Corporate Board Profile
Tech Score: 1/100
1 mention(s) identify THOMAS J. PERNA as having software/technology expertise.
| Company | Filing Date | Evidence | Reason |
|---|---|---|---|
| PIONEER MUNICIPAL HIGH INCOME FUND, INC. | 2016-07-28 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry) | He was Chairman and Chief Executive Officer of Quadriserv, Inc., a technology products company for securities lending industry, indicating involvement in technology and software products. |
| Filing Date | Source Excerpt |
|---|---|
| 2019-10-02 | Operating, executive and management experience, including as chief executive officer of a provider of technology products to the securities industry; Technology industry experience and knowledge. |
| 2020-10-06 | Mr. Perna served as Chairman and Chief Executive Officer of Quadriserv, Inc., a technology products company in the securities lending industry. |
| 2021-10-05 | Specific Experience, Qualifications, Attributes or Skills: Operating, executive and management experience, including as chief executive officer of a provider of technology products to the securities industry; Financial services and technology industry experience and knowledge; Financial expertise and financial literacy; Sales and marketing experience; International business experience, including management of a global financial services firm; Corporate governance experience; Government and regulatory experience; Association/public policy experience; Risk management expertise. |
| 2022-09-27 | Specific Experience, Qualifications, Attributes or Skills: Operating, executive and management experience, including as chief executive officer of a provider of technology products to the securities industry |
| Filing Date | Source Excerpt |
|---|---|
| 2006-06-14 | Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2007-08-02 | Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2008-07-30 | Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2010-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services). |
| 2011-07-22 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2012-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present) |
| 2013-08-02 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present) |
| 2014-08-06 | Director, Broadridge Financial Solutions, Inc. (investor communications and securities processing provider for financial services industry) (2009 - present); Director, Quadriserv, Inc. (2005 - 2013) |
| 2015-08-03 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2016-07-28 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2017-03-28 | Thomas J. Perna (66) Chairman of the Board and Trustee Nominee Trusteesince2006 Private investor (20042008 and 2013present); Chairman (20082013) and Chief Executive Officer (20082012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (19862004) |
| 2017-08-04 | Private investor (2004 - 2008 and 2013 - present); Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2018-07-27 | Chairman of the Board and Trustee since 2007. Principal Occupation: Private investor; Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities). |
| 2019-08-05 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2021-07-29 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2022-07-29 | Thomas J. Perna (71) ... Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry). |
| 2023-07-26 | Private investor (2004 – 2008 and 2013 – present); Chairman and Director Financial Solutions, Inc. (investor communications and securities processing products for financial services industry); Senior Executive Vice President (2008 – 2012), Vice President, The Bank of New York (financial and securities services) (1986 – 2004) |
| 2024-08-21 | Thomas J. Perna (73) - accounting, financial, and business experience as an executive officer and experience as a board member of other organizations. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-08-08 | Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2007-08-02 | Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2008-07-30 | Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2010-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2011-07-22 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2012-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present) |
| 2013-08-02 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present); Private investor (2004 -- 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2014-08-06 | Director, Broadridge Financial Solutions, Inc. (investor communications and securities processing provider for financial services industry) (2009 - present); Director, Quadriserv, Inc. (2005 - 2013) |
| 2015-08-03 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2016-07-28 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2017-03-28 | Chairman (2008–2013) and Chief Executive Officer (2008–2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986–2004) |
| 2017-08-04 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2018-07-27 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2019-08-05 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2020-08-04 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2021-07-29 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2023-07-26 | Private investor (2004 – 2008 and 2013 – present); Chairman and Director Financial Solutions, Inc. (investor communications and securities processing products for financial services industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004) |
| 2024-08-21 | Thomas J. Perna (73) - Private investor; Chairman of the Board; Director since 2006; Principal occupation includes financial and business experience as an executive officer and board member. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-08-08 | Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2007-08-02 | Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004); Director of Quadriserv Inc. (technology products for securities lending industry) |
| 2008-07-30 | Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2010-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2011-07-22 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2012-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present) |
| 2013-08-02 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present); Private investor (2004 -- 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2014-08-06 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2015-08-03 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry) |
| 2016-07-28 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2017-03-28 | Thomas J. Perna (66) Chairman of the Board and Trustee; Private investor; Chairman and CEO of Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities services). |
| 2017-08-04 | Private investor (2004 - 2008 and 2013 - present); Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2018-07-27 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2019-08-05 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2020-08-04 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2021-07-29 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2023-07-26 | Private investor (2004 – 2008 and 2013 – present); Chairman and Director Financial Solutions, Inc. (investor communications and securities processing products for financial services industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004) |
| 2024-08-22 | With respect to Mr. Perna, the Governance and Nominating Committee considered his extensive experience in senior leadership roles at financial services companies, including as the chief executive officer of a company that provided technology products to the securities lending industry, and as a senior executive of a financial and investment company services organization. |
| Filing Date | Source Excerpt |
|---|---|
| 2006-08-08 | Private investor (2004-present); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2007-08-02 | Private investor (2004-present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2008-07-30 | Private investor (2004 - present); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2009-08-11 | Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 - present); Private investor (2004 - 2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2010-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York. |
| 2011-07-22 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present); Private investor (2004-2008); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986-2004) |
| 2012-07-30 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008-present) |
| 2013-08-02 | Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry) (2008 -- present) |
| 2014-08-06 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2015-08-03 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004) |
| 2016-07-28 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry) |
| 2017-03-28 | Thomas J. Perna (66) Chairman of the Board and Trustee Nominee Trusteesince2006 Private investor (2004–2008 and 2013–present); Chairman (2008–2013) and Chief Executive Officer (2008–2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986–2004) |
| 2017-08-04 | Private investor (2004 - 2008 and 2013 - present); Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 - 2004) |
| 2018-07-27 | Chairman of the Board and Trustee since 2007. Principal Occupation: Private investor; Chairman and Chief Executive Officer, Quadriserv, Inc. (technology products for securities lending industry); Senior Executive Vice President, The Bank of New York (financial and securities) (1986 -- 2004). |
| 2019-08-05 | Chairman (2008 - 2013) and Chief Executive Officer (2008 - 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2020-08-04 | Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2021-07-29 | Private investor (2004 -- 2008 and 2013 -- present); Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry); and Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 -- 2004) |
| 2022-07-29 | Thomas J. Perna (71) Independent Director ... Chairman (2008 -- 2013) and Chief Executive Officer (2008 -- 2012), Quadriserv, Inc. (technology products for securities lending industry). |
| 2023-07-26 | Private investor (2004 – 2008 and 2013 – present); Chairman and Chief Executive Officer (2008 – 2012), Quadriserv, Inc. (technology products for securities lending services industry); Senior Executive Vice President, The Bank of New York (financial and securities services) (1986 – 2004) |
| 2024-08-22 | With respect to Mr. Perna, the Governance and Nominating Committee considered his extensive experience in senior leadership roles at financial services companies, including as the chief executive officer of a company that provided technology products to the securities lending industry, and as a senior executive of a financial and investment company services organization. |
Source material: SEC submissions metadata and DEF 14A proxy filings from EDGAR. Last updated: 2026-03-22