ROBERT M. ETTINGER

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FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC

Filing Date Source Excerpt
2003-02-21 ROBERT M. ETTINGER (2) Director, Class III Director President and previously 2 -- 301 E. Colorado Boulevard President and PFD - since 2002 held other officerships Suite 720 Secretary PFO - since 2002 of Flaherty & Crumrine; Pasadena, CA 91101 Director of Flaherty & Age: 44 Crumrine The following table sets forth certain information regarding the compensation of each Fund's Directors for the fiscal year ended November 30, 2002. ROBERT M. ETTINGER $0 $0 (2) Director, President and Secretary
2005-02-17 ROBERT M. ETTINGER (3) Director and Class III Director* President and 2 -- 301 E. Colorado Boulevard President PFD - since 2002 Director of Flaherty Suite 720 PFO - since 2002 & Crumrine Pasadena, CA 91101 Age: 46 ROBERT M. ETTINGER $0 $0(2)
2008-04-18 The names of each Director and Principal Officer of the Adviser is set forth below. The address of each Director and Principal Officer of the Adviser is 301 E. Colorado Boulevard, Suite 720, Pasadena, California 91101. NAME POSITION Robert M. Ettinger Director and President

Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC

Filing Date Source Excerpt
2003-02-21 ROBERT M. ETTINGER (2) Director, Class III Director President and previously 2 -- 301 E. Colorado Boulevard President and PFD - since 2002 held other officerships Suite 720 Secretary PFO - since 2002 of Flaherty & Crumrine; Pasadena, CA 91101 Director of Flaherty & Age: 44 Crumrine
2004-02-06 ROBERT M. ETTINGER Director and President PFD - since 2002 PFO - since 2002 Age: 45 President and Director of Flaherty & Crumrine ... COMPENSATION TABLE ... ROBERT M. ETTINGER $0 $0
2005-02-17 ROBERT M. ETTINGER (3) Director and Class III Director* President and Director of Flaherty 301 E. Colorado Boulevard President PFD - since 2002 President and Director of Flaherty & Crumrine Suite 720 PFO - since 2002 Pasadena, CA 91101 Age: 46 Each Director of each Fund who is not a director, officer or employee of Flaherty & Crumrine or any of their affiliates receives a fee of $9,000 per annum plus $500 for each in-person meeting attended, and $150 for each telephone meeting attended. The aggregate remuneration paid to the Directors of each Fund for the fiscal year ended November 30, 2004 is set forth below: ROBERT M. ETTINGER $0 $0(2)
2008-04-18 Robert M. Ettinger Director and President

Data sourced from SEC filings. Last updated: 2026-02-03