Corporate Board Profile
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| Filing Date | Source Excerpt |
|---|---|
| 2013-08-02 | W. Whitney George - In addition to his tenure as a director of the closed-end registered investment companies advised by Royce, Mr. George serves as Managing Director, Vice President and Co-Chief Investment Officer of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience. |
| 2014-08-04 | W. Whitney George - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. George currently serves as Managing Director and Vice President of Royce, having been employed by Royce since 1991. Mr. George has over 30 years of investment business experience. |
| Filing Date | Source Excerpt |
|---|---|
| 2013-07-01 | W. Whitney George** (52) 745 Fifth Avenue New York, NY 10151 Class II Director and Vice President Since 2013 Co-Chief Investment Officer, Managing Director and Vice President of Royce, having been employed by Royce since October 1991. 4 None |
| 2013-08-02 | W. Whitney George***Managing Director, Vice President and Co-Chief Investment Officer of R&A... Age 55, Class II Director and Vice President, Term expires 2013. |
| 2014-08-04 | W. Whitney George - In addition to his tenure as a Director/Trustee of The Royce Funds, Mr. George currently serves as Managing Director and Vice President of Royce, having been employed by Royce since 1991. |
| Filing Date | Source Excerpt |
|---|---|
| 2013-08-02 | W. Whitney George*** Managing Director, Vice President and Co-Chief Investment Officer of R&A, having been employed by R&A since October 1991. |
| 2014-08-04 | W. Whitney George** Managing Director and Vice President of R&A, having been employed by R&A since October 1991. Vice President and Member of Board of Directors/Trustees of The Royce Funds. |
| 2015-01-06 | W. Whitney George Managing Director and Vice President of R&A, having been employed by R&A since October 1991. Vice President and Member of Board of Directors of the Fund. Age 56. Class I Director and Vice President. Directors since 2013. No compensation relating to their services as a Director. |
| 2015-08-24 | W. Whitney George** Senior Portfolio Manager, Sprott Asset Management USA Inc., a registered investment adviser since March 2015; Managing Director and Vice President of Royce & Associates, LLC, a registered investment adviser, from October 1991 to March 2015. Age 57. Class I Director. Mr. George is an "interested person" of the Fund and acts as chairman at the Board meetings. |
| 2016-08-04 | W. Whitney George, 58, Class I Director, Interested Director, Chairman since January 2016, Senior Portfolio Manager since March 2015, Executive Vice President, Sprott Inc. |
| 2017-08-08 | W. Whitney George** Senior Portfolio Manager since March 2015 and Chairman since January 2017, Sprott Asset Management USA Inc., a registered investment adviser and Executive Vice President, Sprott Inc. since January 2017; Managing Director and Vice President of Royce & Associates, LLC, a registered investment adviser, from October 1991 to March 2015. Age 59. Class I Director. Interested person as defined in the 1940 Act. Mr. George acts as chairman at the Board meetings. |
| 2018-08-08 | W. Whitney George (Interested Director) ... Mr. George is an “interested person” of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to the position he holds with Sprott and his stock ownership in Sprott Inc., the parent company of Sprott Asset Management LP and Sprott Asset Management USA Inc. ... The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
| 2019-08-02 | W. Whitney George is an "interested person" of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to the position he holds with Sprott and his stock ownership in Sprott Inc., the parent company of Sprott Asset Management LP and Sprott Asset Management USA Inc. Certain biographical and other information concerning Mr. George is set forth below. W. Whitney George**Chief Investment Officer of Sprott Asset Management, LP, a registered investment adviser, since April 2018; Senior Portfolio Manager since March 2015 and Chairman since January 2017, Sprott Asset Management USA Inc., a registered investment adviser; President since January 2019 and Executive Vice President from January 2017 to January 2019 of Sprott Inc., an alternative asset manager; Managing Director and Vice President of Royce & Associates, LLC, a registered investment adviser, from October 1991 to March 2015. 61 Class IDirector 2013 2021 1 None |
| 2020-08-03 | W. Whitney George is an "interested person" of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to several relationships including his position as President of Sprott Inc., the parent company of Sprott Asset Management USA Inc., the Fund's sub-adviser. The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
| 2021-08-04 | W. Whitney George is an “interested person” of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to several relationships including his position as President of Sprott Inc., the parent company of Sprott Asset Management USA Inc., the Fund’s sub-adviser. The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
| 2022-08-10 | W. Whitney George is an "interested person" of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to several relationships including his position as Chief Executive Officer of Sprott Inc., the parent company of Sprott Asset Management USA Inc., the Fund's sub-adviser. Mr. George has served as the Chief Executive Officer of Sprott Inc. since June 30, 2022. The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
| 2023-08-21 | W. Whitney George is an “interested person” of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to several relationships including his position as Chief Executive Officer of Sprott Inc., the parent company of Sprott Asset Management USA Inc., the Fund’s adviser. The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
| 2024-08-06 | W. Whitney George is an “interested person” of the Fund within the meaning of Section 2(a)(19) of the 1940 Act due to several relationships including his position as Chief Executive Officer of Sprott Inc., the parent company of Sprott Asset Management USA Inc., the Fund’s adviser. The Board does not have a chairman, but Mr. George, an interested person of the Fund, acts as chairman at the Board meetings. |
Data sourced from SEC filings. Last updated: 2025-10-11