SANDRA G. SPONEM

Corporate Board Profile

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GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Filing Date Source Excerpt
2020-02-25 Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2021-03-03 Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2021-03-05 Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2022-03-04 Ms. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, her service as Chair of the Audit Committee, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. (now Piper Sandler Companies) and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Company, a construction and real estate development company, her Certified Public Accountant designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry, Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2023-03-03 Ms. Sponem is experienced in accounting, financial, governance and investment matters. She has served as Chief Financial Officer and holds a CPA designation.
2024-03-01 Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2024-03-04 Ms. Sponem is experienced in accounting, financial, governance and investment matters.
2025-02-28 Ms. Sponem has served as a trustee of certain funds in the Fund Complex since 2016. Through her service as a Trustee of the Funds and a trustee of other funds in the Fund Complex, as well as Chair of the Audit Committee, her service on other registered investment company boards, her prior employment experience, including as Chief Financial Officer of Piper Jaffray Companies, Inc. (now Piper Sandler Companies) and its predecessor, U.S. Bancorp Piper Jaffray, Inc., and as Senior Vice President and Chief Financial Officer of M.A. Mortenson Companies, Inc., a construction and real estate development company, her Certified Public Accountant (inactive) designation and previously held securities licenses and extensive knowledge of accounting and finance and the financial services industry, Ms. Sponem is experienced in accounting, financial, governance and investment matters.

Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-04-08