THOMAS J. HERZFELD

Corporate Board Profile

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HERZFELD CARIBBEAN BASIN FUND INC

Filing Date Source Excerpt
2001-09-04 Thomas J. Herzfeld Chairman and President of Thomas J. Herzfeld & Co., Inc. and Thomas J. Herzfeld Advisors, Inc. Age 56, President & Director, no direct compensation for their services on the Fund's Board.
2002-08-30 THOMAS J. HERZFELD President, 1993 to present Chairman and President of 2 The Cuba Fund, Inc. PO Box 161465 Chairman, Thomas J. Herzfeld & Co., Inc. (in registration) Miami, FL 33116 Director and Thomas J. Herzfeld Age: 57 Advisors, Inc. *"Interested person" of the Fund as defined by Section 2(a)(19) of the Investment Company Act of 1940. The Fund pays those directors who are not "interested persons" of the Fund $1,000 per year in addition to $400 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $8,600 for the fiscal year ended June 30, 2002. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2002 is set forth in the compensation table below. Mr. Herzfeld and Ms. Gondor receive no direct compensation for their services on the Fund's Board. Thomas J. Herzfeld* $0 $0 $0 $0 President and Director
2003-09-05 THOMAS J. HERZFELD* President, 1993 to present Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. Age: 58 Mr. Herzfeld and Ms. Gondor receive no direct compensation for their services on the Fund's Board.
2004-09-02 THOMAS J. HERZFELD* President, 1993 to present Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. * An "interested person" (as defined in the Investment Company Act of 1940) of the Fund because he/she is an officer and employee of the Fund's investment adviser. The Fund pays those directors who are not "interested persons" of the Fund $1,000 per year in addition to $400 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $7,800 for the fiscal year ended June 30, 2004. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2004, is set forth in the compensation table below. Thomas J. Herzfeld* $0 $0 $0 $0 President and Director
2005-08-31 Thomas J. Herzfeld President, 1993 to present Chairman and President of 2 The Cuba Fund, Inc. PO Box 161465 Chairman, Thomas J. Herzfeld & Co., Inc. (in registration) Miami, FL 33116 Director and Thomas J. Herzfeld Age: 60 Advisors, Inc.
2006-08-31 Thomas J. Herzfeld* President, 1993 to present Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. Age: 61 Mr. Herzfeld receives no direct compensation for his services on the Fund's Board.
2007-08-30 Thomas J. Herzfeld* President, 1993 to present Chairman and President of 2 The Cuba Fund, Inc. PO Box 161465 Chairman, Thomas J. Herzfeld & Co., Inc., (in registration) Miami, FL 33116 Director a broker dealer, and Age: 62 Thomas J. Herzfeld Advisors, Inc. ... Thomas J. Herzfeld* $0 $0 $0 $0 President and Director *"Interested person" of the Fund as defined by Section 2(a)(19) of the Investment Company Act of 1940.
2008-08-29 Thomas J. Herzfeld* PO Box 161465 Miami, FL 33116 Age: 63 President, Chairman, Director 1993 to present Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. The Cuba Fund, Inc. (in registration) *An “interested person” (as defined in the Investment Company Act of 1940) of the Fund because he/she is an officer and employee of the Fund’s investment adviser. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2008, is set forth in the compensation table below. Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board.
2009-08-28 Thomas J. Herzfeld, Age: 64, Manager, President, Chairman, Director and Portfolio Manager, 1993 to present. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2009, is set forth in the compensation table below. Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board.
2010-08-30 Thomas J. Herzfeld, Age: 65, President, Chairman, Director and Portfolio Manager, current term expires 2011; 1993 to present. Chairman and President of Thomas J. Herzfeld & Co., Inc. Compensation: $0.
2011-08-31 Thomas J. Herzfeld** PO Box 161465 Miami, FL 33116 Age: 66 President, Chairman, Director and Portfolio Manager current term expires 2011 1993 to present Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc. The Fund pays those directors who are not “interested persons” of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $20,800 for the fiscal year ended June 30, 2011. The aggregate compensation paid by the Fund to each of its directors serving during the fiscal year ended June 30, 2011, is set forth in the compensation table below. Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board.
2012-08-29 Thomas J. Herzfeld, Age: 67, President, Chairman, Director and Portfolio Manager, current term expires 2014 1993 to present; Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, and Thomas J. Herzfeld Advisors, Inc.; Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board.
2013-08-30 Thomas J. Herzfeld, Age: 68, President, Chairman, Director and Portfolio Manager, current term expires 2014, 1993 to present. Receives no direct compensation for his services on the Fund’s Board.
2014-08-29 Thomas J. Herzfeld ** Age: 69 President, Chairman, Director and Portfolio Manager Current term expires 2014. 1993 to present. Chairman and President of Thomas J. Herzfeld & Co., Inc., a broker dealer, 1981 to 2010, and Thomas J. Herzfeld Advisors, Inc., 1984 to present. The Fund pays those directors who are not "interested persons" of the Fund $2,000 per year in addition to $800 for each meeting of the Board attended, plus reimbursement for expenses. Such fees totaled $20,800 for the fiscal year ended June 30, 2014. Mr. Herzfeld receives no direct compensation for his services on the Fund’s Board.
2015-08-28 Thomas J. Herzfeld*** Age: 70 President, Chairman, Director and Portfolio Manager Current term expires 2017. 1993 to present. Chairman and President of Thomas J. Herzfeld & Co. Inc., a broker dealer, 1981-2010, and Thomas J. Herzfeld Advisors, Inc. 1984- present. Compensation: $0 (not paid for director service).
2016-08-29 Thomas J. Herzfeld*** Age: 71 Chairman, Director and Portfolio Manager Current term expires 2017. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. Director Compensation Thomas J. Herzfeld* $0
2017-08-29 Thomas J. Herzfeld** Age: 72 Chairman, Director and Portfolio Manager Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director.
2018-08-29 Thomas J. Herzfeld Age: 73 Chairman, Director and Portfolio Manager Current term expires 2020. 1993 to present. Chairman of the Board since inception. Chairman of Thomas J. Herzfeld Advisors, Inc., the Fund’s investment adviser. Compensation table: Thomas J. Herzfeld Director $0.
2019-09-30 Thomas J. Herzfeld Age: 74 Chairman, Director, Class III, and Portfolio Manager Current term expires 2020. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director. Thomas J. Herzfeld $0
2020-08-31 Thomas J. Herzfeld** Age: 75 Chairman, Director, Class III, and Portfolio Manager Current term expires 2020. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director.
2021-10-01 Thomas J. Herzfeld** Age: 76 Chairman, Director, Class III, and Portfolio Manager Current term expires 2023. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. Compensation table: Thomas J. Herzfeld $0.
2022-09-30 Thomas J. Herzfeld Age: 77 Chairman, Director, Class III, and Portfolio Manager Current term expires 2023. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; Portfolio Manager, 1984-present; and President, 1984-2016. Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director. For the fiscal year ended June 30, 2022, the compensation paid to Thomas J. Herzfeld was $0.
2023-09-28 Thomas J. Herzfeld** Age: 78 Chairman, Director, Class III, and Portfolio Manager Current term expires 2023. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; and Portfolio Manager, 1984-present. Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director.
2024-09-30 Thomas J. Herzfeld Age: 79 Chairman, Director, Class III, and Portfolio Manager Current term expires 2026. 1993 to present. Thomas J. Herzfeld Advisors, Inc., serving as Chairman, 1984-present; and Portfolio Manager, 1984-present. Directors who are current employees or officers of the Fund’s investment adviser (currently Mr. T. Herzfeld) are not paid compensation for their service as a director. Thomas J. Herzfeld $0

Data sourced from SEC filings. Last updated: 2026-02-03