Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2018-04-18 | Thomas M. Kent, CPA: Mr. Kent was a Partner at PricewaterhouseCoopers, LLP, where he served the Investment Management Industry for over 30 years, 24 years as a Partner. In so doing, he worked with and for more than 20 different and distinct Investment Company Boards, and along side several of those Boards' service providers, including Advisors, Custodians, Accounting Agents, Transfer Agents, Security Pricing Providers, Tax advisors and others. His clients included both large and small fund groups, with both open-end and closed-end fund structures. Therefore, he provides the Funds with deep expertise in audit, valuation, operational and governance matters. He serves on both the Valuation Committee and the Audit Committee of each Fund. |
| 2019-04-15 | Mr. Kent was a Partner at PricewaterhouseCoopers, LLP... He serves on both the Valuation Committee and the Audit Committee of each Fund... The members of each Fund's Audit Committee are Mr. Kent, Dr. Nabel, Mr. Reardon and Ms. Stebbins... The members of each Fund's Valuation Committee are Mr. Kent, Dr. Omstead, Mr. Pohotsky and Mr. Reardon... For the fiscal year ended September 30, 2018... Thomas M. Kent, CPA... $77,250. |
| 2020-04-14 | Mr. Kent serves on both the Valuation Committee and the Audit Committee of each Fund. ... Thomas M. Kent, CPA total compensation $100,000. |
| 2021-04-13 | Thomas M. Kent, CPA: Mr. Kent was a Partner at PricewaterhouseCoopers, LLP... He serves on both the Valuation Committee and the Audit Committee of each Fund. The members of each Fund's Audit Committee are Mr. Kent, Mr. Reardon and Ms. Stebbins. Mr. Reardon is the Chairman of each Fund's Audit Committee. Compensation Table shows Thomas M. Kent total compensation from all funds as $101,000. |
| 2022-04-12 | Thomas M. Kent, CPA: Mr. Kent was a Partner at PricewaterhouseCoopers LLP. He serves on the Governance and Nominating Committee and as chairman of the Audit Committee of each Fund. For the fiscal year ended September 30, 2021, his total compensation was $104,250. |
| 2023-04-11 | Mr. Kent was a Partner at PricewaterhouseCoopers LLP. He serves on the Governance and Nominating Committee and as Chairman of the Audit Committee of each Fund. The members of each Fund's QLCC are Dr. Jain and Mr. Kent. Mr. Kent is the Chairman of each Fund's QLCC. For the fiscal year ended September 30, 2022, the Independent Trustees as a group received $2,098 from HQH, $2,037 from THQ and $1,140 from THW for reimbursed expenses. The following table sets forth information regarding compensation of the Trustees and Executive Officer by each Fund for the fiscal year ended September 30, 2022... Thomas M. Kent, CPA $119,750 total compensation. |
| Filing Date | Source Excerpt |
|---|---|
| 2018-04-18 | Thomas M. Kent, CPA: Mr. Kent was a Partner at PricewaterhouseCoopers, LLP, where he served the Investment Management Industry for over 30 years, 24 years as a Partner. He serves on both the Valuation Committee and the Audit Committee of the Fund. Compensation Table: Thomas M. Kent, CPA $0. |
| 2019-04-15 | Mr. Kent was a Partner at PricewaterhouseCoopers, LLP, where he served the Investment Management Industry for over 30 years, 24 years as a Partner. He provides the Fund with deep expertise in audit, valuation, operational and governance matters. He serves on both the Valuation Committee and the Audit Committee of the Fund. ... The members of the Fund's Audit Committee are Mr. Kent, Dr. Nabel, Mr. Reardon and Ms. Stebbins. Mr. Kent also serves as a Director of Principal Global Investors Trust Co. ... For the fiscal year ended September 30, 2018, the Fund paid an annual fee of $15,000 to its Independent Trustees. The following table sets forth information regarding compensation of the Trustees and Executive Officer by the Fund for the fiscal year ended September 30, 2018: Thomas M. Kent, CPA: $19,500. |
| 2020-04-14 | Mr. Kent was a Partner at PricewaterhouseCoopers, LLP, where he served the Investment Management Industry for over 30 years, 24 years as a Partner. ... He serves on both the Valuation Committee and the Audit Committee of each Fund. ... The members of each Fund's Audit Committee are Mr. Kent, Mr. Reardon and Ms. Stebbins. Mr. Reardon is the Chairman of each Fund's Audit Committee. ... For the fiscal year ended September 30, 2019, Thomas M. Kent, CPA total compensation $100,000. |
| 2021-04-13 | Thomas M. Kent, CPA: Mr. Kent was a Partner at PricewaterhouseCoopers, LLP... He serves on both the Valuation Committee and the Audit Committee of each Fund. For the fiscal year ended September 30, 2020, the Independent Trustees as a group received $101,000 for Mr. Kent. |
| 2022-04-12 | Mr. Kent serves on the Governance and Nominating Committee and as Chairman of the Audit Committee of the Fund. Compensation Table shows total compensation of $104,250. |
| 2023-04-11 | Mr. Kent was a Partner at PricewaterhouseCoopers LLP. He serves on the Governance and Nominating Committee and as Chairman of the Audit Committee and Chairman of the Qualified Legal Compliance Committee. Compensation Table shows total compensation from all funds in fund complex paid to Mr. Kent is $119,750. |
Data sourced from SEC filings. Last updated: 2026-02-03