WERNER J. ROEDER - Corporate Board Profile

GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Filing Date	Source Excerpt
2006-04-21	WERNER J. ROEDER Since 2001*** Medical Director of Lawrence Hospital and practicing private physician
2007-04-05	WERNER J. ROEDER Medical Director of Lawrence Hospital and practicing private physician Age: 66
2008-04-07	WERNER J. ROEDER 5 Since 2001** Medical Director of Lawrence Hospital and practicing private physician Age: 67
2009-04-03	WERNER J. ROEDER(5) Since 2001*** Medical Director of Lawrence -- 22 Director Hospital and practicing private Age: 68
2009-04-03	WERNER J. ROEDER(5) Since 2001*** Medical Director of Lawrence -- 22 Director Hospital and practicing private Age: 68
2010-04-07	WERNER J. ROEDER. Dr. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. He has been a practicing surgeon for over 45 years. As Vice President of Medical Affairs at Lawrence Hospital, he is actively involved in quality, personnel, and financial matters concerning the hospital's $140 million budget. He is a member of the Fund's Nominating and Proxy Voting Committees and a member of both multi-fund ad hoc Compensation Committees and also serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits.
2011-04-04	Werner J. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. He is a member of the Fund's Nominating and Proxy Voting Committees and is a member of both multi-fund ad hoc Compensation Committees. The Fund pays each Director who is not affiliated with the Adviser or its affiliates a fee of $5,000 per year plus $750 per Board meeting attended, $500 per standing Committee meeting attended, and $500 per telephonic meeting attended, together with the Director's actual out-of-pocket expenses relating to his attendance at such meetings. The aggregate remuneration (excluding out-of-pocket expenses) paid by the Fund to such Directors during the fiscal year ended December 31, 2010 amounted to $70,934. Werner J. Roeder received $9,500 compensation from the Fund in 2010.
2012-03-30	Werner J. Roeder. Dr. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence HospitalCenter in Bronxville, New York. He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees and is a member of both multi-fund ad hoc Compensation Committees.
2013-04-04	Werner J. Roeder Director Age: 72 Since 2001* Medical Director of Lawrence Hospital and practicing private physician. He is a member of the Fund's Nominating and ad hoc Proxy Voting Committees and is a member of both multi-fund ad hoc Compensation Committees.
2014-04-02	Dr. Roeder is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees and is a member of both multi-fund ad hoc Compensation Committees. Aggregate Compensation from the Fund for Dr. Roeder was $6,500.
2015-03-31	Werner J. Roeder. Dr. Roeder is a practicing private physician and Former Medical Director of Lawrence Hospital Center in Bronxville, New York. He is a member of the Fund’s Nominating Committee, a member of the Fund’s ad hoc Proxy Voting Committee and a member of both multi-fund ad hoc Compensation Committees.
2016-03-29	Werner J. Roeder, M.D. Dr. Roeder is a practicing private physician. He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees. ... Aggregate Compensation from the Fund Paid to Directors: $6,969.
2017-04-03	Dr. Roeder is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees.
2018-03-28	Werner J. Roeder Director Age: 77 ...Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014) ...He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees.
2019-03-29	Werner J. Roeder is a retired physician. He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees. Werner J. Roeder compensation from the Fund was $6,250.
2020-03-26	Werner J. Roeder Director Age: 79 Since 2001** Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014). Member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees.
2021-03-29	Werner J. Roeder Director Age: 80 Since 2001*** Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014) Dr. Roeder is a retired physician with over forty-five years of experience and former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital in Bronxville, New York. He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees. The Fund pays each Independent Director an annual retainer of $3,000 plus $750 for each Board meeting attended. Each Independent Director is reimbursed by the Fund for any out of pocket expenses incurred in attending meetings. All Board committee members receive $500 per meeting attended, the Audit Committee Chairman receives an annual fee of $3,000, the Nominating Committee Chairman receives an annual fee of $2,000, and the Lead Independent Director receives an annual fee of $1,000. The aggregate remuneration (excluding out of pocket expenses) paid by the Fund to such Directors during the fiscal year ended December 31, 2020 amounted to $76,500. The following table sets forth certain information regarding the compensation of the Directors by the Fund and officers, if any, who were compensated by the Fund rather than the Adviser for the year ended December 31, 2020. COMPENSATION TABLE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 Name of Person and Position Aggregate Compensation from the Fund Werner J. Roeder Director $6,500
2022-03-24	Werner J. Roeder, M.D. Dr. Roeder is a retired physician with over forty-five years of experience and former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital in Bronxville, New York. As Vice President of Medical Affairs at New York Presbyterian/Lawrence Hospital, he was actively involved in personnel and financial matters concerning the hospital’s $140 million budget. He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees. Dr. Roeder serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits. Dr. Roeder is board certified as a surgeon by The American Board of Surgery and previously served in a consulting capacity to Empire Blue Cross/Blue Shield. He obtained his Doctorate in Medicine from New York Medical College.
2023-04-05	Werner J. Roeder, Director 1940, Since 2001**; Retired physician; Member of the Fund’s Nominating and ad hoc Proxy Voting Committees; Member of multi-fund ad hoc Compensation Committees; Compensation Table: Werner J. Roeder, Director, Aggregate Compensation from the Fund: $6,500.
2024-03-21	Werner J. Roeder Director 1940 Since 2001*** Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014) He is a member of the Fund’s Nominating and ad hoc Proxy Voting Committees, and a member of both multi-fund ad hoc Compensation Committees.
2025-03-20	Werner J. Roeder Director 1940 Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/ Lawrence Hospital (1999-2014) Aggregate Compensation from the Fund and Fund Complex Paid to Directors: $163,320

GABELLI MULTIMEDIA TRUST INC.

Filing Date	Source Excerpt
2002-04-18	WERNER J. ROEDER, MD Since 1999**** Medical Director of Lawrence Hospital and practicing private physician
2006-04-21	WERNER J. ROEDER Since 1999** Medical Director of Lawrence -- 23 Director Hospital and practicing private Age: 65
2007-04-05	WERNER J. ROEDER Medical Director of Lawrence Hospital and practicing private physician Age: 66
2008-04-18	WERNER J. ROEDER Since 1999* Medical Director of Lawrence -- 23 Director Hospital and practicing Age: 67 private physician AUDIT COMMITTEE REPORT The role of the Fund's Audit Committee (the "Audit Committee") is to assist the Board of Directors in its oversight of (i) the quality and integrity of the Fund's financial statement reporting process and the independent audit and reviews thereof; (ii) the Fund's accounting and financial reporting policies and practices, its internal controls, and, as appropriate, the internal controls of certain of its service providers; (iii) the Fund's compliance with legal and regulatory requirements; and (iv) the independent registered public accounting firm's qualifications, independence, and performance. The Audit Committee also is required to prepare an audit committee report pursuant to the rules of the Securities and Exchange Commission (the "SEC") for inclusion in the Fund's annual proxy statement. The Audit Committee operates pursuant to the Audit Committee Charter (the "Audit Charter") that was most recently reviewed and approved by the Board of Directors on February 28, 2008. The members of the Audit Committee are not, and do not represent themselves to be, professionally engaged in the practice of auditing or accounting and are not employed by the Fund for accounting, financial management, or internal control purposes. Moreover, the Audit Committee relies on and makes no independent verification of the facts presented to it or representations made by management or the Fund's independent registered public accounting firm. Accordingly, the Audit Committee's oversight does not provide an independent basis to determine that management has maintained appropriate accounting and/or financial reporting principles and policies, or internal controls and procedures, designed to assure compliance with accounting standards and applicable laws and regulations. Furthermore, the Audit Committee's considerations and discussions referred to above do not provide assurance that the audit of the Fund's financial statements has been carried out in accordance with the standards of the Public Company Accounting Oversight Board (United States) or that the financial statements are presented in accordance with generally accepted accounting principles (United States). Based on its consideration of the audited financial statements and the discussions referred to above with management and the Fund's independent registered public accounting firm, and subject to the limitations on the responsibilities and role of the Audit Committee set forth in the Audit Charter and those discussed above, the Audit Committee recommended to the Fund's Board of Directors that the Fund's audited financial statements be included in the Fund's Annual Report for the fiscal year ended December 31, 2007. SUBMITTED BY THE AUDIT COMMITTEE OF THE FUND'S BOARD OF DIRECTORS Anthony R. Pustorino, Chairman Werner J. Roeder Salvatore J. Zizza February 28, 2008 8 NOMINATING COMMITTEE The Board of Directors has a Nominating Committee composed of three Independent Directors (as such term is defined by the NYSE Listing Standards), namely Messrs. Colavita, Roeder, and Zizza. The Nominating Committee met once during the fiscal year ended December 31, 2007.
2010-05-14	WERNER J. ROEDER Since 1999*** Medical Director of Lawrence -- 22 Director Hospital and practicing private Age: 69 physician WERNER J. ROEDER. Dr. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. He has been a practicing surgeon for over 45 years. As Vice President of Medical Affairs at Lawrence Hospital, he is actively involved in quality, personnel, and financial matters concerning the hospital's $140 million budget. He is a member of the Fund's Audit Committee and the Fund's Nominating Committee and a member of both multi-fund ad hoc Compensation Committees. Dr. Roeder also serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits. Dr. Roeder is board certified as a surgeon by The American Board of Surgery and presently serves in a consulting capacity to Empire Blue Cross/Blue Shield. He obtained his Doctor in Medicine from New York Medical College. Dr. Roeder's education, professional training and experience, and other life experiences, including but not limited to his over 45 years of experience as a practicing surgeon, service as an officer of a hospital, consulting services to a national agency and service on the boards of other funds and committees within the Fund Complex, make him highly qualified to serve as a Director of the Fund.
2011-04-04	Werner J. Roeder Director Age: 70 Since 1999* Medical Director of Lawrence Hospital and practicing private physician Dr. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. He is a member of the Fund’s Audit and Nominating Committees, is a member of both multi-fund ad hoc Compensation Committees.
2012-03-30	Werner J. Roeder is a member of the Fund’s Audit and Nominating Committees.
2013-04-03	Werner J. Roeder Director Age: 72 Since 1999*** Medical Director of Lawrence Hospital and practicing private physician ... Dr. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. ... He is a member of the Fund’s Audit and Nominating Committees, is a member of both multi-fund ad hoc Compensation Committees, and also serves on comparable or other board committees with respect to other funds in the Fund Complex on whose boards he sits. ... Werner J. Roeder $11,536 $185,500 (22) Director
2014-04-01	Werner J. Roeder is Vice President of Medical Affairs/Medical Director of Lawrence Hospital Center in Bronxville, New York. He has been a practicing surgeon for over forty-five years. As Vice President of Medical Affairs at Lawrence Hospital, he is actively involved in personnel and financial matters concerning the hospital’s $140 million budget. He is a member of the Fund’s Audit Committee, is a member of both multi-fund ad hoc Compensation Committees.
2015-03-31	Werner J. Roeder. Dr. Roeder is a practicing private physician and Former Medical Director of Lawrence Hospital Center in Bronxville, New York. He is a member of the Fund’s Audit Committee, is a member of both multi-fund ad hoc Compensation Committees.
2017-04-03	Dr. Roeder is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2018-03-28	Werner J. Roeder, M.D. Director Age: 77 Dr. Roeder is a retired physician with over forty-five years of experience and former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital in Bronxville, New York. He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees. COMPENSATION TABLE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 Werner J. Roeder Director $10,000 (23)
2019-03-29	Werner J. Roeder is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2020-03-26	Werner J. Roeder Director Age: 79 Since 1999* Retired physician; Former Vice President of Medical Affairs (Medical Director) of New York Presbyterian/Lawrence Hospital (1999-2014) He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2021-03-29	Werner J. Roeder, M.D. Dr. Roeder is a retired physician... He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2022-03-24	Werner J. Roeder, M.D. Dr. Roeder is a retired physician... He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2023-04-05	Werner J. Roeder is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.
2024-03-21	Werner J. Roeder Director 1940 ...Dr. Roeder is a retired physician...He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees...Werner J. Roeder $10,000
2025-03-20	Werner J. Roeder is a retired physician. He is a member of the Fund’s Audit Committee and both multi-fund ad hoc Compensation Committees.