Corporate Board Profile
Tech Score: 0/100
| Filing Date | Source Excerpt |
|---|---|
| 2007-07-23 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 15 years experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company where he represents some of the world’s most respected aerospace and defense companies. Mr. Alderman started his career at Bankers Trust Company and has held senior positions in investment management and corporate development at GE Capital, Aviation Sales Company, and most recently as Managing Director of the aviation investment banking practice of Fieldstone. Mr. Alderman received a MBA from J.L. Kellogg Graduate School of Management in 1989 and is also a graduate of Kenyon College and the Taft School. From January 2007 to the present, the members were and are Mr. William Alderman (Chair), Mr. Dieckmann and Mr. Delaney. At all times Messrs. Dyer, Dieckmann, Aldrich and Alderman satisfied the independence requirements of Section 4200(a) (15) of the Nasdaq Marketplace Rules. No compensation for directors is stated for Mr. Alderman. |
| 2008-03-13 | William H. Alderman joined the Board of Directors in January 2007... Nominating and Corporate Governance Committee members were Mr. Alderman (Chair), Mr. Dieckmann and Mr. Delaney... Summary of Non-Executive Director Compensation shows William H. Alderman with no compensation for the year ended September 30, 2007. |
| 2009-03-20 | William H. Alderman joined the Board of Directors in January 2007. For fiscal 2008 and to the present, the members of the Nominating and Corporate Governance Committee members were and are Mr. Alderman (Chair), Mr. Dieckmann and Mr. Johnson. Summary of Non-Executive Director Compensation: William H. Alderman: Fees Earned or Paid in Cash: $17,500; Nonqualified Stock Awards: $2,725; All Other Compensation: $417; Total: $20,642. |
| 2010-07-16 | William H. Alderman joined the board of directors in January 2007. Mr. Alderman has over 15 years experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company Capital, LLC, a securities broker specializing in the aerospace and defense industries. Mr. Alderman started his career at Bankers Trust Company and has held senior positions in investment management and corporate development at GE Capital, Aviation Sales Company, and most recently as managing director of the aviation investment banking practice of Fieldstone Investments. Mr. Alderman received a MBA from the J.L. Kellogg Graduate School of Management in 1989 and is also a graduate of Kenyon College and the Taft School. Mr. Alderman is currently a director of Breeze-Eastern Corp. (member - Strategic Planning Committee). Summary of Non-Executive Director Compensation: William H. Alderman $20,833 fees earned in cash, $1,762 all other compensation, $8,375 non-equity incentive plan compensation, total $30,970. |
| 2013-01-02 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 20 years experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. ... During the fiscal year ended September 30, 2012, the members of the Management Resources and Compensation Committee were and are Mr. Black (Chair), Mr. Johnson and Mr. Alderman. ... The Strategic Planning Committee was created in order to confirm the strategic decisions of the Company ... the members of this committee were Messrs. Alderman, Delaney and Johnson. ... The Nominating and Corporate Governance Committee members during the fiscal year ended September 30, 2012 were Mr. Delaney (Chair), Mr. Alderman, and Mr. Johnson. ... Summary of Non-Executive Director Compensation ... William H. Alderman ... $20,417 Stock Awards ... $22,800 Fees Earned or Paid in Cash ... Total $43,217. |
| 2014-01-03 | During the fiscal year ended September 30, 2013, the members of the Management Resources and Compensation Committee were and are Mr. Black (Chair), Mr. Johnson and Mr. Alderman. ... Summary of Non-Executive Director Compensation ... William H. Alderman $20,000 fees earned, $11,588 stock awards, total $31,588. |
| 2014-12-31 | Management Resources and Compensation Committee. The members of the Management Resources and Compensation Committee were, and currently are, Mr. Alderman (Chair), Mr. Johnson and Mr. Yerks. Summary of Non-Executive Director Compensation William H. Alderman $20,833 fees earned or paid in cash, $18,700 stock awards, total $39,533. |
| 2016-01-15 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 20 years experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company, a securities broker specializing in the aerospace and defense industries. ... Mr. Alderman served as a director of Breeze‑Eastern Corp. (chair-nominating committee and member-Audit Committee and Strategic Planning Committee) from 2007 to January 2012. ... For the fiscal year ended September 30, 2015, our non-executive directors were compensated as follows: ... William H. Alderman: Total ($) 55,875. |
| 2016-12-29 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 20 years’ experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company, a securities broker specializing in the aerospace and defense industries. Mr. Alderman started his career at Bankers Trust Company and has held senior positions in investment management and corporate development at GE Capital (1990-1995), Aviation Sales Company (1996-1999), and as Managing Director of the aviation investment banking practice of Fieldstone Investments (1999-2001). Mr. Alderman received a MBA from J.L. Kellogg Graduate School of Management in 1989 and is also a graduate of Kenyon College and the Taft School. Mr. Alderman served as a director of Breeze‑Eastern Corp. (chair-nominating committee and member-Audit Committee and Strategic Planning Committee) from 2007 to January 2012. |
| 2017-12-29 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 20 years’ experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company, a securities broker specializing in the aerospace and defense industries. Mr. Alderman started his career at Bankers Trust Company and has held senior positions in investment management and corporate development at GE Capital (1990-1995), Aviation Sales Company (1996-1999), and as Managing Director of the aviation investment banking practice of Fieldstone Investments (1999-2001). Mr. Alderman received a MBA from J.L. Kellogg Graduate School of Management in 1989 and is also a graduate of Kenyon College and the Taft School. Mr. Alderman served as a director of Breeze‑Eastern Corp. (chair-nominating committee and member-Audit Committee and Strategic Planning Committee) from 2007 to January 2012. For the fiscal year ended September 30, 2017, our non-executive directors were compensated as follows: The annual director fee for our non-executive directors was $33,500; The Chairman of Board received an additional $9,500; The Chairman of the Audit Committee received an additional $4,750 and the Chairman of the Management Resources and Compensation Committee and Chairman of the Nominating and Corporate Governance Committee each received an additional $3,250; For fiscal 2017, each non-executive director was granted 12,500 shares for service on the Board during such year, pro rata based on the number of months served during the year. In addition, each non-executive director is eligible for an additional annual grant of 1,250 shares of restricted stock for each committee membership held by a non-executive director. Such shares are granted under the Company’s 2016 Omnibus Equity Incentive Plan (the “2016 Plan”). Further, our Chairman of the Board was granted an additional 2,500 shares of restricted stock under the 2016 Plan. These shares are fully vested on the date of grant, unless otherwise determined by the Management Resources and Compensation Committee; A summary of non-executive compensation as of September 30, 2017, in whole dollars, is as follows: William H. Alderman Fees Earned or Paid in Cash ($) 36,750 Stock Awards ($) 78,975 Total ($) 115,725. |
| 2019-01-28 | William H. Alderman joined the Board of Directors in January 2007. Mr. Alderman has over 20 years’ experience providing investment banking services across multiple industries, with a particular expertise in financings, and mergers and acquisitions in the aerospace and defense industry. Since March 2001, Mr. Alderman has been the President of Alderman & Company, a securities broker specializing in the aerospace and defense industries. ... Currently, Mr. Alderman serves on the board of directors of Telos Corp. Previously, Mr. Alderman served as a director of Breeze‑Eastern Corp. (chair-nominating committee and member-Audit Committee and Strategic Planning Committee) from 2007 to January 2012. ... For the fiscal year ended September 30, 2018, our non-executive directors were compensated as follows: the annual director fee for our non-executive directors was $33,500; ... each non-executive director was granted 12,500 shares for service on the Board during such year, pro rata based on the number of months served during the year. In addition, each non-executive director is eligible for an additional annual grant of 1,250 shares of restricted stock for each committee membership held by a non-executive director. ... Summary of non-executive compensation for the fiscal year ended September 30, 2018, in whole dollars, is as follows: William H. Alderman Fees Earned or Paid in Cash ($) 34,583 Stock Awards ($) 89,250 Total ($) 123,833. |
| Filing Date | Source Excerpt |
|---|---|
| 2018-04-12 | William H. Alderman 55 Founder and President, Alderman & Company®, founded in 2001, and its affiliate, Alderman & Company Capital, LLC, founded in 2005, a registered broker-dealer providing management consulting and investment banking services, specializing in sell-side M&A services, to the aerospace and defense industry. Mr. Alderman has been a director of the Company since March 21, 2018. Prior to holding his current position, Mr. Alderman held a number of senior positions in corporate development, finance, and banking, such as General Electric Company (NYSE: GE), Aviation Sales Company (NYSE: AVS), and Fieldstone Private Capital Group. Mr. Alderman has also served on several corporate boards and key committees of publicly-held and private companies: Board (currently Chair, Management Resources and Compensation Committee and member of Audit Committee) of DLH Holdings Corp. (NASDAQ: DLHC), a services supplier to the U.S. Department of Defense and the U.S. Department of Veterans Affairs, since 2007; and Board (Chair, Nominating Committee and member of Audit Committee and Strategic Planning Committee) of Breeze-Eastern Corporation (AMEX: BZC), a helicopter winch and aircraft linear actuation systems supplier, from 2007 to 2012. In the past, Mr. Alderman also served on the corporate boards of the following privately-held entities: HM Bullard Company, a retail business; UFC Aerospace Corp., a provider of aerospace logistics/integrated supply chain solutions; and Cox & Co., an ESOP-owned provider of ice protection and temperature control systems to the aerospace industry. He also held a number of non-profit board positions. Mr. Alderman earned an MBA from the J.L. Kellogg Graduate School of Management (1989) and a Bachelor of Arts degree from Kenyon College (1984). He also holds numerous securities industry licenses, including series 7, 24, 63 and 65. Mr. Alderman was appointed to the Board pursuant to the Company's governing documents by Mr. Siegel to fill the vacancy created by Mr. Hamot's resignation and his appointment is not subject to any recommendations for election by the Board. Mr. Siegel has not advised the Company of the specific experience, qualifications, attributes or skills that led to the conclusion that Mr. Alderman should serve as a director. Mr. Alderman is paid through a compensation arrangement with Wynnefield Partners Small Cap Value, L.P. ("Wynnefield"), one of the holders of the Public Preferred Stock. For each full 30-day period of service as a Board member, Mr. Alderman shall receive $5,000.00. In addition, Wynnefield will reimburse Mr. Alderman for all necessary and reasonable travel and related expenses incurred in connection with Board meeting attendance or other required Board activities. |
| 2019-04-10 | Mr. Alderman is paid through a compensation arrangement with Wynnefield. For each full 30-day period of service as a Board member, Mr. Alderman shall receive $5,000. In addition, Wynnefield will reimburse Mr. Alderman for all necessary and reasonable travel and related expenses incurred in connection with Board meeting attendance or other required Board activities. |
| 2020-04-20 | William H. Alderman, 57, Founder and President, Alderman & Company®, founded in 2001, and its affiliate, Alderman & Company Capital, LLC, founded in 2005, a registered broker-dealer providing management consulting and investment banking services, specializing in sell-side M&A services, to the aerospace and defense industry. Mr. Alderman has been a director of the Company since March 21, 2018. |
| 2020-10-16 | The names of the current directors who shall serve until their successors are duly elected and qualify are: William H. Alderman |
Data sourced from SEC filings. Last updated: 2025-10-12