THOMAS R. KADLEC - Corporate Board Profile

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Filing Date	Source Excerpt
2004-08-23	Thomas R. Kadlec Trustee... Vice-President, Chief Financial Officer (1990 to Present), ADM Investor Services, Inc.; Registered Representative (2000 to Present), Segerdahl & Company, Inc., an NASD member (Broker-Dealer)
2005-08-19	Thomas R. Kadlec Trustee... Vice-President, Chief Financial Officer, ADM Investor Services, Inc. (Futures Commission Merchant) (1990 to Present); Registered Representative, Segerdahl & Company, Inc., an NASD member (Broker-Dealer) (2000 to Present); President, ADM Derivatives, Inc. (May 2005 to present)
2006-08-10	Thomas R. Kadlec Trustee 1 Year President, ADM 33 NONE c/o First Trust Advisors Derivatives, Inc. L.P. Since Fund (May 2005 to 1001 Warrenville Road Inception Present); Suite 300 Vice-President, Chief Lisle, IL 60532 Financial Officer, D.O.B.: 11/57 ADM Investor Services, Inc. (Futures Commission Merchant) (1990 to Present); Registered Representative, Segerdahl & Company, Inc., an NASD member (Broker-Dealer) (2000 to Present)
2006-08-10	President, ADM Derivatives, Inc. (May 2005 to Present); Vice-President, Chief Financial Officer, ADM Investor Services, Inc. (Futures Commission Merchant) (1990 to Present)
2007-08-06	Senior Vice President, Vice President and Chief Financial Officer, ADM Investor Services, Inc.; Vice President, ADM Derivatives, Inc.; Registered Representative, Segerdahl & Company, Inc.
2007-08-06	Thomas R. Kadlec Trustee Class I Senior Vice President (May 54 NONE c/o First Trust Advisors 2007 to Present), Vice L.P. Since Fund President and Chief 1001 Warrenville Road Inception Financial Officer (1990 to Suite 300 May 2007), ADM Investor Lisle, IL 60532 Services, Inc. (Futures DOB: 11/57 Commission Merchant); Vice President (May 2005 to Present), ADM Derivatives, Inc.; Registered Representative (2000 to present), Segerdahl & Company, Inc., an NASD member (Broker-Dealer)
2008-08-08	Senior Vice President and Chief Financial Officer (May 2007 to Present), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc.
2008-08-08	Senior Vice President and Chief Financial Officer (May 2007 to Present), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc.
2009-08-18	Senior Vice President and Chief Financial Officer (May 2007 to Present), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant)
2009-08-18	Senior Vice President and Chief Financial Officer (May 2007 to Present), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant)
2010-10-19	President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc. (Futures Commission Merchant)
2011-08-10	President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc.
2012-08-02	President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc.
2013-08-12	President (March 2010 to Present), Senior Vice President and Chief Financial Officer (May 2007 to March 2010), Vice President and Chief Financial Officer (1990 to May 2007), ADM Investor Services, Inc.
2014-08-12	Thomas R. Kadlec is President of ADM Investor Services Inc. ... employed in various accounting, financial, operations and risk management capacities.
2015-08-10	Thomas R. Kadlec is President of ADM Investor Services Inc.... employed in various accounting, financial, operations and risk management capacities.
2016-08-08	President, ADM Investor Services, Inc. (Futures Commission Merchant); employed in various accounting, financial, operations and risk management capacities
2017-08-08	President, ADM Investor Services, Inc. (Futures Commission Merchant); employed in accounting, financial, operations and risk management capacities
2018-08-07	Thomas R. Kadlec is President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities.
2019-08-05	Thomas R. Kadlec is President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities.
2020-08-10	Thomas R. Kadlec is President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities.
2021-08-09	Thomas R. Kadlec is President of ADM Investor Services Inc. ("ADMIS"), a futures commission merchant and wholly-owned subsidiary of the Archer Daniels Midland Company ("ADM"). Mr. Kadlec has been employed by ADMIS and its affiliates since 1990 in various accounting, financial, operations and risk management capacities.
2022-08-12	Retired; President, ADM Investor Services, Inc. (Futures Commission Merchant) (2010 to July 2022)
2023-08-03	Thomas R. Kadlec 1957 Trustee Class I Nominee Since Fund Inception Retired; President, ADM Investor Services, Inc. (Futures Commission Merchant) (2010 to July 2022)
2024-08-02	Retired; President, ADM Investor Services, Inc. (Futures Commission Merchant) (2010 to July 2022)