Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth - Private Investor; former CEO and President of Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-10-22 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; formerly CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2010-10-20 | Bachelor of Science degree from the University of Illinois, and received his MBA from New York University; no indication of software or programming skills. |
| 2011-10-14 | Managing Partner at Promus Capital; former CEO of Northern Trust Global Investments; Bachelor of Science and MBA degrees. |
| 2013-10-17 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2014-06-16 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments. |
| 2015-10-07 | Managing Partner, Promus Capital; Director, Fulcrum IT Service LLC, Quality Control Corporation and LogicMark LLC; formerly CEO and President, Northern Trust Global Investments. |
| 2016-10-06 | Managing Partner, Promus Capital; formerly CEO and President of Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2017-10-04 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; holds a Bachelor of Science and an MBA. |
| 2018-10-03 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2019-10-23 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly, Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2020-10-13 | Formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2021-10-12 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); Director of Quality Control Corporation (manufacturing) (since 2012); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-10-07 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2019); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2023-11-02 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-10-17 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012- 2021); formerly, Director of Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019). |
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member and Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Private Investor (since 2007); CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 186 See Principal Occupation Description |
| 2009-10-22 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Musso Capital Management (since 2008); formerly, CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004), Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly, Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 197 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $28,695 |
| 2010-10-20 | Terence J. Toth* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Promus Capital (since 2008); Formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); Prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004), Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); Formerly, Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 204 See Principal Occupation Description Total Compensation from Nuveen Funds Paid to Board Members/Nominees $ 247,289 |
| 2011-10-14 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Promus Capital (since 2008); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), and Catalyst Schools of Chicago Board (since 2008); formerly Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 245 N/A |
| 2012-10-16 | Terence J. Toth (9/29/59) - Board Member. Director, Legal & General Investment Management America, Inc. Committees: Audit Committee, Nominating and Governance Committee. Total Compensation: $263,891. |
| 2013-10-17 | Terence J. Toth is a Board Member. He serves on the Audit Committee, Dividend Committee and Nominating and Governance Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $298,475. |
| 2014-06-16 | Terence J. Toth (1959) - Board Member. Managing Partner, Promus Capital (since 2008); Director of Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and a member of its investment committee; formerly, member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Compensation from Nuveen Funds: $305,513. |
| 2015-10-07 | Terence J. Toth, Board Member; Term: Class II Board Member until 2017 annual shareholder meeting; Length of Service: Since 2008; Member of the Audit Committee; Member of the Dividend Committee; Member of the Nominating and Governance Committee; Total Compensation from Nuveen Funds Paid to Independent Board Members/Nominees: $313,964. |
| 2016-10-06 | Terence J. Toth is Board Member. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Dividend Committee are William C. Hunter, Chair, Judith M. Stockdale and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. The members of the Executive Committee are William J. Schneider, Chair, William Adams IV and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Terence J. Toth $320,925. |
| 2017-10-04 | Terence J. Toth, 1959, Board Member, Term: Class II Board Member until 2017 annual shareholder meeting, Length of Service: Since 2008. The Executive Committee members include Terence J. Toth. The Dividend Committee members include Terence J. Toth. The Audit Committee members include Terence J. Toth. The Compliance Committee members include Terence J. Toth. The Nominating and Governance Committee members include Terence J. Toth. The Closed-End Funds Committee members include Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $23,875. |
| 2018-10-03 | Terence J. Toth, Chairman of the Board; Board Member, Term: Class II Board Member until 2020 annual shareholder meeting, Length of Service: Since 2008, Chairman of the Board since July 1, 2018. Committees: Executive Committee (Chair), Dividend Committee, Audit Committee, Nominating and Governance Committee. Total Compensation: $355,825. |
| 2019-10-23 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2020 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 1, 2018 Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly, Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $354,650. |
| 2021-10-12 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 |
| 2022-10-07 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 ... The Board has established six standing committees: the Executive Committee, the Dividend Committee, the Audit Committee, the Compliance, Risk Management and Regulatory Oversight Committee, the Nominating and Governance Committee and the Closed-End Funds Committee ... The members of the Executive Committee are Mr. Toth, Chair ... The members of the Nominating and Governance Committee are Mr. Toth, Chair ... The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Nelson, Mr. Thornton and Mr. Toth ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Terence J. Toth $499,050. |
| 2023-11-02 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2023 annual shareholder meeting and nominee for Class II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). The Board unanimously recommends that shareholders vote FOR the election of the nominees. The Board has established seven standing committees: the Executive Committee, the Dividend Committee, the Audit Committee, the Compliance, Risk Management and Regulatory Oversight Committee, the Investment Committee, the Nominating and Governance Committee and the Closed-End Funds Committee. The Executive Committee, which meets between regular meetings of the Board, is authorized to exercise all of the powers of the Board. The members of the Executive Committee are Mr. Toth, Chair, Mr. Nelson and Mr. Young. The Compliance Committee is responsible for the oversight of compliance issues, risk management and other regulatory matters affecting the Funds that are not otherwise under or within the jurisdiction of the other committees. The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Thornton and Mr. Toth. The Nominating and Governance Committee is composed entirely of Independent Board Members, who are also "independent" as defined by NYSE listing standards. The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Mr. Thornton, Ms. Wolff and Mr. Young. The Investment Committee is composed of the independent Trustees of the Funds. The members of the Investment Committee are Dr. Hunter, Chair, Mr. Evans, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Mr. Thornton, Mr. Toth, Ms. Wolff and Mr. Young. The total compensation from Nuveen Funds paid to Mr. Toth is $526,950. |
| 2024-10-17 | Terence J. Toth, born 1959, Board Member since 2008. Committees: Nominating and Governance Committee, Compliance Committee, Closed-End Fund Committee, Investment Committee, Executive Committee. Total Compensation: $607,350. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-06-18 | Terence J. Toth... Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; Private Investor; CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2010-06-18 | Mr. Toth is a Director of Legal & General Investment Management America, Inc. and has an MBA from New York University. |
| 2011-06-22 | Mr. Toth has served as a Director of Legal & General Investment Management America, Inc. since 2008 and as a Managing Partner at Promus Capital since 2008. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of the Goodman Theatre, Chicago Fellowship, and is Chairman of the Board of Catalyst Schools of Chicago. Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. |
| 2012-07-02 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and has a Bachelor of Science degree and an MBA. |
| 2013-06-27 | Mr. Toth is a Managing Partner at Promus Capital (since 2008). From 2008 to 2013, he served as a Director of Legal & General Investment Management America, Inc. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of Chicago Fellowship, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012), and is Chairman of the Board of Catalyst Schools of Chicago. He is on the Mather Foundation Board (since 2012) and is a member of its investment committee. Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. |
| 2014-06-16 | Terence J. Toth is Managing Partner at Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments. |
| 2015-07-01 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation and LogicMark LLC; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2016-06-24 | Mr. Toth is a Managing Partner of Promus Capital. He has held various executive positions in investment management and serves on several boards. |
| 2017-06-23 | Co-Founding Partner of Promus Capital; formerly CEO and President of Northern Trust Global Investments; holds a Bachelor of Science degree and an MBA. |
| 2018-06-28 | Bachelor of Science degree from University of Illinois and MBA from New York University; experience in investment management and finance. |
| 2019-06-28 | Terence J. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He has extensive experience in investment management and related boards. |
| 2020-06-26 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He joined the Board in 2008. His experience includes CEO and President of Northern Trust Global Investments and other financial roles. |
| 2021-06-25 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. No mention of programming or software engineering experience. |
| 2022-06-28 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. No mention of computer science or programming experience. |
| 2023-06-30 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-06-27 | Mr. Toth was Co-Founding Partner of Promus Capital and held various director roles including at Fulcrum IT Services, LLC and LogicMark LLC. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-10-22 | Terence J. Toth - Director, Legal & General Investment Management America; Managing Partner, Musso Capital Management; formerly CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending. |
| 2010-10-20 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2011-10-14 | Graduated with a Bachelor of Science degree from the University of Illinois and received his MBA from New York University. |
| 2012-10-16 | Mr. Toth has a BS and MBA and has held CEO and managing partner roles in investment firms, no mention of programming or technical skills. |
| 2014-07-11 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; graduated with a Bachelor of Science degree from the University of Illinois and received his MBA from New York University. |
| 2015-10-07 | Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, CEO and President, Northern Trust Global Investments (2004-2007). |
| 2016-10-06 | Managing Partner, Promus Capital; formerly CEO and President, Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2017-10-04 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments. |
| 2018-10-03 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994) |
| 2019-10-23 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly, Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2020-10-13 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly Director, LogicMark LLC (2012-2016); formerly Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); formerly, Member, Chicago Fellowship Board (2005-2016); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2021-10-12 | Formerly, Director of Quality Control Corporation (manufacturing) (since 2012); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-10-07 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2023-11-02 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-10-17 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012- 2021); formerly, Director of Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019). |
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth... CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2009-10-22 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; formerly CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2010-10-20 | Mr. Toth has a Bachelor of Science degree and an MBA. His career includes executive roles in investment management and securities lending. |
| 2011-10-14 | Director of Legal & General Investment Management America, Inc.; former CEO and President of Northern Trust Global Investments; has a Bachelor of Science degree and an MBA. |
| 2012-10-16 | Director of Legal & General Investment Management America, Inc. since 2008 and Managing Partner at Promus Capital since 2008. Formerly CEO and President of Northern Trust Global Investments (2004-2007); Executive Vice President of Quantitative Management & Securities Lending (2000-2004); previously, various positions with Northern Trust Company (since 1994). He graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2013-10-17 | Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004). |
| 2014-06-16 | Managing Partner, Promus Capital (since 2008); Director of Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and a member of its investment committee; formerly, member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2015-02-17 | Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004). |
| 2016-03-10 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; serves on boards of various investment and educational organizations. |
| 2017-02-24 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; Bachelor of Science and MBA degrees; no mention of programming or technical skills. |
| 2018-02-23 | Mr. Toth was a Co-Founding Partner of Promus Capital and held executive roles at Northern Trust Global Investments and Bankers Trust. |
| 2019-02-26 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-03-02 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2021-03-04 | Formerly, Director of Quality Control Corporation (manufacturing) (since 2012); formerly, Director of Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019); formerly, Director LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-02-24 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He has served as Co-Founding Partner of Promus Capital and held various executive roles in financial services. |
| 2023-03-30 | Formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly, Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-02-27 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021). |
| 2025-03-04 | Formerly, Co-Founding Partner, Promus Capital; formerly, CEO and President, Northern Trust Global Investments. |
| Filing Date | Source Excerpt |
|---|---|
| 2014-06-18 | Terence J. Toth (1959) Director Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and a member of its investment committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Members of the Nominating and Governance Committee are William J. Schneider, Chair, Robert P. Bremner, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Virginia L. Stringer and Terence J. Toth. The Compliance Committee members are Judith M. Stockdale, Chair, William C. Hunter, John K. Nelson and Virginia L. Stringer. Compensation: $305,513 from the Nuveen Fund Complex. |
| 2015-02-17 | Terence J. Toth, Board Member; Term: Class II Board Member until 2017 annual shareholder meeting; Length of Service: Since 2008; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $313,964; Committees: Audit Committee, Nominating and Governance Committee, Dividend Committee. |
| 2016-03-10 | Terence J. Toth Board Member Term: Class II Board Member until 2017 annual shareholder meeting Length of Service: Since 2008 Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and is Chair of its investment committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Dividend Committee are William C. Hunter, Chair, Judith M. Stockdale and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Compliance, Risk Management and Regulatory Oversight Committee are John K. Nelson, Chair, William C. Hunter, Judith M. Stockdale and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees $320,574. |
| 2017-02-24 | Terence J. Toth is Board Member. Term: Class II Board Member until 2017 annual shareholder meeting. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Dividend Committee are William C. Hunter, Chair, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, Albin F. Moschner, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $349,767. |
| 2018-02-23 | Terence J. Toth, Board Member, Term: Class II Board Member until 2020 annual shareholder meeting, Length of Service: Since 2008. The members of the Audit Committee include Terence J. Toth. The members of the Dividend Committee include Terence J. Toth. The members of the Nominating and Governance Committee include Terence J. Toth. The members of the Closed-End Funds Committee include Terence J. Toth. The members of the Executive Committee include Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $355,825. |
| 2019-02-26 | Terence J. Toth, Chairman of the Board; Board Member, Term: Class II Board Member until 2020 annual shareholder meeting, Length of Service: Since 2008, Chairman of the Board since July 1, 2018. The Board has elected Terence J. Toth as the independent Chairman of the Board. The Executive Committee members are Terence J. Toth, Chair. The Audit Committee members include Terence J. Toth. The Nominating and Governance Committee members include Terence J. Toth, Chair. The Closed-End Funds Committee members include Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $354,650. |
| 2020-03-02 | Terence J. Toth Chair of the Board; Board Member Term: Class II Board Member until 2020 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 1, 2018 ... The Executive Committee, which meets between regular meetings of the Board, is authorized to exercise all of the powers of the Board. The members of the Executive Committee are Terence J. Toth, Chair, and Albin F. Moschner. ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. ... The members of the Compliance Committee are John K. Nelson, Chair, Albin F. Moschner, Terence J. Toth, Margaret L. Wolff and Robert L. Young. ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... Terence J. Toth $490,225. |
| 2021-03-04 | Terence J. Toth, Chair of the Board; Board Member, Term: Class II Board Member until 2023 annual shareholder meeting, Length of Service: Since 2008, Chair of the Board since July 1, 2018. The members of the Executive Committee are Mr. Toth, Chair, Mr. Moschner and Ms. Wolff. The members of the Compliance Committee are Ms. Wolff, Chair, Mr. Nelson, Mr. Thornton, Mr. Toth and Mr. Young. The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Mr. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. The members of the Closed-End Funds Committee are Mr. Evans, Chair, Dr. Hunter, Mr. Toth, Ms. Wolff and Mr. Young. Total Compensation from Nuveen Funds Paid to Board Members: $467,300. |
| 2022-02-24 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 ... The members of the Executive Committee are Mr. Toth, Chair, Ms. Wolff and Mr. Young ... The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young ... The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Nelson, Mr. Thornton and Mr. Toth ... The members of the Dividend Committee are Mr. Young, Chair, Mr. Moschner, Mr. Nelson and Mr. Thornton ... The members of the Closed-End Funds Committee are Mr. Evans, Chair, Dr. Hunter, Ms. Lancellotta, Mr. Nelson, Mr. Toth and Ms. Wolff ... Total Compensation from Nuveen Funds Paid to Board Members Terence J. Toth $499,050. |
| 2023-03-30 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class II Board Member until 2023 annual shareholder meeting and nominee as Class II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 ... The Board has established seven standing committees ... The members of the Executive Committee are Mr. Toth, Chair ... The members of the Nominating and Governance Committee are Mr. Toth, Chair ... The members of the Investment Committee are ... Mr. Toth ... The members of the Closed-End Funds Committee are ... Mr. Toth ... Total Compensation from Nuveen Funds Paid to Board Members ... Terence J. Toth ... $526,950. |
| 2024-02-27 | Terence J. Toth 333 West Wacker Drive Chicago, IL 60606 1959 Co-Chair of the Board; Board Member Term: Class II Board Member until 2026 annual shareholder meeting and, for Multi-Market Income, nominee for Class II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008, Co-Chair of the Board since 2024 Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017). |
| 2025-03-04 | Terence J. Toth 333 West Wacker Drive Chicago, IL 60606 1959 Board Member Term: Class II Board Member until 2026 annual shareholder meeting and, for Multi-Market Income, nominee for Class II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008 Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director, Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008- 2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994). |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Standing for Initial Election Private Investor (since 2007); CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). The Board of each Fund has five standing committees: the executive committee, the dividend committee, the compliance, risk management and regulatory oversight committee, the audit committee and the nominating and governance committee. Effective July 1, 2008, Mr. Toth will serve as a member of the dividend and the nominating and governance committees of each Fund. The Board Member affiliated with Nuveen and the Adviser serves without any compensation from the Funds. Prior to January 1, 2008, for all Nuveen funds, Independent Board Members received a $95,000 annual retainer plus fees. Effective January 1, 2008, Independent Board Members receive a $100,000 annual retainer plus fees. The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member for its last fiscal year and paid for service on the boards of the Nuveen open-end and closed-end funds managed by the Adviser for the last fiscal year. Terence J. Toth total compensation: $0. |
| 2009-06-18 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Musso Capital Management (since 2008); Private Investor (since 2007); CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). The Board of each Fund has five standing committees: the executive committee, the audit committee, the nominating and governance committee, the dividend committee and the compliance, risk management and regulatory oversight committee. Jack B. Evans, Chair, Judith M. Stockdale and Terence J. Toth are current members of the dividend committee of each Fund. Robert P. Bremner, Jack B. Evans, David J. Kundert, Chair, William J. Schneider and Terence J. Toth are current members of the audit committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Based on the total compensation paid, including deferred fees (including the return from the assumed investment in the eligible Nuveen funds), to the Board Members for the calendar year ended December 31, 2008 for services to the Nuveen open-end and closed-end funds advised by NAM: Terence J. Toth $28,695. |
| 2010-06-18 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Promus Capital Management (since 2008); formerly CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004), Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 200 Other Complex Directorships Held: See Principal Occupation Description |
| 2011-06-22 | Terence J. Toth* c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Promus Capital (since 2008); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 245 See Principal Occupation Description |
| 2012-07-02 | Terence J. Toth (9/29/59) Board Member Term: Annual or Class II Board Member until 2014 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. Aggregate Compensation from the Funds: $263,891. Committees: Audit Committee, Dividend Committee, Nominating and Governance Committee. |
| 2013-06-27 | Terence J. Toth (9/29/59) Board Member Term: Annual or Class II Board Member until 2014 Length of Service: Since 2008 Managing Partner, Promus Capital. Members of the Audit Committee are Terence J. Toth. Members of the Dividend Committee are Terence J. Toth. Members of the Nominating and Governance Committee are Terence J. Toth. |
| 2014-06-16 | Terence J. Toth (1959) Board Member Term: Length of service: Since 2008 Managing Partner, Promus Capital (since 2008); Director of Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and a member of its investment committee; formerly, member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Number of Portfolios in Fund Complex Overseen by Board Member: 201. None. Members of the Audit Committee include Terence J. Toth. Members of the Dividend Committee include Terence J. Toth. Members of the Nominating and Governance Committee include Terence J. Toth. Aggregate Compensation from the Funds Paid to Board Members: $305,513. |
| 2015-07-01 | Terence J. Toth, Board Member; Term: Class II Board Member until 2017 annual shareholder meeting; Length of Service: Since 2008; Member of Audit Committee and Nominating and Governance Committee. |
| 2016-06-24 | Terence J. Toth, Board Member; Term: Class II Board Member until 2017 annual shareholder meeting; Length of Service: Since 2008; Compensation: $278,625; Committees: Audit Committee, Dividend Committee, Nominating and Governance Committee, Closed-End Funds Committee. |
| 2017-06-23 | Terence J. Toth is a Board Member and serves on the Audit Committee, Dividend Committee, Nominating and Governance Committee, and Closed-End Funds Committee. Total compensation from Nuveen Funds paid to Terence J. Toth is $349,767. |
| 2018-06-28 | Terence J. Toth, Board Member, Term: Since 2008. Chair of Executive Committee effective July 1, 2018. Member of Dividend Committee, Audit Committee, Nominating and Governance Committee, Closed-End Funds Committee. Compensation: $355,825. |
| 2019-06-28 | Terence J. Toth Chairman of the Board; Board Member Term: Class I or II Board Member until 2020 annual shareholder meeting Length of Service: Since 2008, Chairman of the Board since 2018 The Board has elected Terence J. Toth as the independent Chairman of the Board. The members of the Executive Committee are Terence J. Toth, Chair, Margo L. Cook and Albin F. Moschner. The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth. The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young. The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Albin F. Moschner, Carole E. Stone, Terence J. Toth and Robert L. Young. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $354,650. |
| 2020-06-26 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chairman of the Board; Board Member Length of Service: Since 2008, Chairman of the Board since 2018 ... The members of the Executive Committee are Terence J. Toth, Chair ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair ... The members of the Compliance Committee are John K. Nelson, Chair, Albin F. Moschner, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees Terence J. Toth $490,225. |
| 2021-06-25 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class I or II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 ... The members of the Executive Committee are Terence J. Toth, Chair ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair ... The members of the Compliance Committee are ... Terence J. Toth ... The members of the Closed-End Funds Committee are ... Terence J. Toth ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees ... $467,300. |
| 2022-06-28 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class I or II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since 2018 ...The members of the Executive Committee are Mr. Toth, Chair, Ms. Wolff and Mr. Young. ...The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. ...The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Nelson, Mr. Thornton and Mr. Toth. ...The members of the Closed-End Funds Committee are Mr. Evans, Chair, Dr. Hunter, Ms. Lancellotta, Mr. Nelson, Mr. Toth and Ms. Wolff. ...Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $499,050. |
| 2023-06-30 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class I or II Board Member until 2023 annual shareholder meeting and nominee as Class I or II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Total Compensation from Nuveen Funds Paid to Board Members/Nominees $416,325. |
| 2024-06-27 | Terence J. Toth, Co-Chair of the Board; Board Member, Term: Class I or II Board Member until 2026 annual shareholder meeting, Length of Service: Since 2008, Co-Chair of the Board since 2024, Formerly Co-Founding Partner of Promus Capital; Chair of Kehrein Center for the Arts; Executive Committee member; Nominating and Governance Committee member; Compliance Committee member; Investment Committee member; Closed-End Fund Committee member; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $607,350. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth - CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2009-06-18 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2010-06-18 | Mr. Toth has a Bachelor of Science degree and an MBA. His career includes executive roles in investment management and securities lending, with no mention of programming or technical skills. |
| 2011-06-22 | Mr. Toth has served as a Director of Legal & General Investment Management America, Inc. since 2008 and as a Managing Partner at Promus Capital since 2008. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2012-07-02 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and has a Bachelor of Science degree and an MBA. |
| 2013-06-27 | Mr. Toth is a Managing Partner at Promus Capital (since 2008). From 2008 to 2013, he served as a Director of Legal & General Investment Management America, Inc. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of Chicago Fellowship, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012), and is Chairman of the Board of Catalyst Schools of Chicago. He is on the Mather Foundation Board (since 2012) and is a member of its investment committee. Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. |
| 2014-06-16 | Terence J. Toth, Managing Partner at Promus Capital; former CEO and President of Northern Trust Global Investments; no mention of software or programming skills. |
| 2015-07-01 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; serves on boards of various organizations including Fulcrum IT Service LLC. |
| 2016-06-24 | Mr. Toth is a Managing Partner of Promus Capital and has held various executive positions in investment management. |
| 2017-06-23 | Co-Founding Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; Executive Vice President of Quantitative Management & Securities Lending; Bachelor of Science degree from University of Illinois; MBA from New York University. |
| 2018-06-28 | Formerly, Co-Founding Partner, Promus Capital; Director, Fulcrum IT Service LLC; CEO and President, Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2019-06-28 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-06-26 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He was a Co-Founding Partner of Promus Capital and held executive roles in investment management. |
| 2021-06-25 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. No mention of programming or software engineering experience. |
| 2022-06-28 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. His career includes roles in investment management and leadership, with no mention of programming or technical degrees. |
| 2023-06-30 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He was CEO and President of Northern Trust Global Investments and held various financial services roles. |
| 2024-06-27 | Mr. Toth was Co-Founding Partner of Promus Capital and held various director positions including at Fulcrum IT Services, LLC. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-05-16 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Nominee Term: Annual or Class II Board Member until 2011 Length of Service: Standing for Initial Election Private Investor (since 2007); CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 33 3 See Principal Occupation Description |
| 2009-04-02 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Musso Capital Management (since 2008); Private Investor (since 2007); CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). 193 See Principal Occupation Description The table below shows, for each Independent Board Member, the aggregate compensation paid by each Fund to each Board Member nominee for its last fiscal year. Total Compensation from Nuveen Funds Paid to Board Members/Nominees Terence J. Toth 28,695 Committees: Jack B. Evans, Chair, Judith M. Stockdale and Terence J. Toth are current members of the dividend committee of each Fund. Robert P. Bremner, Jack B. Evans, David J. Kundert, Chair, William J. Schneider and Terence J. Toth are current members of the audit committee of each Fund. Robert P. Bremner, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, William J. Schneider, Judith M. Stockdale, Carole E. Stone and Terence J. Toth are current members of the nominating and governance committee of each Fund. |
| 2010-02-26 | Terence J. Toth c/o Nuveen Investments, Inc. 333 West Wacker Drive Chicago, IL 60606 (9/29/59) Board Member Term: Annual or Class II Board Member until 2011 Length of Service: Since 2008 Director, Legal & General Investment Management America, Inc. (since 2008); Managing Partner, Musso Capital Management (since 2008); formerly CEO and President, Northern Trust Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member: Goodman Theatre Board (since 2004); Chicago Fellowship Board (since 2005), University of Illinois Leadership Council Board (since 2007) and Catalyst Schools of Chicago Board (since 2008); formerly Member: Northern Trust Mutual Funds Board (2005-2007), Northern Trust Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). Number of portfolios in Fund Complex: 199 Committees: Dividend Committee, Audit Committee, Nominating and Governance Committee. Total Compensation: $247,289. |
| 2011-03-30 | Terence J. Toth ... Director of Legal & General Investment Management America, Inc. ... The members of the Audit Committee are Terence J. Toth ... The members of the Nominating and Governance Committee are Terence J. Toth ... The members of the Dividend Committee are Terence J. Toth ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $230,630. |
| 2012-03-01 | Terence J. Toth (9/29/59) - Board Member. Term: Annual or Class II Board Member until 2014. Length of Service: Since 2008. Compensation: $263,891. Committees: Audit Committee, Nominating and Governance Committee. |
| 2013-02-28 | Terence J. Toth (9/29/59) Board Member Term: Annual or Class II Board Member until 2014 Length of Service: Since 2008 ... The members of the Audit Committee include Terence J. Toth ... The members of the Dividend Committee include Terence J. Toth ... The Nominating and Governance Committee members include Terence J. Toth ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees: Terence J. Toth $298,475. |
| 2014-06-16 | Terence J. Toth (1959) - Board Member; Managing Partner, Promus Capital; Committees: Audit Committee, Nominating and Governance Committee; Compensation: $305,513 from Nuveen Funds in 2013. |
| 2015-02-17 | Terence J. Toth is Board Member. He is a member of the Audit Committee, Nominating and Governance Committee and Dividend Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $313,964. |
| 2016-03-10 | Terence J. Toth, 1959, Board Member, Term: Class II Board Member until 2017 annual shareholder meeting, Length of Service: Since 2008. The members of the Executive Committee are William J. Schneider, Chair, William Adams IV and Terence J. Toth. The members of the Dividend Committee are William C. Hunter, Chair, Judith M. Stockdale and Terence J. Toth. The members of the Audit Committee are Jack B. Evans, Chair, David J. Kundert, John K. Nelson, Carole E. Stone and Terence J. Toth. The members of the Nominating and Governance Committee are William J. Schneider, Chair, Jack B. Evans, William C. Hunter, David J. Kundert, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Terence J. Toth and Margaret L. Wolff. The members of the Closed-End Funds Committee are Carole E. Stone, Chair, William Adams IV, Jack B. Evans, John K. Nelson, William J. Schneider and Terence J. Toth. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $320,574. |
| 2017-06-23 | Terence J. Toth is Board Member. Member of Audit Committee, Dividend Committee, Nominating and Governance Committee and Closed-End Funds Committee. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $349,767. |
| 2018-06-28 | Terence J. Toth, born 1959, Board Member, Term: Class I or Class II Board Member until 2020 annual shareholder meeting, Length of Service: Since 2008. Board Member Toth has been appointed Chairman of the Board, to take effect July 1, 2018. Board Member Toth serves as a director on the Board of Directors of the Mather Foundation (the “Foundation”) and is a member of its investment committee. The Foundation is the parent of the Mather LifeWays organization, a non-profit charitable organization. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $355,825. |
| 2019-06-28 | Terence J. Toth, Chairman of the Board; Board Member; Term: Class I or II Board Member until 2020 annual shareholder meeting; Length of Service: Since 2008, Chairman of the Board since 2018; The Board unanimously recommends that shareholders vote FOR the election of the nominees; The members of the Executive Committee are Terence J. Toth, Chair, Margo L. Cook and Albin F. Moschner; The members of the Audit Committee are Carole E. Stone, Chair, Jack B. Evans, William C. Hunter, John K. Nelson, and Terence J. Toth; The members of the Nominating and Governance Committee are Terence J. Toth, Chair, Jack B. Evans, William C. Hunter, Albin F. Moschner, John K. Nelson, Judith M. Stockdale, Carole E. Stone, Margaret L. Wolff and Robert L. Young; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $354,650. |
| 2020-06-26 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chairman of the Board; Board Member Term: Class I or II Board Member until 2020 annual shareholder meeting Length of Service: Since 2008, Chairman of the Board since 2018 ... The members of the Executive Committee are Terence J. Toth, Chair ... The members of the Nominating and Governance Committee are Terence J. Toth, Chair ... The members of the Compliance Committee are John K. Nelson, Chair, Albin F. Moschner, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... The members of the Closed-End Funds Committee are Jack B. Evans, Chair, Carole E. Stone, Terence J. Toth, Margaret L. Wolff and Robert L. Young ... Total Compensation from Nuveen Funds Paid to Board Members/ Nominees ... $490,225 ... |
| 2021-06-25 | Mr. Toth, the Nuveen Funds' Independent Chair, was a Co-Founding Partner of Promus Capital (2008-2017). From 2008 to 2013, he was a Director of Legal & General Investment Management America, Inc. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of Quality Control Corporation since 2012 and Catalyst Schools of Chicago since 2008. He is on the Mather Foundation Board since 2012 and is Chair of its Investment Committee and previously served as a Director of LogicMark LLC (2012-2016) and of Fulcrum IT Service LLC (2010-2019). Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. Mr. Toth joined the Board in 2008. |
| 2022-06-28 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class I or II Board Member until 2023 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since 2018 The members of the Executive Committee are Mr. Toth, Chair, Ms. Wolff and Mr. Young. The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Nelson, Mr. Thornton and Mr. Toth. The members of the Nominating and Governance Committee are Mr. Toth, Chair, Mr. Evans, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Ms. Stockdale, Ms. Stone, Mr. Thornton, Ms. Wolff and Mr. Young. The members of the Dividend Committee are Mr. Young, Chair, Mr. Moschner, Mr. Nelson and Mr. Thornton. The members of the Closed-End Funds Committee are Mr. Evans, Chair, Dr. Hunter, Ms. Lancellotta, Mr. Nelson, Mr. Toth and Ms. Wolff. Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $499,050. |
| 2023-06-30 | Terence J. Toth c/o Nuveen 333 West Wacker Drive Chicago, IL 60606 1959 Chair of the Board; Board Member Term: Class I or II Board Member until 2023 annual shareholder meeting and nominee as Class I or II Board Member until 2026 annual shareholder meeting Length of Service: Since 2008, Chair of the Board since July 2018 ... The members of the Executive Committee are Mr. Toth, Chair ... The members of the Nominating and Governance Committee are Mr. Toth, Chair ... The members of the Compliance Committee are Ms. Wolff, Chair, Dr. Hunter, Ms. Lancellotta, Ms. Medero, Mr. Thornton and Mr. Toth ... The members of the Investment Committee are Dr. Hunter, Chair, Mr. Evans, Ms. Lancellotta, Ms. Medero, Mr. Moschner, Mr. Nelson, Mr. Thornton, Mr. Toth, Ms. Wolff and Mr. Young ... Total Compensation from Nuveen Funds Paid to Board Members/Nominees Terence J. Toth $416,325 |
| 2024-06-27 | Terence J. Toth, Co-Chair of the Board; Board Member, Term: Class I or II Board Member until 2026 annual shareholder meeting, Length of Service: Since 2008, Co-Chair of the Board since 2024; Member of Executive Committee, Nominating and Governance Committee, Compliance Committee, Investment Committee, Closed-End Fund Committee; Total Compensation from Nuveen Funds Paid to Board Members/Nominees: $607,350. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-06-18 | Terence J. Toth - Managing Partner, Musso Capital Management; CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending. |
| 2010-06-18 | Mr. Toth has a Bachelor of Science degree and an MBA. His career includes executive roles in investment management and securities lending. No mention of programming or technical skills. |
| 2011-06-22 | Mr. Toth has served as a Director of Legal & General Investment Management America, Inc. since 2008 and as a Managing Partner at Promus Capital since 2008 ... Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2012-07-02 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and holds a Bachelor of Science and an MBA. |
| 2013-06-27 | Managing Partner at Promus Capital; former CEO and President of Northern Trust Global Investments; Bachelor of Science and MBA degrees. |
| 2014-06-16 | Managing Partner, Promus Capital (since 2008); Director of Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004). |
| 2015-07-01 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments. |
| 2016-06-24 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2017-06-23 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2018-06-28 | Formerly, Co-Founding Partner, Promus Capital; Director, Fulcrum IT Service LLC; CEO and President, Northern Trust Global Investments; has a Bachelor of Science degree and an MBA. |
| 2019-06-28 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-06-26 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He was a Co-Founding Partner of Promus Capital and held executive roles in financial services. |
| 2021-06-25 | Formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director of LogicMark LLC (health services) (2012-2016); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-06-28 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. His career includes roles in investment management and finance, with no mention of software or programming expertise. |
| 2023-06-30 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-06-27 | Mr. Toth was Co-Founding Partner of Promus Capital and held various director roles including at Fulcrum IT Services, LLC, but no direct programming or technical qualifications mentioned. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2009-10-22 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; formerly CEO and President, Northern Trust Investments. |
| 2010-10-20 | Mr. Toth...graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2011-10-14 | Director of Legal & General Investment Management America, Inc.; former CEO and President of Northern Trust Global Investments; has a Bachelor of Science degree and an MBA. |
| 2012-10-16 | Director of Legal & General Investment Management America, Inc.; Managing Partner, Promus Capital; formerly CEO and President of Northern Trust Global Investments; graduated with a Bachelor of Science degree from the University of Illinois and received his MBA from New York University. |
| 2013-09-10 | Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004). |
| 2014-06-16 | Terence J. Toth is Managing Partner at Promus Capital and former CEO of Northern Trust Global Investments; no software-related skills mentioned. |
| 2015-10-07 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation and LogicMark LLC; formerly CEO and President, Northern Trust Global Investments. |
| 2016-10-06 | Managing Partner, Promus Capital; formerly CEO and President of Northern Trust Global Investments. |
| 2017-10-04 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; holds a Bachelor of Science and an MBA. |
| 2018-10-03 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2019-10-23 | Formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly, Director, LogicMark LLC (2012-2016); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-10-13 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly Director, LogicMark LLC (2012-2016); formerly Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); formerly, Member, Chicago Fellowship Board (2005-2016); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2021-10-12 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2022-10-07 | Formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2023-11-02 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2019); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-06-18 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; CEO and President, Northern Trust Investments. |
| 2010-06-18 | Mr. Toth has a Bachelor of Science degree and an MBA. His career includes executive roles in investment management. No mention of programming or technical skills. |
| 2011-06-22 | Mr. Toth has served as a Director of Legal & General Investment Management America, Inc. since 2008 and as a Managing Partner at Promus Capital since 2008. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2012-07-02 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and has an MBA from New York University. |
| 2013-06-27 | Mr. Toth is a Managing Partner at Promus Capital (since 2008). From 2008 to 2013, he served as a Director of Legal & General Investment Management America, Inc. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of Chicago Fellowship, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012), and is Chairman of the Board of Catalyst Schools of Chicago. He is on the Mather Foundation Board (since 2012) and is a member of its investment committee. Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. |
| 2014-06-16 | Terence J. Toth is Managing Partner at Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments; Executive Vice President of Quantitative Management & Securities Lending. |
| 2015-07-01 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2016-06-24 | Managing Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2017-06-23 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; holds a Bachelor of Science and an MBA. |
| 2018-06-28 | Formerly CEO and President of Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending; Co-Founding Partner, Promus Capital; holds a Bachelor of Science degree and an MBA. |
| 2019-06-28 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-06-26 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He was a Co-Founding Partner of Promus Capital and held executive roles in financial services. |
| 2021-06-25 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He was a Co-Founding Partner of Promus Capital and held various executive roles in financial services. |
| 2022-06-28 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2019); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2023-06-30 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021); formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-06-28 | Formerly CEO and President of Northern Trust Global Investments; served on boards of various companies including Fulcrum IT Services LLC and LogicMark LLC. |
| Filing Date | Source Excerpt |
|---|---|
| 2008-06-30 | Terence J. Toth - Private Investor; CEO and President, Northern Trust Investments; Executive VP, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-06-18 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; no technical qualifications mentioned. |
| 2010-06-18 | Mr. Toth has a Bachelor of Science degree and an MBA. His career includes executive roles in investment management firms, with no mention of programming or technical skills. |
| 2011-06-22 | Mr. Toth has served as a Director of Legal & General Investment Management America, Inc. since 2008 and as a Managing Partner at Promus Capital since 2008. He was CEO and President of Northern Trust Global Investments and held various executive positions in investment management. |
| 2012-07-02 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and has a Bachelor of Science degree and an MBA. |
| 2013-06-27 | Mr. Toth is a Managing Partner at Promus Capital (since 2008). From 2008 to 2013, he served as a Director of Legal & General Investment Management America, Inc. From 2004 to 2007, he was Chief Executive Officer and President of Northern Trust Global Investments, and Executive Vice President of Quantitative Management & Securities Lending from 2000 to 2004. He also formerly served on the Board of the Northern Trust Mutual Funds. He joined Northern Trust in 1994 after serving as Managing Director and Head of Global Securities Lending at Bankers Trust (1986 to 1994) and Head of Government Trading and Cash Collateral Investment at Northern Trust from 1982 to 1986. He currently serves on the Boards of Chicago Fellowship, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012), and is Chairman of the Board of Catalyst Schools of Chicago. He is on the Mather Foundation Board (since 2012) and is a member of its investment committee. Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. In 2005, he graduated from the CEO Perspectives Program at Northwestern University. |
| 2014-06-16 | Terence J. Toth is Managing Partner at Promus Capital; director of several companies; former CEO and President of Northern Trust Global Investments. |
| 2015-07-01 | Managing Partner, Promus Capital; Director of Fulcrum IT Service LLC, Quality Control Corporation, and LogicMark LLC; former CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2016-06-24 | Mr. Toth is a Managing Partner of Promus Capital (since 2008). From 2008 to 2013, he served as a Director of Legal & General Investment Management America, Inc. |
| 2017-06-23 | Co-Founding Partner, Promus Capital; formerly CEO and President of Northern Trust Global Investments; MBA from New York University. |
| 2018-06-28 | Formerly, Co-Founding Partner, Promus Capital; Director, Fulcrum IT Service LLC; CEO and President, Northern Trust Global Investments; Bachelor of Science degree from the University of Illinois, and MBA from New York University. |
| 2019-06-28 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2020-06-26 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly Director, LogicMark LLC (2012-2016); formerly Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); formerly, Member, Chicago Fellowship Board (2005-2016); Member, Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-06-28 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2023-06-30 | Formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. |
| 2024-06-28 | Formerly, Director of Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007). |
| Filing Date | Source Excerpt |
|---|---|
| 2008-10-10 | Terence J. Toth - CEO and President, Northern Trust Investments; Executive Vice President, Quantitative Management & Securities Lending; various positions with Northern Trust Company. |
| 2009-10-22 | Terence J. Toth - Director, Legal & General Investment Management America, Inc.; Managing Partner, Musso Capital Management; formerly CEO and President, Northern Trust Investments. |
| 2010-10-20 | Mr. Toth...graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2011-10-14 | Mr. Toth has served as CEO and President of Northern Trust Global Investments and has a Bachelor of Science degree and an MBA. |
| 2012-10-16 | Director of Legal & General Investment Management America, Inc. since 2008; Managing Partner at Promus Capital since 2008; formerly CEO and President of Northern Trust Global Investments (2004-2007); Executive Vice President of Quantitative Management & Securities Lending (2000-2004). He graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. |
| 2013-10-17 | Managing Partner, Promus Capital; former CEO and President, Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending; MBA from New York University. |
| 2014-06-16 | Managing Partner, Promus Capital (since 2008); Director of Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994). |
| 2015-02-17 | Managing Partner, Promus Capital (since 2008); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012) and LogicMark LLC (since 2012); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004). |
| 2016-03-10 | Managing Partner, Promus Capital; former CEO and President of Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending. |
| 2017-02-24 | Co-Founding Partner of Promus Capital; former CEO and President of Northern Trust Global Investments; Bachelor of Science from University of Illinois and MBA from New York University. |
| 2018-02-23 | Mr. Toth was a Co-Founding Partner of Promus Capital and served as CEO and President of Northern Trust Global Investments. |
| 2019-02-26 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Director, Fulcrum IT Service LLC (since 2010), Quality Control Corporation (since 2012); formerly Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2020-03-02 | Formerly, Co-Founding Partner, Promus Capital (2008-2017); Quality Control Corporation (since 2012); formerly, Director, Fulcrum IT Services, LLC (2010-2019); formerly Director, LogicMark LLC (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (2008-2013); formerly, CEO and President, Northern Trust Global Investments (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (since 1994); Member, Chicago Fellowship Board (since 2005), Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (since 2012) and Chair of its Investment Committee; formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2021-03-04 | Formerly, Director of Fulcrum IT Service LLC (information technology services firm to government entities) (2010-2019); formerly, Director LogicMark LLC (health services) (2012-2016); formerly, Director, Legal & General Investment Management America, Inc. (asset management) (2008-2013); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012) and is Chair of its Investment Committee; formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (2003-2007) and Northern Trust Hong Kong Board (1997-2004). |
| 2022-02-24 | Mr. Toth graduated with a Bachelor of Science degree from the University of Illinois, and received his MBA from New York University. He joined the Board in 2008. |
| 2023-03-30 | Formerly, Director of Fulcrum IT Services LLC (information technology services firm to government entities) (2010-2019); formerly, Director, LogicMark LLC (health services) (2012-2016); formerly, CEO and President, Northern Trust Global Investments (financial services) (2004-2007); Executive Vice President, Quantitative Management & Securities Lending (2000-2004); prior thereto, various positions with Northern Trust Company (financial services) (since 1994); Chair of the Board of the Kehrein Center for the Arts (philanthropy) (since 2021); Member of Catalyst Schools of Chicago Board (since 2008) and Mather Foundation Board (philanthropy) (since 2012), formerly, Chair of its Investment Committee (2017-2022); formerly, Member, Chicago Fellowship Board (philanthropy) (2005-2016); formerly, Member, Northern Trust Mutual Funds Board (2005-2007), Northern Trust Global Investments Board (2004-2007), Northern Trust Japan Board (2004-2007), Northern Trust Securities Inc. Board (1999-2017) and Northern Trust Hong Kong Board (1997-2004). |
| 2024-02-27 | Formerly, Co-Founding Partner, Promus Capital (investment advisory firm) (2008-2017); formerly, Director of Quality Control Corporation (manufacturing) (2012-2021). |
| 2025-03-04 | Formerly, Co-Founding Partner, Promus Capital; CEO and President, Northern Trust Global Investments; Executive Vice President, Quantitative Management & Securities Lending. |
Data sourced from SEC filings. Last updated: 2025-10-12