ROGER B. VINCENT

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Saba Capital Income & Opportunities Fund

Filing Date Source Excerpt
2002-07-03 ROGER B. VINCENT Trustee 2-26-02 President of 102 Mr. Vincent is a Trustee of Age: 56 -Present Springwell The GCG Trust (1994 Corporation, a -Present) and Director of corporate advisory AmeriGas Propane, Inc. firm (1989-Present). (1998-Present).
2003-07-10 ROGER B. VINCENT Trustee February 2002 - Present President, Springwell Corporation (1989 - Present); and Director, Tatham Offshore, Inc. (1996 - 2000). The Audit Committee currently consists of four Independent Trustees: Messrs. Earley, Putnam, Rieke, and Vincent. Mr. Earley serves as Chairman of the Committee. Each Independent Trustee receives a fee, allocated among the ING Funds for which he or she serves as a Director/Trustee, which consists of an annual retainer component and a per meeting fee component. The following table has been provided to the Trust by ING Investments and sets forth information regarding the compensation paid to the Trustees for the Trust's fiscal year ended February 28, 2003 for service on the Boards of the ING Funds complex. Roger B. Vincent $4,893
2004-04-23 ROGER B. VINCENT Trustee February President, Springwell Corporation (1989 - Present).
2005-05-17 ROGER B. VINCENT Trustee February 2002 - Present Age: 59 President, Springwell Corporation (March 1989 - Present). The Committee currently consists of four Trustees: Messrs. Earley, Kenny, Putnam, and Vincent, all of whom are considered independent under the rules promulgated by the New York Stock Exchange and, in addition, are not "interested persons" of the Trust as defined in Section 2(a)(19) of the 1940 Act. Mr. Earley serves as Chairperson of the Committee. The Contracts Committee currently consists of five Independent Trustees: Messrs. Boyer, May, Patton, Vincent and Wedemeyer. Mr. Vincent serves as Chairperson of the Committee. The Trust currently pays each Independent Trustee a pro rata share, as described below, of: (i) an annual retainer of $45,000 (Mr. Patton, as Chairperson, receives an annual retainer of $75,000); ... The following table has been provided to the Trust by the Adviser and its affiliates and sets forth information regarding the compensation paid to the Trustees for the Trust's fiscal year ended February 28, 2005 for service on the Boards of the ING Funds complex. Roger B. Vincent $5,408 N/A N/A $99,000
2006-05-11 ROGER B. VINCENT Trustee February 2002 - Present Age: 60 President, Springwell Corporation, a privately-held corporate finance advisory firm (March 1989 - Present).
2007-04-23 Roger B. Vincent Age: 61 Trustee February 2002 - Present President, Springwell Corporation (March 1989 6 Present). Compensation: $157,500.
2008-06-10 Roger B. Vincent Age: 62 Trustee February 2002 - Present President, Springwell Corporation (March 1989 6 Present). The Compliance Committee currently consists of five (5) Independent Trustees: Messrs. Kenny, Boyer and Vincent, Mses. Baldwin and Pressler. The Executive Committeecurrently consists of three (3) Independent Trustees and two (2) Trustees who are 3interested persons, 4 as defined in the 1940 Act: Messrs. Vincent, Boyer, Crispin and Mathews and Ms. Pressler. The Nominating and Governance Committee currently consists of four (4) Trustees: Mses. Baldwin and Chadwick and Messrs. Kenny and Vincent. The Investment Review Committee for the International/Balanced/Fixed-Income Funds currently consists of five (5) Independent Trustees and one (1) Trustee who is an 3interested person, 4 as defined in the 1940 Act: Messrs. Boyer, Kenny, Mathews and Vincent, Mses. Baldwin and Pressler. The Contracts Committee currently consists of five (5) Independent Trustees: Mses. Pressler and Chadwick, Messrs. Boyer, Drotch and Vincent. The Trust pays to each Trustee who is not an interested person of the Trust a pro rata share of an annual retainer of $200,000. The following table has been provided to the Trust by the Adviser and its affiliates and sets forth information regarding the compensation paid to the Trustees for the Trust 2s fiscal year ended February 29, 2008 for service on the Boards of the ING Funds complex. Roger B. Vincent $ 189,125
2008-06-11 Roger B. Vincent Age: 62 Trustee February 2002 - Present President, Springwell Corporation (March 1989 6 Present). The Compliance Committee currently consists of five (5) Independent Trustees: Messrs. Kenny, Boyer and Vincent, Mses. Baldwin and Pressler. The Nominating and Governance Committee currently consists of four (4) Trustees: Mses. Baldwin and Chadwick and Messrs. Kenny and Vincent. The Board has an Executive Committee whose function is to act on behalf the full Board between Board meetings when necessary. The Executive Committeecurrently consists of three (3) Independent Trustees and two (2) Trustees who are 3interested persons, 4 as defined in the 1940 Act: Messrs. Vincent, Boyer, Crispin and Mathews and Ms. Pressler. The Contracts Committee currently consists of five (5) Independent Trustees: Mses. Pressler and Chadwick, Messrs. Boyer, Drotch and Vincent. The Investment Review Committee for the International/Balanced/Fixed-Income Funds currently consists of five (5) Independent Trustees and one (1) Trustee who is an 3interested person, 4 as defined in the 1940 Act: Messrs. Boyer, Kenny, Mathews and Vincent, Mses. Baldwin and Pressler. The Trust pays to each Trustee who is not an interested person of the Trust a pro rata share of an annual retainer of $200,000. The following table has been provided to the Trust by the Adviser and its affiliates and sets forth information regarding the compensation paid to the Trustees for the Trust 2s fiscal year ended February 29, 2008 for service on the Boards of the ING Funds complex. Roger B. Vincent Aggregate Compensation from Trust: $0, Pension or Retirement Benefits Accrued as Part of Trust Expenses: $3,942, Total Compensation from Trust and Fund Complex Paid to Trustees: $189,125.
2009-05-01 Roger B. Vincent Age: 63 Trustee February 2002 - Present President, Springwell Corporation (March 1989 - Present). Number of Portfolios in Fund Complex Overseen by Trustee: 159 Other Directorships/Trusteeships Held by Trustee: UGI Corporation (February 2006 - Present); and UGI Utilities, Inc. (February 2006 - Present). Compensation: $275,000
2010-05-03 Roger B. Vincent Age: 64 Trustee February 2002 - Present Chairman of the Board. President, Springwell Corporation. 135 portfolios overseen. Serves on Compliance, Contracts, Executive, and Nominating and Governance Committees. Compensation: $275,000.
2012-05-01 Roger B. Vincent has been a Trustee of the Fund and a board member of ING Funds since at least 2002. He also has served as Chairman of the Board since 2007 and he previously served as Chairperson of the Contracts Committee and the DE IRC. The Compliance Committee currently consists of four Independent Trustees: Messrs. Kenny and Vincent, and Mses. Chadwick and Pressler. The Contracts Committee currently consists of five Independent Trustees: Mses. Chadwick and Pressler, and Messrs. Boyer, Drotch, and Vincent. The DE IRC currently consists of four Independent Trustees and one Trustee who is an interested person. The following Trustee serve as members of the DE IRC: Ms. Chadwick, and Messrs. Crispin, Earley, Kenny, and Vincent. The Executive Committee currently consists of three Independent Trustees and two Trustees who are interested persons. The following Trustees currently serve as members of the Executive Committee: Ms. Pressler and Messrs. Boyer, Crispin, Mathews, and Vincent. The Nominating and Governance Committee consists of four Independent Trustees: Mses. Baldwin and Chadwick, and Messrs. Kenny and Vincent.
2013-03-22 Roger B. Vincent has been a Trustee of PPR and a board member of other ING Funds since 2002. He has also served as Chairman of the Board since 2007 and he previously served as Chairperson of PPR's Contracts Committee and the DE IRC. The Board has established a Compliance Committee consisting of four Independent Trustees: Messrs. Kenny and Vincent, and Mses. Chadwick and Pressler. Mr. Kenny currently serves as Chairperson of the Compliance Committee. The Contracts Committee currently consists of five Independent Trustees: Mses. Chadwick and Pressler, and Messrs. Boyer, Drotch, and Vincent. Mr. Vincent currently serves as Chairperson of the Contracts Committee. The DE IRC currently consists of four Independent Trustees and one Interested Trustee. The following Trustees serve as members of the DE IRC: Ms. Chadwick, and Messrs. Earley, Kenny, Mathews, and Vincent. Mr. Vincent currently serves as Chairperson of the DE IRC. The Board has established a Nominating and Governance Committee for the purpose of, among other things: (1) identifying and recommending to the Board candidates it proposes for nomination to fill Independent Trustee vacancies on the Board; (2) reviewing workload and capabilities of Independent Trustee and recommending changes to the size or composition of the Board, as necessary; (3) monitoring regulatory developments and recommending modifications to the Committee's responsibilities; (4) considering and, if appropriate, recommending the creation of additional committees or changes to Trustee policies and procedures based on rule changes and 'best practices' in corporate governance; (5) conducting an annual review of the membership and chairpersons of all Board committees and of practices relating to such membership and chairpersons; (6) undertaking a periodic study of compensation paid to independent board members of investment companies and making recommendations for any compensation changes for the Independent Trustee; (7) overseeing the Board's annual self-evaluation process; (8) developing (with assistance from management) an annual meeting calendar for the Board and its committees; and (9) overseeing actions to facilitate attendance by Independent Trustee at relevant educational seminars and similar programs. The Nominating and Governance Committee consists of four Independent Trustees: Mses. Baldwin and Chadwick, and Messrs. Kenny and Vincent. Mr. Vincent currently serves as Chairperson of the Nominating and Governance Committee.
2014-05-05 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 2002. He also previously served as Chairman of the Board of Trustees from 2007 – January 21, 2014.
2015-05-04 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 2002. He also has served as the Chairperson of the Board’s Board of Trustees from 2007 until 2014 and, prior to that, as the Chairperson of the Board’s Contracts Committee and the DE IRC.
2016-05-04 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 1994. He also has served as the Chairperson of the Fund’s Board of Trustees from 2007-January 21, 2014 and, prior to that, as the Chairperson of the Board’s Contracts Committee and the DE IRC. Appendix B details the compensation paid to the Trustees by the Fund and by all funds in the Voya family of funds. Roger B. Vincent compensation: $337,500.
2017-05-04 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 1994. He also has served as the Chairperson of the Fund’s Board of Trustees from 2007 – January 21, 2014 and, prior to that, as the Chairperson of the Fund’s Contracts Committee and the Investment Review Committee E.
2018-05-07 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 1994. He also has served as the Chairperson of the Fund27s Board of Trustees from 2007 2D January 22, 2014 and, prior to that, as the Chairperson of the Fund27s Contracts Committee and the Investment Review Committee E.
2019-05-10 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the Voya family of funds since 1994. ... The Audit Committee currently consists of four (4) Independent Trustees. The following Trustees currently serve as members of the Audit Committee: Ms. Baldwin and Messrs. Gavin, Obermeyer, and Vincent. ... The IRC E currently consists of five (5) Independent Trustees. The following Trustees serve as members of the IRC E: Mses. Baldwin and Pressler, and Messrs. Jones, Obermeyer, and Vincent.

UGI CORP /PA/

Filing Date Source Excerpt
2012-12-11 Mr. Vincent is retired from his position as President of Springwell Corporation (a corporate finance advisory firm located in New York) (1989 to 2010). Mr. Vincent serves as Chairman of the Board of Trustees of the ING Unified Funds and as a Director of UGI Utilities, Inc. He previously served as a Director of AmeriGas Propane, the General Partner of AmeriGas Partners, L.P., ending in 2006. Audit Committee Members: R.B. Vincent (Chairman), A. Pol, and M.S. Puccio. Corporate Governance Committee Members: E.E. Jones (Chairman), M.O. Schlanger, and R.W. Gochnauer.
2013-12-18 Mr. Vincent is retired from his position as President of Springwell Corporation, a corporate finance advisory firm located in New York (1989 to 2010). Mr. Vincent serves as Chairman of the Board of Trustees of the ING United Funds and as a Director of UGI Utilities, Inc. He previously served as a Director of AmeriGas Propane, Inc. from 1998 to 2006.
2014-12-16 Roger B. Vincent Retired President, Springwell Corporation Director since 2006 Age 69 Chair, Audit Committee Member, Executive Committee ...The table below shows the components of director compensation for Fiscal 2014...R. B. Vincent...Total $293,777
2015-12-11 Mr. Vincent retired as President of Springwell Corporation... Chair, Audit Committee, Member, Executive Committee. Director Compensation Table shows total $324,047.
2016-12-08 Roger B. Vincent Retired President, Springwell Corporation Director since 2006 Age 71 Member, Corporate Governance Committee Member, Compensation and Management Development Committee Member, Executive Committee Mr. Vincent retired in 2011 from his position as President of Springwell Corporation... Mr. Vincent serves as Trustee and Former Chairman of the Board of the VOYA Funds and as a Director of UGI Utilities, Inc., a subsidiary of the Company.

VOYA CREDIT INCOME FUND

Filing Date Source Excerpt
2007-08-31 President, Springwell Corporation (March 1989 - Present). UGI Corporation (February 2006 - Present) and UGI Utilities, Inc. (February 2006 - Present).
2013-03-22 Roger B. Vincent has been a Trustee of the Trusts and a board member of other ING Funds since 2002. He also has served as Chairman of the Board since 2007. Mr. Vincent is a Director of UGI Corporation and UGI Utilities, Inc. He previously worked for 20 years at Bankers Trust Company as a Managing Director.

Voya Global Advantage & Premium Opportunity Fund

Filing Date Source Excerpt
2006-05-17 ROGER B. VINCENT Trustee July 2005 - Present President, Springwell Corporation, a privately-held corporate finance advisory firm (March 1989 - Present).
2007-04-25 President, Springwell Corporation (March 1989 - Present).
2008-05-01 President, Springwell Corporation (March 1989 - Present).
2009-05-01 President, Springwell Corporation (March 1989 - Present).
2010-05-03 Roger B. Vincent has been a Trustee of the Fund and a board member of other investment companies in the ING Funds Complex since 2002. He also has served as Chairman of the Board of Trustees since 2007 and he previously served as Chairperson of Contracts Committee and the Domestic Equity Funds Investment Review Committee. Mr. Vincent currently is President (since 1989) of Springwell Corporation (corporate finance firm) and a Director of UGI Corporation and UGI Utilities, Inc. (since 2006). He previously worked for 20 years at Bankers Trust Company. He also previously served as a Director of AmeriGas Partners, L.P. (1998-2006), Tatham Offshore, Inc. (1996-2000) and Petrolane, Inc. (1993-1995), and as a board member of certain predecessor funds of the ING Funds Complex (1994-2002). Mr. Vincent is a frequent speaker or panelist at mutual fund industry conferences and seminars. In addition to his undergraduate degree, Mr. Vincent has an MBA degree from Harvard University. These positions and experiences have provided Mr. Vincent with extensive experience in financial management and oversight matters.
2011-05-06 President, Springwell Corporation, a corporate finance firm (March 1989 – Present).
2012-05-01 Roger B. Vincent... Retired. Formerly, President, Springwell Corporation, a corporate finance firm.
2013-03-22 Roger B. Vincent has been a Trustee of PPR and a board member of other ING Funds since 2002. He has also served as Chairman of the Board since 2007 and he previously served as Chairperson of PPR’s Contracts Committee and the DE IRC. Mr. Vincent is a Director of UGI Corporation and UGI Utilities, Inc. (since 2006), and in 2011, retired as President of Springwell Corporation (corporate finance firm). He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership...
2014-05-05 Mr. Vincent retired in 2011 as President of Springwell Corporation (a corporate finance firm), where he had worked since 1989. He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership.
2016-05-04 Roger B. Vincent Age: 70 Trustee Retired. Formerly, President, Springwell Corporation, a corporate finance firm (03/1989-08/2011).
2017-05-04 Mr. Vincent retired as President of Springwell Corporation (a corporate finance firm) in 2011. He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership.
2019-05-10 Roger B. Vincent Age: 73 Trustee Principal Occupation(s) During the Past 5 Years: Retired.

Voya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND

Filing Date Source Excerpt
2006-05-12 ROGER B. VINCENT Trustee Class III - Present President, Springwell Corporation, a privately-held corporate finance advisory firm (March 1989 - Present).
2007-04-30 President, Springwell Corporation (March 1989 - Present).
2008-05-01 President, Springwell Corporation (March 1989 - Present).
2009-05-01 President, Springwell Corporation (March 1989 - Present).
2010-05-03 President, Springwell Corporation (March 1989 - Present). Director of UGI Corporation and UGI Utilities, Inc. Previously worked 20 years at Bankers Trust Company.
2011-05-06 President, Springwell Corporation, a corporate finance firm (March 1989 – Present).
2012-05-01 Roger B. Vincent... Retired. Formerly, President, Springwell Corporation, a corporate finance firm.
2013-03-22 Roger B. Vincent has been a Trustee... Retired. Formerly, President, Springwell Corporation, a corporate finance firm.
2014-05-05 Mr. Vincent retired in 2011 as President of Springwell Corporation (a corporate finance firm), where he had worked since 1989. He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership.
2016-05-04 Roger B. Vincent Age: 70 Trustee Retired. Formerly, President, Springwell Corporation, a corporate finance firm (03/1989-08/2011).
2017-05-04 Mr. Vincent retired as President of Springwell Corporation (a corporate finance firm) in 2011. He previously worked for 20 years at Bankers Trust Company where he was a Managing Director and a member of the bank’s senior executive partnership.
2019-05-10 Roger B. Vincent Age: 73 Trustee IAE: 01/2007-Present IDE: 01/2008-Present IGA: 07/2005-Present IGD: 02/2005-Present IHD: 08/2010-Present IID: 05/2007-Present IRR: 09/2006-Present Retired.

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-03-22