YUICHI NOMOTO - Corporate Board Profile

JAPAN SMALLER CAPITALIZATION FUND INC

Filing Date	Source Excerpt
2019-10-11	Yuichi Nomoto (47)* Nomura Asset Management U.S.A. Inc. Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 President and Director April 2019 President and Chief Executive Officer of NAM-U.S.A. and President of Nomura Global Alpha LLC (NGA) since April 2019; Managing Director of NAM-U.S.A. since April 2018; Head of Client Services and Marketing of NAM-U.S.A. since 2016; Executive Director of NAM-U.S.A. from 2016 to April 2018; Senior Manager and Head of the Marketing Planning Team, NISA Project Team in Retail Client Strategy, and the Investment Trust Marketing Team of Nomura Asset Management Co., Ltd. (NAM) from 2010 to 2016. Mr. Nomoto is an “interested person,” as defined in the Investment Company Act, of the Fund based on his positions with NAM-U.S.A. and NAM.
2020-10-13	Yuichi Nomoto (48)* Nomura Asset Management U.S.A. Inc. Worldwide Plaza 309 West 49th Street New York, New York 10019-7316 President and Director 2019 President and Chief Executive Officer of Nomura Asset Management U.S.A. Inc. (“NAM-U.S.A.”) and Director of Nomura Corporate Research and Asset Management Inc. (“NCRAM”) since 2019; Managing Director of NAM-U.S.A. since 2018; Head of Client Services and Marketing of NAM-U.S.A. from 2016-2020; Executive Director of NAM-U.S.A. from 2016-2018; Head of Investment Trust Marketing Department of Nomura Asset Management Co., Ltd. (“NAM”) from 2014-2016. One registered investment company consisting of one portfolio None * Mr. Nomoto is an “interested person,” as defined in the Investment Company Act, of the Fund based on his positions with NAM-U.S.A. and NAM.
2021-10-08	Yuichi Nomoto (49)*** President and Director 2019 President and Chief Executive Officer of Nomura Asset Management U.S.A. Inc. (“NAM-U.S.A.”) and Director of Nomura Corporate Research and Asset Management Inc. (“NCRAM”) since 2019; Managing Director of NAM-U.S.A. since 2018; Head of Client Services and Marketing of NAM-U.S.A. from 2016-2020; Executive Director of NAM-U.S.A. from 2016-2018; Head of Investment Trust Marketing Department of Nomura Asset Management Co., Ltd. (“NAM”) from 2014-2016. Mr. Nomoto is an interested Director of the Fund within the meaning of the Investment Company Act. The Fund pays each Independent Director an annual fee of $30,000. In addition, the Fund pays each Independent Director $3,000 per in-person or virtually held meeting attended, $2,000 per telephonic meeting attended, and Director expenses related to attendance at meetings. The Chairman of the Board is paid an additional annual fee of $8,000 and the Chairman of the Audit Committee is paid an additional annual fee of $4,000. Such fees and expenses for Independent Directors for the fiscal year ended February 28, 2021 totaled $210,513. The following table sets forth the aggregate compensation from the Fund (not including expense reimbursements) paid to each Director during the fiscal year ended February 28, 2021. Yuichi Nomoto $0.
2022-11-07	Yuichi Nomoto (50)*** President and Director Since 2019 President and Chief Executive Officer of Nomura Asset Management U.S.A. Inc. (“NAM-U.S.A.”); Head of Global Business Strategy Department of Nomura Asset Management Co., Ltd. (“NAM”) since 2022; Managing Director of NAM-U.S.A. since 2018; Head of Client Services and Marketing of NAM-U.S.A. from 2016-2020; Executive Director of NAM-U.S.A. from 2016-2018. Mr. Nomoto is an “interested person,” as defined in the Investment Company Act, of the Fund based on his positions with NAM-U.S.A. and NAM. The following table sets forth the aggregate compensation from the Fund (not including expense reimbursements) paid to each Director during the fiscal year ended February 28, 2022. Yuichi Nomoto $0
2023-10-10	Yuichi Nomoto (51)*** President and Director Since 2019 President and Chief Executive Officer of Nomura Asset Management U.S.A. Inc. ("NAM-U.S.A."); Head of Global Business Strategy Department of Nomura Asset Management Co., Ltd. ("NAM") from April 2022 to March 2023; Managing Director of NAM-U.S.A. since 2018. Mr. Nomoto is an “interested person,” as defined in the Investment Company Act, of the Fund based on his positions with NAM-U.S.A. and NAM. The following table sets forth the aggregate compensation from the Fund (not including expense reimbursements) paid to each Director during the fiscal year ended February 28, 2023. Yuichi Nomoto $0.
2024-10-24	Yuichi Nomoto (52) President and Director Since 2019 President and Chief Executive Officer of Nomura Asset Management U.S.A. Inc. Mr. Nomoto is an interested Director of the Fund. Aggregate Compensation from the Fund Paid to Directors for its Fiscal Year Ended February 29, 2024: $0.

JAPAN SMALLER CAPITALIZATION FUND INC

TAIWAN FUND INC