Corporate Board Profile
Tech Score: 20/100
8 mention(s) identify TOM D. SEIP as having software/technology expertise.
| Company | Filing Date | Evidence | Reason |
|---|---|---|---|
| NEUBERGER BERMAN MUNICIPAL FUND INC. | 2004-01-12 | Tom D. Seip General Partner, Seip Investments LP (a private investment partnership); Formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998 and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, Forward Management, Inc. (asset management) since 2001; Formerly, Director, General Magic (voice recognition software) 2001-2002; Director, E-Finance Corporation (credit decisioning services) 1999-2003; Director, Save-Daily.com (micro investing services) 1999-2003; Director, Offroad Capital Inc. (pre-public internet commerce company). | Has experience as a senior executive at Charles Schwab Corporation, including CEO of Charles Schwab Investment Management and involvement with Schwab Family of Funds and Schwab Investments. Also served as director of General Magic (voice recognition software) and other technology-related companies, indicating familiarity with software and technology. |
| NEUBERGER BERMAN MUNICIPAL FUND INC. | 2005-02-07 | Director, General Magic (voice recognition software) 2001 to 2002; Director, E-Finance Corporation (credit decisioning services) 1999 to 2003. | Has experience as a director of companies related to software and technology, including General Magic (voice recognition software) and E-Finance Corporation (credit decisioning services). |
| NEUBERGER BERMAN MUNICIPAL FUND INC. | 2006-03-02 | Tom D. Seip (56) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, America One Foundation since 1998; formerly, Director, Forward Management, Inc. (asset management), 1999-2006; formerly, Director, E-Bay Zoological Society; formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. | Has extensive experience in executive roles at Charles Schwab Corporation including CEO and EVP-Retail Brokerage, and director roles at technology-related companies such as E-Bay Zoological Society, General Magic (voice recognition software), and E-Finance Corporation (credit decisioning services), indicating familiarity with software and technology. |
| NEUBERGER BERMAN MUNICIPAL FUND INC. | 2007-03-13 | Tom D. Seip (57) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998, and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. Formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. | Has held senior executive roles in companies related to software and technology, including director roles at General Magic (voice recognition software) and E-Finance Corporation (credit decisioning services). |
| NEUBERGER BERMAN MUNICIPAL FUND INC. | 2008-03-13 | General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998, and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. | He has experience as a Senior Executive at Charles Schwab Corporation, including roles such as Chief Executive Officer of Charles Schwab Investment Management, Inc., and Executive Vice President-Retail Brokerage, indicating familiarity with financial software and technology companies. |
| NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC | 2004-01-12 | Tom D. Seip General Partner, Seip Investments LP (a private investment partnership); Formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998 and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, Forward Management, Inc. (asset management) since 2001; Formerly, Director, General Magic (voice recognition software) 2001-2002; Director, E-Finance Corporation (credit decisioning services) 1999-2003; Director, Save-Daily.com (micro investing services) 1999-2003; Director, Offroad Capital Inc. (pre-public internet commerce company). | Has experience as a Senior Executive at Charles Schwab Corporation including CEO of Charles Schwab Investment Management and was a Director at General Magic, a voice recognition software company, indicating software-related technical skills. |
| NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC | 2005-02-07 | Director, General Magic (voice recognition software) 2001 to 2002; Director, E-Finance Corporation (credit decisioning services) 1999 to 2003. | Has experience as a director of companies related to software and technology, including General Magic (voice recognition software) and E-Finance Corporation (credit decisioning services). |
| NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC | 2006-03-02 | Tom D. Seip (56) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998; Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, America One Foundation since 1998; formerly, Director, Forward Management, Inc. (asset management), 1999-2006; formerly, Director, E-Bay Zoological Society; formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. | Background includes senior executive roles at Charles Schwab Corporation, including CEO and EVP-Retail Brokerage, with experience in financial services and technology-related companies such as E-Bay Zoological Society, General Magic (voice recognition software), and E-Finance Corporation (credit decisioning services). |
| Filing Date | Source Excerpt |
|---|---|
| 2009-08-12 | Mr. Seip is Chariman of the Compensation Committee and a member of the Audit Committee of the Board of Directors of the Company. Director Compensation Table shows total compensation of $292,068. |
| 2010-08-13 | Mr. Seip is Chairman of the Compensation Committee and a member of the Audit Committee of the Board of Directors of the Company. Director compensation table shows total compensation of $185,468. |
| 2011-08-02 | Tom D. Seip Director since 2001Age 61Committees: 6 Compensation 6 Governance and Nominating Mr. Seip currently serves as the managing member of Way Too Much Stuff LLC and Ridgefield Farm LLC, all private investment vehicles. He served as the President, Chief Executive Officer and Director of Westaff, Inc., Walnut Creek, California, a temporary staffing services company, from May 2001 until January 2002. Mr. Seip was employed by Charles Schwab & Co., Inc., San Francisco, California, from January 1983 until June 1998 in various positions, including Chief Executive Officer of Charles Schwab Investment Management, Inc. from 1997 until June 1998 and Executive Vice President- Retail Brokerage from 1994 until 1997. Education Mr. Seip received a Bachelor of Arts Degree from Pennsylvania State University and participated in the Doctoral Program in Developmental Psychology at the University of Michigan. Other Boards and Appointments Mr. Seip is also Chairman of the Board of Trustees of the Neuberger Berman Mutual Funds, New York. Director Qualifications Mr. Seip brings to the Board useful financial insight and skills based on his extensive experience in investment management, financial product development, and management of branch office networks. Mr. Seip also has significant experience with the governance of public companies. |
| 2012-07-31 | Tom D. Seip Director since 2001 Age 62 Committees: 1 Governance and Nominating (Chair) 1 Compensation DIRECTOR COMPENSATION TABLE Tom D. Seip $95,700 $121,569 - $5,000 $223,269 |
| 2013-07-29 | Tom D. Seip Director since 2001 Age 63 Committees: Governance and Nominating (Chair) Compensation Mr. Seip currently serves as the managing member of Way Too Much Stuff LLC and Ridgefield Farm LLC, private investment vehicles. He served as the President, Chief Executive Officer, and Director of Westaff, Inc., Walnut Creek, California, a temporary staffing services company, from May 2001 until January 2002. Mr. Seip was employed by Charles Schwab & Co., Inc., San Francisco, California, from January 1983 until June 1998 in various positions, including Chief Executive Officer of Charles Schwab Investment Management, Inc. from 1997 until June 1998 and Executive Vice President Retail Brokerage from 1994 until 1997. Mr. Seip received a Bachelor of Arts degree from Pennsylvania State University and participated in the Doctoral Program in Developmental Psychology at the University of Michigan. Mr. Seip is Chairman of the Board of Trustees of the Neuberger Berman Mutual Funds, New York. Mr. Seip brings to the Board useful financial insight and skills based on his extensive experience in investment management, financial product development, and management of branch office networks and back office operations. Mr. Seip also has significant experience with the governance of public companies. Director Compensation Table Tom D. Seip Fees Earned or Paid in Cash ($): $108,000 Stock Awards ($): $127,164 All Other Compensation ($): $5,000 Total: $240,164 |
| 2014-07-28 | Tom D. Seip Director since 2001 Age 64 Committees: Governance and Nominating (Chair) Compensation Mr. Seip currently serves as the managing member of Way Too Much Stuff LLC and Ridgefield Farm LLC... The following table sets forth total director compensation for non-employee directors for fiscal year 2014. Tom D. Seip Fees Earned or Paid in Cash: $99,000 Stock Awards: $133,248 All Other Compensation: $5,000 Total: $237,248 |
| 2015-07-28 | Tom D. Seip Director since 2001 Age 65 Committees: Governance and Nominating (Chair) Compensation ...Mr. Seip brings to the Board useful financial insight and skills based on his extensive experience in investment management, financial product development, and management of branch office networks and back office operations. ...DIRECTOR COMPENSATION TABLE Tom D. Seip $102,500 Fees Earned or Paid in Cash $133,248 Stock Awards $5,000 All Other Compensation $240,748 Total |
| 2016-07-26 | Tom D. Seip Director since 2001 Age 66 Committees: Governance and Nominating (Chair) Compensation Mr. Seip currently serves as the managing member of Way Too Much Stuff LLC... DIRECTOR COMPENSATION TABLE Tom D. Seip $116,250 $148,417 $5,000 $269,667 |
| 2017-08-02 | Tom D. Seip Director since 2001 Age 67 Committees: Compensation Governance and Nominating Mr. Seip currently serves as the managing member of Way Too Much Stuff LLC. Director Compensation Table Tom D. Seip $241,406 total compensation. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-01-12 | Tom D. Seip General Partner, Seip Investments LP (a private investment partnership); Formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998 and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, Forward Management, Inc. (asset management) since 2001; Formerly, Director, General Magic (voice recognition software) 2001-2002; Director, E-Finance Corporation (credit decisioning services) 1999-2003; Director, Save-Daily.com (micro investing services) 1999-2003; Director, Offroad Capital Inc. (pre-public internet commerce company). |
| 2005-02-07 | Director, General Magic (voice recognition software) 2001 to 2002; Director, E-Finance Corporation (credit decisioning services) 1999 to 2003. |
| 2006-03-02 | Tom D. Seip (56) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, America One Foundation since 1998; formerly, Director, Forward Management, Inc. (asset management), 1999-2006; formerly, Director, E-Bay Zoological Society; formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. |
| 2007-03-13 | Tom D. Seip (57) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998, and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. Formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. |
| 2008-03-13 | General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998, and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. |
| 2010-04-29 | General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. |
| 2011-06-08 | General Partner, Ridgefield Farm LLC; formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002. |
| 2012-06-29 | Tom D. Seip: Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. He has experience as director of an asset management company. |
| 2013-07-29 | Tom D. Seip (1950) - General Partner, Ridgefield Farm LLC; formerly President and CEO, Westaff, Inc.; formerly Senior Executive, The Charles Schwab Corporation. |
| 2014-08-27 | Tom D. Seip: Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2015-07-31 | General Partner, Ridgefield Farm LLC; formerly, President and CEO, Westaff, Inc.; formerly, Senior Executive, The Charles Schwab Corporation. |
| 2016-08-19 | Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2018-08-14 | Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2019-09-04 | Formerly, Managing Member, Ridgefield Farm LLC (a private investment vehicle), 2004 to 2016; formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998. |
| 2021-08-24 | Tom D. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. He has experience as director of an asset management company. |
| 2022-08-10 | Formerly, Managing Member, Ridgefield Farm LLC (a private investment vehicle), 2004 to 2016; formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998; and Executive Vice President-Retail Brokerage, Charles Schwab & Co., Inc., 1994 to 1997. |
| Filing Date | Source Excerpt |
|---|---|
| 2004-01-12 | Tom D. Seip General Partner, Seip Investments LP (a private investment partnership); Formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998 and Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, Forward Management, Inc. (asset management) since 2001; Formerly, Director, General Magic (voice recognition software) 2001-2002; Director, E-Finance Corporation (credit decisioning services) 1999-2003; Director, Save-Daily.com (micro investing services) 1999-2003; Director, Offroad Capital Inc. (pre-public internet commerce company). |
| 2005-02-07 | Director, General Magic (voice recognition software) 2001 to 2002; Director, E-Finance Corporation (credit decisioning services) 1999 to 2003. |
| 2006-03-02 | Tom D. Seip (56) General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation from 1983 to 1999, including Chief Executive Officer, Charles Schwab Investment Management, Inc. and Trustee, Schwab Family of Funds and Schwab Investments from 1997 to 1998; Executive Vice President-Retail Brokerage, Charles Schwab Investment Management from 1994 to 1997. Director, H&R Block, Inc. (financial services company) since May 2001; Director, America One Foundation since 1998; formerly, Director, Forward Management, Inc. (asset management), 1999-2006; formerly, Director, E-Bay Zoological Society; formerly, Director, General Magic (voice recognition software), 2001 to 2002; formerly, Director, E-Finance Corporation (credit decisioning services), 1999 to 2003; formerly, Director, Save-Daily.com (micro investing services), 1999 to 2003. |
| 2008-04-30 | General Partner, Seip Investments LP (a private investment partnership); formerly President and CEO, Westaff, Inc. (temporary staffing). |
| 2010-04-29 | General Partner, Seip Investments LP (a private investment partnership); formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive at the Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc. |
| 2011-06-08 | General Partner, Ridgefield Farm LLC; formerly, President and CEO, Westaff, Inc.; formerly, Senior Executive, The Charles Schwab Corporation. |
| 2012-06-29 | Tom D. Seip: Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2013-07-29 | Tom D. Seip (1950) - General Partner, Ridgefield Farm LLC; formerly President and CEO, Westaff, Inc.; formerly Senior Executive, The Charles Schwab Corporation, including CEO of Charles Schwab Investment Management, Inc.; Director, H&R Block, Inc. |
| 2014-08-27 | Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. He has experience as a director of an asset management company. |
| 2015-07-31 | General Partner, Ridgefield Farm LLC; formerly, President and CEO, Westaff, Inc.; formerly, Senior Executive, The Charles Schwab Corporation. |
| 2016-08-19 | Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2018-08-14 | Mr. Seip has experience in senior management and as chief executive officer and director of a financial services company overseeing other mutual funds and brokerage. |
| 2019-09-04 | Formerly, Managing Member, Ridgefield Farm LLC (a private investment vehicle), 2004 to 2016; formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998. |
| 2021-08-24 | Tom D. Seip (1950) - Formerly Managing Member, Ridgefield Farm LLC; formerly President and CEO, Westaff, Inc.; formerly Senior Executive, The Charles Schwab Corporation, including CEO of Charles Schwab Investment Management. |
| 2022-08-10 | Formerly, Managing Member, Ridgefield Farm LLC (a private investment vehicle), 2004 to 2016; formerly, President and CEO, Westaff, Inc. (temporary staffing), May 2001 to January 2002; formerly, Senior Executive, The Charles Schwab Corporation, 1983 to 1998, including Chief Executive Officer, Charles Schwab Investment Management, Inc.; Trustee, Schwab Family of Funds and Schwab Investments, 1997 to 1998. |
Data sourced from SEC filings. Last updated: 2026-02-03