Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2008-03-14 | Robert E. Connor 09/17/1934 Class III None (Director Nominee) Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. Audit Committee (to be renamed the Audit Oversight Committee) would consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan, each of whom would be an Independent Director. Governance Committee (to be renamed the Nominating Committee) would consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan, each of whom would be an Independent Director. Valuation Committee would consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan. The Board would establish a new Compensation Committee, which is anticipated to consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan. |
| 2009-03-11 | Robert E. Connor 09/17/1934 PCN Class I PTY Class I PCM Class III Nominee, Trustee Trustee Nominee, Director PCN Since inception (December 2001) PTY Since inception (November 2002) PCM Since April 2008 Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. Total Compensation from PCN for the Fiscal Year Ended October 31, 2008: $0; from PTY for the Fiscal Year Ended November 30, 2008: $9,228; from PCM for the Fiscal Year Ended December 31, 2008: $8,878; Aggregate Compensation from the Funds and Fund Complex Paid to Trustees/Directors/Nominees for the Calendar Year Ended December 31, 2008: $252,637. The Board of each Fund has established an Audit Oversight Committee. The Board of each Fund has a Nominating Committee. The Board of each Fund has a Valuation Committee. The Board of each Fund has a Compensation Committee. |
| 2010-02-26 | Robert E. Connor 09/17/1934 Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. PCM - Class III Director PCM - Since April 2008 PCN - Class I Trustee PCN - Since inception (December 2001) PTY - Class I Nominee, Trustee PTY - Since inception (November 2002) PKO - Class III Trustee PKO - Since inception (November 2007) Independent Trustees/Directors/Nominees Compensation Table: Robert E. Connor total compensation $225,000. Board Committees: Audit Oversight Committee, Nominating Committee, Valuation Committee, Compensation Committee. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-08-07 | Trustee, Fixed Income SHares, PIMCO Corporate Income Fund, PMF, PIMCO Municipal Income Fund II, PCQ, PIMCO California Municipal Income Fund II, PNF and PIMCO New York Municipal Income Fund II; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant, an administrative unit of Salomon Smith Barney Inc. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. (formerly Salomon Smith Barney Inc.) |
| 2004-11-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. (formerly Salomon Smith Barney Inc.) |
| 2004-11-24 | Robert E. Connor*** Trustee, Chairman, Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-12-03 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2004-11-24 | Robert E. Connor ... Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2005-01-26 | Robert E. Connor Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2006-01-24 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-02-14 | Robert E. Connor 09/17/1934 PCN – Class I PTY – Class I Trustee Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-03-03 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-03-11 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2010-02-26 | Robert E. Connor 09/17/1934 Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-01-06 | Trustee, Fixed Income SHares, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III and PIMCO New York Municipal Income Fund III; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-01-26 | Robert E. Connor Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2006-01-24 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-02-14 | Robert E. Connor 09/17/1934 PCN – Class I PTY – Class I Trustee Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-03-03 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-03-11 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2010-02-26 | Robert E. Connor 09/17/1934 Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-06-08 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-06-23 | Robert E. Connor - Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-06-05 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-16 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, PIMCO High Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2005-11-04 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-10-12 | Robert E. Connor 09/17/1934 PHK – Class I PFL – Class I PFN – Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-05 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-14 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-09 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-10-08 | Corporate Affairs Consultant; formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2005-11-04 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-10-12 | Robert E. Connor ... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-05 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-14 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-09 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2005-11-04 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-10-12 | Robert E. Connor 09/17/1934 PHK – Class I PFL – Class I PFN – Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-05 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-14 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-09 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-08-07 | Robert E. Connor Trustee Since inception (June, 2001) Trustee, Fixed Income SHares, PIMCO Corporate Income Fund, PMF, PIMCO Municipal Income Fund II, PCQ, PIMCO California Municipal Income Fund II, PNF and PIMCO New York Municipal Income Fund II; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant, an administrative unit of Salomon Smith Barney Inc. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. (formerly Salomon Smith Barney Inc.) |
| 2004-11-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. |
| 2004-11-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71 Class I Trustee... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-12-03 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2004-11-24 | Robert E. Connor - Trustee, Fixed Income Shares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-08-07 | Trustee, Fixed Income SHares, PIMCO Corporate Income Fund, PMF, PIMCO Municipal Income Fund II, PCQ, PIMCO California Municipal Income Fund II, PNF and PIMCO New York Municipal Income Fund II; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant, an administrative unit of Salomon Smith Barney Inc. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. (formerly Salomon Smith Barney Inc.) |
| 2004-11-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71... Trustee... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-08-06 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO High Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Citigroup Global Markets Inc. (formerly Salomon Smith Barney Inc.) |
| 2004-11-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Robert E. Connor Age 71 Class I Trustee... Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2003-12-03 | Robert E. Connor Trustee, Fixed Income Shares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2004-11-24 | Robert E. Connor Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund, PIMCO Floating Rate Income Fund and PIMCO Floating Rate Strategy Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-11-16 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-11-22 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-11-20 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-11-21 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-11-23 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-05-13 | Robert E. Connor 09/17/1934 Class III None (Director Nominee) Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. It is anticipated that the Audit Oversight Committee would consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan, each of whom would be an Independent Director. The Board would establish a new Compensation Committee, which is anticipated to consist of Messrs. Belica, Connor, Dalessandro, Kertess, Ogden and Sullivan. |
| 2009-06-05 | Robert E. Connor 09/17/1934 ... Independent Trustees/Directors/Nominees ... Corporate Affairs Consultant ... Compensation Table ... Robert E. Connor ... $252,637 total compensation from the Funds and Fund Complex. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-05-24 | Trustee, Fixed Income SHares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund II, PIMCO High Income Fund and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Salomon Smith Barney Inc. |
| 2005-09-07 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-08-15 | Robert E. Connor 09/17/1934 Class I Trustee and Chairman of the Board Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-06-26 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-06-25 | Robert E. Connor - Retired. Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-06-05 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-08-27 | Robert E. Connor Trustee Since inception (July 2003) Trustee, Fixed Income Shares, PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate Income Fund, PIMCO Municipal Income Fund II, PIMCO California Municipal Income Fund II, PIMCO New York Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate Opportunity Fund, Nicholas-Applegate Convertible & Income Fund, PIMCO High Income Fund, Nicholas-Applegate Convertible & Income Fund II and PIMCO Floating Rate Income Fund; Director, Municipal Advantage Fund, Inc.; Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2005-09-07 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2006-08-15 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2007-06-26 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-06-25 | Retired. Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-06-05 | Robert E. Connor - Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-03-31 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2008-04-17 | Retired. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
| 2009-06-05 | Corporate Affairs Consultant. Formerly, Senior Vice President, Corporate Office, Smith Barney Inc. |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-03-22