candidates for election as Directors of the Fund, is composed of all of the Independent Directors: Ms. Colman and Messrs. Cronin, Cucchi, Gelb, Hutchinson, Roett and Salacuse... The following table provides information concerning the compensation paid to each Director by the Fund during the fiscal year ended October 31, 2011 and the total compensation paid to each Director during the calendar year ended December 31, 2010... Dr. Riordan Roett $4,057 $213,500

Data sourced from SEC filings. Last updated: 2026-02-03