THOMAS J. PERNA

Corporate Board Profile

Tech Score: 2/100

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Software Technology Evidence

1 mention(s) identify THOMAS J. PERNA as having software/technology expertise.

Company Filing Date Evidence Reason
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 2016-07-28 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry) He was Chairman and Chief Executive Officer of Quadriserv, Inc., a technology products company for securities lending industry, indicating involvement in technology and software products.

PIONEER HIGH INCOME FUND, INC.

Filing Date Source Excerpt
2006-08-08 Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2007-08-02 Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2008-07-30 Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2010-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2011-07-22 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2012-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present)
2013-08-02 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present); Private investor (2004 -- 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2014-08-06 Director, Broadridge Financial Solutions, Inc. (investor communications and securities processing provider for financial services industry) (2009 - present); Director, Quadriserv, Inc. (2005 - 2013)
2015-08-03 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004)
2016-07-28 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2017-03-28 Chairman (2008–2013) and Chief Executive Officer (2008–2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986–2004)
2017-08-04 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2018-07-27 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004)
2019-08-05 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2020-08-04 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2021-07-29 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2023-07-26 Private investor (2004 – 2008 and 2013 – present); Chairman and Director Financial Solutions, Inc. (investor communications and securities processing products for financial services industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004)
2024-08-21 Thomas J. Perna (73) - Private investor; Chairman of the Board; Director since 2006; Principal occupation includes financial and business experience as an executive officer and board member.

PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.

Filing Date Source Excerpt
2006-08-08 Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2007-08-02 Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004); Director of Quadriserv Inc. (technology products for securities lending industry)
2008-07-30 Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2010-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2011-07-22 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2012-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present)
2013-08-02 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present); Private investor (2004 -- 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2014-08-06 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2015-08-03 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry)
2016-07-28 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004)
2017-03-28 Thomas J. Perna (66) Chairman of the Board and Trustee; Private investor; Chairman and CEO of Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services).
2017-08-04 Private investor (2004 - 2008 and 2013 - present); Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2018-07-27 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004)
2019-08-05 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2020-08-04 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2021-07-29 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2023-07-26 Private investor (2004 – 2008 and 2013 – present); Chairman and Director Financial Solutions, Inc. (investor communications and securities processing products for financial services industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004)
2024-08-22 With respect to Mr. Perna, the Governance and Nominating Committee considered his extensive experience in senior leadership roles at financial services companies, including as the chief executive officer of a company that provided technology products to the securities lending industry, and as a senior executive of a financial and investment company services organization.

PIONEER MUNICIPAL HIGH INCOME FUND, INC.

Filing Date Source Excerpt
2006-08-08 Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2007-08-02 Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2008-07-30 Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2009-08-11 Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2010-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York.
2011-07-22 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004)
2012-07-30 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present)
2013-08-02 Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present)
2014-08-06 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2015-08-03 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004)
2016-07-28 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry)
2017-03-28 Thomas J. Perna (66) Chairman of the Board and Trustee Nominee Trusteesince2006 Private investor (2004–2008 and 2013–present); Chairman (2008–2013) and Chief Executive Officer (2008–2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986–2004)
2017-08-04 Private investor (2004 - 2008 and 2013 - present); Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004)
2018-07-27 Chairman of the Board and Trustee since 2007. Principal Occupation: Private investor; Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004).
2019-08-05 Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2020-08-04 Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2021-07-29 Private investor (2004 -- 2008 and 2013 -- present); Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004)
2022-07-29 Thomas J. Perna (71) Independent Director ... Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry).
2023-07-26 Private investor (2004 – 2008 and 2013 – present); Chairman and Chief Executive Officer (2008 – 2012), Quadriserv, Inc. (technology products for securities lending services industry); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004)
2024-08-22 With respect to Mr. Perna, the Governance and Nominating Committee considered his extensive experience in senior leadership roles at financial services companies, including as the chief executive officer of a company that provided technology products to the securities lending industry, and as a senior executive of a financial and investment company services organization.

Data sourced from SEC filings. Last updated: 2026-02-03