Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2001-09-04 | Thomas J. Herzfeld Chairman and President of Thomas J. Herzfeld & Co., Inc. and Thomas J. Herzfeld Advisors, Inc. |
| 2002-08-30 | Chairman and President of Thomas J. Herzfeld & Co., Inc. and Thomas J. Herzfeld Advisors, Inc. |
| 2003-09-05 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer |
| 2004-09-02 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2005-08-31 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2006-08-31 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer |
| 2007-08-30 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2008-08-29 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2009-08-28 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2010-08-30 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2011-08-31 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2012-08-29 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2013-08-30 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. |
| 2014-08-29 | Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, 1981 to 2010, and Thomas J. Herzfeld Advisors, Inc., 1984 to present. |
| 2015-08-28 | Chairman and President of Thomas J. Herzfeld & Co. Inc., a broker dealer, 1981-2010, and Thomas J. Herzfeld Advisors, Inc. 1984- present. |
| 2016-08-29 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. |
| 2017-08-29 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. |
| 2018-08-29 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. |
| 2019-09-30 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. |
| 2020-08-31 | Thomas J. Herzfeld has served as Chairman of the Board since inception of The Herzfeld Caribbean Basin Fund, Inc. in 1993. In addition, he is the Chairman of Thomas J. Herzfeld Advisors, Inc., the Fund’s investment adviser. Mr. Herzfeld entered the securities industry in 1968, was founder of a New York Stock Exchange member firm in 1970 and was the Chairman and President of FINRA member firm Thomas J. Herzfeld & Co., Inc., formed in 1981. |
| 2021-10-01 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. |
| 2022-09-30 | Thomas J. Herzfeld entered the securities industry in 1968, was founder of a New York Stock Exchange member firm in 1970 and was the Chairman and President of FINRA member firm Thomas J. Herzfeld & Co., Inc. |
| 2023-09-28 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; and Portfolio Manager, 1984-present. No mention of technical or software skills. |
| 2024-09-30 | Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; and Portfolio Manager, 1984-present. |
Data sourced from SEC filings. Last updated: 2025-10-11