STEPHEN K. WEST, ESQ.

Corporate Board Profile

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SWISS HELVETIA FUND, INC.

Filing Date Source Excerpt
2002-04-16 Stephen K. West, Director Director Partner: Sullivan & Cromwell Director: Pioneer 19,078 Esq. since since from 1964 through 1996; Of Funds (52 portfolios) Sullivan & Cromwell 1995; 1995. Counsel: Sullivan & Cromwell since 1993; AMVESCAP over $100,000 125 Broad Street Member of Term of since 1997; Director: First PLC (Investment New York, New York the Audit office ING Insurance Company of New Manager) since 1996; 10004 Committee, will York from 1983 to 2001; Dresdner RCM Global Discount expire Winthrop Focus Funds from 1988 Strategic Income and Litigation to 1997; ING America Holdings, Fund, Inc since 1997. Committee Inc. (Insurance and broker since dealer holding company) from 1996, 1988 to 1998.
2003-04-15 Stephen K. West, Esq. Age 74 Director since 1995; Member of the Audit Committee since 1996, of the Litigation Committee since 2001, and of the Governance/Nominating Committee since 2002. Annual compensation: $41,674
2004-04-22 Stephen K. West, Esq. ... Age 75 ... Director since 1995; and Member of the Governance/Nominating Committee since 2002, of the Audit Committee since 1996, and of the Litigation Committee from 2001 to 2003 ... Stephen K. West, Esq., Director $29,213 ...
2005-04-08 Stephen K. West, Esq. Director; Member of the Governance/Nominating Committee since 2002, of the Audit Committee from 1996 to 2004, and of the Litigation Committee from 2001 to 2003. Stephen K. West received $22,833 in total remuneration.
2007-04-18 Stephen K. West, Esq. Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 Age: 78 Director (1995); Member of the Audit Committee (1996 to 2004 and since 2006); Member of the Governance/Nominating Committee (2002); and Member of the Litigation Committee (2001 to 2003) ... During the year ended December 31, 2006, the incumbent Non-Interested Directors received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: Stephen K. West, Esq., Director $39,980.00
2008-04-16 Stephen K. West, Esq. Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 Age: 79 Director (1995); Member of the Audit Committee (1996 to 2004; since 2006); and Member of the Governance/Nominating Committee (2002) ... Member of the Audit Committee ... Member of the Governance/Nominating Committee ... Stephen K. West, Esq., Director $56,818
2009-05-04 Stephen K. West, Esq. Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 Age: 80 Director (1995); Member of the Audit Committee (1996 to 2004 and since 2006) and the Governance/Nominating Committee (2002); and Chairman of the Pricing Committee (2008) ... During the year ended December 31, 2008, the incumbent Non-Interested Directors received from the Fund individual remuneration (exclusive of reimbursed expenses), as follows: Stephen K. West, Esq., Chairman of the Pricing Committee $46,066 ...
2011-05-02 Stephen K. West, Esq. Age: 82 Director (1995); Chairman of the Pricing Committee (2008) and the Governance/ Nominating Committee (2011 and Member since 2002); Member of the Audit Committee (1996 to 2004 and since 2006) Compensation: $77,180

Data sourced from SEC filings. Last updated: 2026-02-03