Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2011-02-03 | Senior Managing Director of McNicoll, Lewis & Vlak, an investment bank and institutional broker-dealer specializing in capital intensive industries such as energy, metals and mining (2010-present). Founder and President of Roman Friedrich & Company, Ltd. a mining and metals investment bank (1998-present). |
| 2012-03-07 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2013-03-08 | Founder and President of Roman Friedrich & Company, a U.S. and Canadian-based business, which provides investment banking to the mining industry (1998-present). Formerly, Senior Managing Director of MLV & Co., LLC, an investment bank and institutional broker-dealer specializing in capital intensive industries such as energy, metals and mining (2010-2011). |
| 2014-03-03 | Founder and President of Roman Friedrich & Company, a U.S. and Canadian-based business which provides investment banking to the mining industry (1998-present). Formerly, Senior Managing Director of MLV & Co., LLC, an investment bank and institutional broker-dealer specializing in capital intensive industries such as energy, metals and mining (2010-2011). |
| 2015-03-27 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2016-03-04 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2017-03-31 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2019-02-22 | Roman Friedrich III. Mr. Friedrich has served as a trustee of certain funds in the Fund Complex since 2003. Through his service as a Trustee of the Funds and as chairperson of the Contracts Review Committee, his service on other public company boards, his experience as Founder and Managing Partner of Roman Friedrich & Company, a financial advisory firm, and his prior experience as a senior executive of various financial securities firms, Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2020-02-25 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2021-03-03 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
| 2021-03-05 | Mr. Friedrich is experienced in financial, investment and regulatory matters. |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-04-08