WILLIAM L. KOKE - Corporate Board Profile

ROYCE MICRO-CAP TRUST, INC.

Filing Date	Source Excerpt
2001-08-14	William L. Koke 66 Director 2001 Preferred only Financial planner with Shoreline Financial Consultants; prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2002-09-05	Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc.
2003-08-25	William L. Koke Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2004-08-18	Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2005-08-31	Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2006-08-23	Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2007-08-24	Private investor. Prior roles include President of Shoreline Financial consultants and Director of Financial Relations of SONAT, Inc.
2008-08-21	Private investor; prior business experience includes President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2009-08-14	Private investor. Mr. Koke’s prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

Filing Date

Source Excerpt

2001-08-14

William L. Koke 66 Director 2001 Preferred only Financial planner with Shoreline Financial Consultants; prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2002-09-05

Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc.

2003-08-25

William L. Koke Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2004-08-18

Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2005-08-31

2006-08-23

2007-08-24

Private investor. Prior roles include President of Shoreline Financial consultants and Director of Financial Relations of SONAT, Inc.

2008-08-21

Private investor; prior business experience includes President of Shoreline Financial consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2009-08-14

Private investor. Mr. Koke’s prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

ROYCE SMALL-CAP TRUST, INC.

Filing Date	Source Excerpt
2001-08-14	William L. Koke 66 Director 2001 Preferred only Financial planner with Shoreline Financial Consultants; prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2002-09-05	William L. Koke 67 Director 2001 Preferred 17 None Financial planner with only Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2003-08-25	William L. Koke 68 Director Financial planner with Shoreline Financial Consultants. ... The current members of the Audit Committee are Donald R. Dwight, Richard M. Galkin, Stephen L. Isaacs, William L. Koke, David L. Meister and G. Peter O'Brien. Mr. Galkin serves as Chairman of the Committee. ... Each Independent Director receives a base fee of $10,000 per year plus $1,000 for each meeting of the Board of Directors attended. No Director received remuneration for services as a Director for the year ended December 31, 2002 in addition to or in lieu of this standard arrangement. ... William L. Koke, Director $15,000 None None $65,250
2004-08-18	William L. Koke 69 Director 2001 2004 Preferred only Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2005-08-31	William L. Koke 70 Director 2001 2005 Preferred 23 None Private investor. only Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2006-08-23	William L. Koke 71 Director 2001 2006 Preferred only Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2007-08-23	William L. Koke Private investor. Age 72. Director. Elected 2001. Term expires 2007. Elected by Preferred only. Member of the Fund's Audit Committee and its Nominating Committee. Total compensation from the Fund paid to Mr. Koke was $16,254.
2008-08-21	William L. Koke Private investor; Director; Age 74; Compensation: $16,200 from the Fund.
2009-08-14	William L. Koke 74 Director 2001 2009 Preferred 30 None Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc. Director only. Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien are each a member of the Fund's Audit Committee and its Nominating Committee. Total compensation from the Fund: $16,200.

Filing Date

Source Excerpt

2001-08-14

2002-09-05

William L. Koke 67 Director 2001 Preferred 17 None Financial planner with only Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2003-08-25

William L. Koke 68 Director Financial planner with Shoreline Financial Consultants. ... The current members of the Audit Committee are Donald R. Dwight, Richard M. Galkin, Stephen L. Isaacs, William L. Koke, David L. Meister and G. Peter O'Brien. Mr. Galkin serves as Chairman of the Committee. ... Each Independent Director receives a base fee of $10,000 per year plus $1,000 for each meeting of the Board of Directors attended. No Director received remuneration for services as a Director for the year ended December 31, 2002 in addition to or in lieu of this standard arrangement. ... William L. Koke, Director $15,000 None None $65,250

2004-08-18

William L. Koke 69 Director 2001 2004 Preferred only Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2005-08-31

William L. Koke 70 Director 2001 2005 Preferred 23 None Private investor. only Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2006-08-23

William L. Koke 71 Director 2001 2006 Preferred only Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.

2007-08-23

William L. Koke Private investor. Age 72. Director. Elected 2001. Term expires 2007. Elected by Preferred only. Member of the Fund's Audit Committee and its Nominating Committee. Total compensation from the Fund paid to Mr. Koke was $16,254.

2008-08-21

William L. Koke Private investor; Director; Age 74; Compensation: $16,200 from the Fund.

2009-08-14

William L. Koke 74 Director 2001 2009 Preferred 30 None Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc. Director only. Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien are each a member of the Fund's Audit Committee and its Nominating Committee. Total compensation from the Fund: $16,200.

SPROTT FOCUS TRUST INC.

Filing Date	Source Excerpt
2001-08-14	William L. Koke 66 Director 1997 Common and Preferred The current members of the Audit Committee are Donald R. Dwight, Richard M. Galkin, Stephen L. Isaacs, William L. Koke and David L. Meister. Mr. Galkin serves as Chairman of the Audit Committee. Each Independent Director currently receives a base fee of $3,500 per year plus $250 for each meeting of the Board of Directors attended. For the year ended December 31, 2000, each of the Independent Directors received a base fee of $2,500 per year plus $250 for each meeting of the Board of Directors attended. Set forth below is the aggregate compensation paid by the Fund and the total compensation paid by the Royce Funds to each Independent Director and affiliated person of the Fund for the year ended December 31, 2000. William L. Koke, Director 3,750 None 38,750
2002-09-05	William L. Koke 67 Director 2001 Common and Preferred; Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2003-08-25	William L. Koke 68 Class III Director Financial planner with Shoreline Financial Consultants. Mr. Koke's prior business experience includes having served as Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2004-08-18	William L. Koke 69 Class III 2001 2005 Common 21 None Private investor. Director and Mr. Koke's prior business Preferred experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2005-08-31	William L. Koke, Director (2) 2,900 None None 75,600 (2)Includes $40,000 from other Royce Funds deferred during 2004 at the election of Mr. Koke under The Royce Funds' Deferred Compensation Plan for Trustees/Directors.
2006-08-23	William L. Koke 71 Class III 2001 2008 Common and Preferred Private investor. Mr. Koke's prior business experience includes having served as President of Shoreline Financial Consultants, Director of Financial Relations of SONAT, Inc., Treasurer of Ward Foods, Inc. and President of CFC, Inc.
2007-08-23	William L. Koke Private investor. Age 72. Class III Director. Elected 2001, term expires 2008. Elected by Common and Preferred. Member of Audit Committee and Nominating Committee. Total compensation from the Fund and Fund Complex paid to Directors: $97,850.
2008-08-21	William L. Koke, Director $3,850 None None $105,000 $105,000
2009-08-14	William L. Koke, Director, 74, Class III, Director and Preferred, Private investor. The current members of the Audit Committee are Richard M. Galkin, Stephen L. Isaacs, William L. Koke, Arthur S. Mehlman, David L. Meister and G. Peter O'Brien. The Board of Directors has a Nominating Committee composed of the six Independent Directors, namely Messrs. Galkin, Isaacs, Koke, Mehlman, Meister and O'Brien. Each Independent Director receives a base fee of $3,000 per year plus $300 for each meeting of the Board of Directors attended. William L. Koke received $3,850 from the Fund for the year ended December 31, 2008.

Data sourced from SEC filings. Last updated: 2025-10-12