Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2004-03-18 | Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978. |
| 2005-03-22 | Chairman of Fernwood Advisors Inc. since 1996; Principal of Fernwood Associates since 1975; Director, International Mobile Communications, Inc. since 1998. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-07-18 | Stephen B. Swensrud (69) Director since 1993 Chairman of Fernwood Advisors since 1996; Principal of Fernwood Associates since 1975; Chairman of RPP Corporation since 1978; Director, International Mobile Communications, Inc. since 1998. |
| 2003-07-16 | Stephen B. Swensrud (70) Director since 1993; Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. |
| 2004-07-27 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Each Director Nominee is a member of each Fund’s Audit Committee and Nominating Committee. Swensrud compensation: CHY $1,275 |
| 2005-07-21 | Stephen B. Swensrud (72) Director td Director of each Fund since the year listed in Exhibit B. Chairman of Fernwood Advisors, Inc. (investment adviser) since 1996; Principal, Fernwood Associates (financial consultants) since 1975; Chairman of R.P.P. Corporation (manufacturing company) since 1978; Director of International Mobile Communications, Inc. (telecommunications) since 1998. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-03-01 | Stephen B. Swensrud (68)* ... Director/Trustee ... Chairman of Fernwood Advisors (investment adviser) since 1996; ... Each of the Board Member nominees is a director, trustee or member of an advisory board of certain other investment companies for which FAM or MLIM acts as investment adviser and is a member of the Audit Committee of each Fund for which he or she currently serves as a Board Member ... Aggregate Compensation Paid to Board Members by MLIM/FAM Advised Funds: $406,083. |
| 2003-03-14 | Stephen B. Swensrud (69) Board Member Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds: $315,564. |
| 2004-03-18 | Stephen B. Swensrud (70) Director Director of each Fund since the year listed in Exhibit B. Each of the Director Nominees is a member of the Audit Committee and the Nominating Committee of each Fund. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: $168,219. |
| 2005-03-22 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Chairman of Fernwood Advisors Inc. (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of R.P.P. Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. Each non-interested Director is a member of each Fund's Audit Committee. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-03-21 | Stephen B. Swensrud 88 Broad Street, 2nd Floor Boston, Massachusetts 02110, Age 67, Chairman of Fernwood Advisors; Member of the Audit and Nominating Committee; Aggregate Compensation $289,484. |
| 2003-03-14 | Stephen B. Swensrud (69) Board Member Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. 42 registered investment companies consisting of 60 portfolios Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds: $315,564 |
| Filing Date | Source Excerpt |
|---|---|
| 2002-03-01 | Stephen B. Swensrud (68)* ... Director/Trustee ... Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. |
| 2003-03-14 | Stephen B. Swensrud (69)... Board Member... Currently, Ms. Ramo and Messrs. Bodurtha, Grills, London, Perold, Salomon and Swensrud are non-interested Board Members with respect to each Fund and are members of the Committee of each Fund... Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds: Stephen B. Swensrud $315,564. |
| 2004-03-18 | Stephen B. Swensrud (70) Director Director of each Fund since the year listed in Exhibit B. Each of the Director Nominees is a member of the Audit Committee and the Nominating Committee of each Fund. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: $168,219. |
| 2005-03-22 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Chairman of Fernwood Advisors Inc. (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of R.P.P. Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: Stephen B. Swensrud $231,000. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-03-21 | Stephen B. Swensrud 88 Broad Street, 2nd Floor Boston, Massachusetts 02110, Age 67, Chairman of Fernwood Advisors; Member of the Audit and Nominating Committee; Aggregate Compensation Paid: $289,484. |
| Filing Date | Source Excerpt |
|---|---|
| 2001-07-24 | Stephen B. Swensrud, 68, Chairman of Fernwood Advisors since 1996; Director since 1992. Member of the Audit Committee. Compensation from Fund and other FAM/MLIM Advised Funds: $280,233. |
| 2002-03-22 | Stephen B. Swensrud (68) ... Director since 1992 ... Currently, Messrs. Grills, Salomon, Seiden and Swensrud are members of the Audit Committee ... The following table sets forth for the fiscal year ended October 31, 2001 compensation paid by the Fund to the non-interested Directors ... Stephen B. Swensrud $16,000. |
| 2003-03-14 | Stephen B. Swensrud (69) Board Member Chairman of Fernwood Advisors since 1996; Principal of Fernwood Associates since 1975; Chairman of RPP Corporation since 1978; Director, International Mobile Communications, Inc. since 1998. Each Board Member nominee is a member of the Audit Committee of each Fund. Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds: $315,564. |
| 2004-03-18 | Stephen B. Swensrud (70) Director Director of each Fund since the year listed in Exhibit B. Each of the Director Nominees is a member of the Audit Committee and the Nominating Committee of each Fund. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: $168,219. |
| 2005-03-22 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Set forth in the table below is information regarding the aggregate compensation paid by MLIM/FAM-advised funds to non-interested Directors for the year ended December 31, 2004. Stephen B. Swensrud $231,000 |
| Filing Date | Source Excerpt |
|---|---|
| 2002-03-01 | Stephen B. Swensrud (68)* 88 Broad Street, 2nd Floor Boston, Massachusetts 02110 Director/Trustee Chairman of Fernwood Advisors since 1996; Principal of Fernwood Associates since 1975; Chairman of RPP Corporation since 1978; Director, International Mobile Communications, Inc. since 1998. |
| 2003-03-14 | Stephen B. Swensrud (69) Board Member Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. Each Board Member nominee is a member of the Audit Committee of each Fund. Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds: $315,564. |
| 2004-03-18 | Stephen B. Swensrud (70) Director Director of each Fund since the year listed in Exhibit B. Each of the Director Nominees is a member of the Audit Committee and the Nominating Committee of each Fund. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: $168,219. |
| 2005-03-22 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Chairman of Fernwood Advisors Inc. (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of R.P.P. Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. |
| Filing Date | Source Excerpt |
|---|---|
| 2002-03-01 | Stephen B. Swensrud (68)* Director/Trustee. Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. |
| 2003-03-14 | Stephen B. Swensrud (69) Board Member Chairman of Fernwood Advisors (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of RPP Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. 42 registered investment companies consisting of 60 portfolios None ... Set forth in the table below is information regarding the aggregate compensation paid by MLIM/FAM-Advised Funds, to non-interested Board Members for the year ended December 31, 2002. Name of Board Member Aggregate Compensation Paid to Board Members by MLIM/FAM-Advised Funds Stephen B. Swensrud $315,564 |
| 2004-03-18 | Stephen B. Swensrud (70) Director Director of each Fund since the year listed in Exhibit B. Each of the Director Nominees is a member of the Audit Committee and the Nominating Committee of each Fund. Aggregate Compensation Paid to Non-Interested Directors by MLIM/FAM-Advised Funds: $168,219. |
| 2005-03-22 | Stephen B. Swensrud (71) Director Director of each Fund since the year listed in Exhibit B. Chairman of Fernwood Advisors Inc. (investment adviser) since 1996; Principal of Fernwood Associates (financial consultant) since 1975; Chairman of R.P.P. Corporation (manufacturing) since 1978; Director, International Mobile Communications, Inc. (telecommunications) since 1998. Each non-interested Director Nominee is a member of each Fund's Audit Committee. |
Data sourced from SEC filings. Last updated: 2026-02-03