Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2001-06-21 | Stephen J. Lockwood 54 1998 2003 Trustee of the Fund; Chairman of the Board and CEO, LDG Reinsurance Corporation; Vice Chairman, HCCH. ... Compensation Table ... Stephen J. Lockwood $23,000 $81,500 (28)** ... Stephen J. Lockwood, Audit Committee Member |
| 2002-06-21 | Stephen J. Lockwood (54) Board Member (1998) ... The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2002 ... Stephen J. Lockwood $22,000 ... Stephen J. Lockwood, Audit Committee Member |
| 2003-06-24 | Stephen J. Lockwood (55) Chairman of the Board, Stephen J. Lockwood and Company LLC, an investment (2000-Present) Chairman of the Board and CEO, LDG Reinsurance Corporation (1977-2000) Board Member (1998) The aggregate amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2003... Stephen J. Lockwood $21,850 |
| 2004-06-21 | Stephen J. Lockwood (57) Chairman of the Board, Board Member (1998) ... The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2004 ... Stephen J. Lockwood $22,500 ... The Fund has a standing audit committee comprised of all of the Trustees of the Fund who are not interested persons ... |
| 2005-06-16 | Stephen J. Lockwood (58) Chairman of the Board, Stephen J. Lockwood and Company LLC The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2005 was $24,500. Stephen J. Lockwood is a member of the audit committee. |
| 2007-06-14 | Stephen J. Lockwood (60) Chairman of the Board, Trustee (1998) The Fund has a standing compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. James M. Fitzgibbons, Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. Stephen J. Lockwood is a member of the audit committee. |
| 2008-06-16 | Stephen J. Lockwood (61) Chairman of the Board, Trustee (1998) The Fund has a standing compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. James M. Fitzgibbons, Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2008, was $19,000. |
| 2009-06-15 | Stephen J. Lockwood (62) Chairman of the Board, Board Member (1998) The aggregate amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2009, was $23,000. The Fund has a standing audit committee comprised of all of the Trustees of the Fund who are not interested persons. Stephen J. Lockwood is listed as an Audit Committee Member in the audit committee report. |
| 2010-06-16 | Stephen J. Lockwood (63) - Chairman of the Board, Trustee (1998), Audit Committee member, Total Compensation from the Fund: $21,000. |
| 2011-06-15 | Stephen J. Lockwood (64) Chairman of the Board (1998). The aggregate amount of compensation paid to Stephen J. Lockwood by the Fund for the fiscal year ended March 31, 2011 was $21,000. He is a member of the Audit Committee. |
| 2012-06-08 | Stephen J. Lockwood (65) Chairman of the Board, Trustee (1998) ... Mr. Lockwood serves as Managing Director and Chairman of the Board of Stephen J. Lockwood & Company, LLC ... The aggregate amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2012 ... Stephen J. Lockwood $16,390 $118,500(35) |
| 2013-06-12 | Stephen J. Lockwood (66) Chairman of the Board, Trustee (1998) The Fund has a standing audit committee comprised of all of the Independent Trustees. The Fund also has a standing nominating committee comprised of all of the Independent Trustees. The Fund also has a standing litigation committee comprised of all of the Independent Trustees. The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2013, was $9,811. |
| 2014-06-18 | STEPHEN J. LOCKWOOD (67) Chairman of the Board, None ... Class I Trustee (1998) ... The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2014... Stephen J. Lockwood $5,426 $141,000 (31) |
| 2015-06-17 | Stephen J. Lockwood (68) Class I Trustee (1998) ... Annual retainer fees and meeting attendance fees ... The amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2015 ... Stephen J. Lockwood $7,335 ... The Fund has standing audit, nominating and litigation committees ... The audit committee (which consists of all Trustees) ... The Fund also has a compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. |
| 2016-06-13 | Stephen J. Lockwood (69) Chairman of the Board, Stephen J. Lockwood and Company LLC ... Class I Trustee (1998) ... The Fund has a compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. ... The aggregate amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2016 ... Stephen J. Lockwood $7,997 |
| 2017-06-16 | Stephen J. Lockwood (70) Class I Trustee (1998) ... Chairman of the Board, Stephen J. Lockwood and Company LLC... The Fund has a compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley... The amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2017 ... Stephen J. Lockwood $8,713 |
| 2018-06-15 | Stephen J. Lockwood — Mr. Lockwood’s business experience of over 40 years includes being a board member and/or officer of various financial institutions ... The Fund also has a compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. ... The amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2018 ... Stephen J. Lockwood $7,068 |
| 2019-06-28 | Stephen J. Lockwood (72) Chairman of the Board, Stephen J. Lockwood and Company LLC, a real estate investment company (2000 – present) Class I Trustee (1998) The Fund has a compensation committee comprised of Ms. Roslyn M. Watson (Chair), Mr. Stephen J. Lockwood and Ms. Benaree Pratt Wiley. The Fund held five audit committee meetings during the last fiscal year. The amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2019 was $5,974. |
| 2020-06-30 | Stephen J. Lockwood (72) Chairman of the Board, Class I Trustee (1998) ... The amount of compensation paid to each Continuing Trustee by the Fund for the fiscal year ended March 31, 2020 ... Stephen J. Lockwood $4,989 ... Audit Committee Member ... Compensation Committee. |
| 2021-07-06 | Stephen J. Lockwood (74) Class I Trustee (1998) ... Mr. Lockwood has been a BNY Mellon Family of Funds board member for over 20 years ... The amount of compensation paid to each Nominee by the Fund for the fiscal year ended March 31, 2021 ... Stephen J. Lockwood $5,725 ... Stephen J. Lockwood, Audit Committee Member |
Data sourced from SEC filings. Last updated: 2026-03-09